Regulatory
252 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Decibel Partners III, LP Files SEC Document for Investment Company Act
Decibel Partners III, LP filed a document with the SEC on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act.
ISQ Hawkeye Holdings, L.P. Files D/A with SEC
ISQ Hawkeye Holdings, L.P. filed a D/A on April 2, 2026, according to SEC EDGAR records.
BLVD BTS Fund II, LLC Submits SEC Filing
D - BLVD BTS Fund II, LLC filed a document with the SEC on April 2, 2026, according to EDGAR records.
AM SPV Fund Management LLC Files for D - Mezcla SPV Series
AM SPV Fund Management LLC submitted a SEC filing for D - Mezcla SPV on April 2, 2026, as part of its activities as a fund manager.
Blackstone Energy Transition Partners V L.P. Files SEC Document on Section 3(c)(7)
Blackstone Energy Transition Partners V L.P. submitted a filing to the SEC on April 1, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D - Pulse Co-Investment LP Files SEC Form for Section 3(c)(7)
D - Pulse Co-Investment LP submitted a SEC EDGAR filing on April 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Align Fund 2, LP Files Under Investment Company Act Section 3(c)(1)
Align Fund 2, LP submitted a SEC filing on April 1, 2026, invoking Section 3(c)(1) of the Investment Company Act.
WTC Multi Strategy Fund Offshore Files SEC Document on Investment Company Act
D/A - WTC Multi Strategy Fund Offshore, LLC filed a SEC document on April 1, 2026, citing Investment Company Act Section 3(c) and Section 3(c)(7).
Infinitas Capital SPV XXX Files SEC Document
Infinitas Capital SPV XXX, a series of Infinitas Capital Master LLC, filed a document with the SEC on April 1, 2026.
Ithaka Infra Fund III Files for Investment Company Act Exemptions
Ithaka Infra Fund III, F.C.R., filed a document with SEC EDGAR on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
MPC IL River Edge Fund LLC Files SEC Document
MPC IL River Edge Fund LLC, with CIK 0001866277, submitted a filing to the SEC on April 1, 2026, according to EDGAR records.
Everview Residential Finance Holdings B, L.P. Files for Investment Act Exemptions
Everview Residential Finance Holdings B, L.P. filed a document on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
L Squared Capital Partners V-B LP Files for Investment Company Act Exemptions
L Squared Capital Partners V-B LP submitted a SEC filing on March 31, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Centerbridge Keystone Fund Files Under Investment Company Act Section 3(c)(7)
Centerbridge Keystone Fund, L.P. filed a SEC form on March 31, 2026, citing Section 3(c)(7) of the Investment Company Act for exemption purposes.
L Squared Capital Partners V-EF LP Files for Investment Company Act Exemptions
L Squared Capital Partners V-EF LP submitted a SEC filing on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
CLEARMATRIX SPV A SERIES Files SEC Document
CLEARMATRIX SPV A SERIES OF AM SPV FUND MANAGEMENT LLC filed a document with the SEC on March 31, 2026.
StartEngine Private Funds LLC Files for Series 11-1
StartEngine Private Funds LLC submitted a SEC filing for its D - Series 11-1 on March 31, 2026, as part of routine regulatory disclosures.
Golub Capital Direct Lending Fund Files Under Section 3(c)(7)
Golub Capital Direct Lending Fund, L.P., Series SU-A submitted a SEC filing on March 31, 2026, specifying Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Ascend Investment Fund II, LLC Files Under Section 3(c)(1)
Ascend Investment Fund II, LLC submitted a filing under Section 3(c)(1) of the Investment Company Act on March 31, 2026, as reported by SEC EDGAR.
GLL Health Sciences Fund Ltd Files Under Section 3(c)(7)
GLL Health Sciences Fund Ltd filed a SEC document on March 31, 2026, related to Item 3C.7 of the Investment Company Act.
Synergy Renovation Fund LLC Files SEC Document
Synergy Renovation Fund LLC, with CIK 0002125328, submitted a filing to the SEC on March 31, 2026, according to EDGAR records.
Tyro Absolute Return Fund II LP Files SEC Document for Section 3(c)(7)
Tyro Absolute Return Fund II LP filed a SEC document on March 31, 2026, related to Section 3(c)(7) of the Investment Company Act.
CH Ventures III (Parallel) Files Under Investment Company Act Section 3(c)(1)
D - CH Ventures III (Parallel), L.P. filed a document with the SEC on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Godel Alpha Fund LP Files D/A with SEC
Godel Alpha Fund LP submitted a D/A filing to the SEC on March 30, 2026, as recorded in SEC EDGAR documents.
Seafront Opportunity Fund II LLC - Series I Files SEC Document on Investment Company Act
Seafront Opportunity Fund II LLC - Series I filed a document with the SEC on March 30, 2026, citing Investment Company Act Section 3(c)(7).
Bash Capital1, Inc. Files Form D/A with SEC
Bash Capital1, Inc., an emerging fund manager, filed a Form D/A on March 30, 2026, as reported in SEC EDGAR records.
MDF Capital Partners 2023, LP Files SEC Document
MDF Capital Partners 2023, LP submitted a filing to the SEC on March 30, 2026, as recorded in SEC EDGAR archives.
LM DNM SEED SPV 2026 Files Under Investment Company Act Section 3(c)(1)
D - LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a document on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Navier Ventures LP Files SEC Document for Series Exemption
Navier Ventures LP filed a document on March 30, 2026, for D - NavierCVAlloyed 1 under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Navier Ventures LP Files SEC Notice for Fund Series
Navier Ventures LP submitted a filing on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Snow Lion Note Fund 12 RES LLC Files SEC Document
D - Snow Lion Note Fund 12 RES LLC submitted a filing to the SEC on March 30, 2026, with an accession number of 0002125243-26-000001, according to EDGAR records.
Snow Lion Note Fund 12 RES LLC Files with SEC on March 30, 2026
D - Snow Lion Note Fund 12 RES LLC submitted a filing to the SEC, as recorded on March 30, 2026.
D - Collektion Investments IV LLC Files SEC Document
D - Collektion Investments IV LLC, with CIK 0002125748, submitted a filing to the SEC on March 30, 2026.
River Oak Capital Public Equities Fund Files Under Investment Company Act
River Oak Capital Public Equities Fund, LP filed a document with the SEC on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
1EP Ventures I (Cayman) L.P. Files Under SEC Section 3(c)(7)
D - 1EP Ventures I (Cayman), L.P. submitted a filing to the SEC on March 27, 2026, under Item 3C and Section 3(c)(7) of the Investment Company Act.
Greystar Global Strategic Partners II Files Under Section 3(c)(7)
Greystar Global Strategic Partners II (US Feeder), LP filed a notice related to Section 3(c)(7) of the Investment Company Act on March 27, 2026, as per SEC EDGAR.
MSD Investment Corp. Files D/A Form with SEC
MSD Investment Corp. submitted a D/A filing to the SEC on March 27, 2026, according to official records.
MSD Investment Corp. Files Form D/A with SEC
MSD Investment Corp. submitted a Form D/A filing to the SEC on March 27, 2026, as recorded in official documents.
SLR Multi-Strategy Private Credit Fund III Files Under Section 3(c)(7)
SLR Multi-Strategy Private Credit Fund III L.P. filed a document related to Investment Company Act Section 3(c)(7) on March 27, 2026, according to SEC EDGAR.
SLR Multi-Strategy Private Credit Fund III L.P. Files SEC Document Under Investment Company Act
SLR Multi-Strategy Private Credit Fund III L.P. filed a SEC document on March 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - MWH Fund, LLC Files SEC Document on March 27, 2026
D - MWH Fund, LLC submitted a filing to the SEC on March 27, 2026, as recorded in EDGAR archives.
D - MWH Fund, LLC Files with SEC EDGAR
D - MWH Fund, LLC submitted a filing to SEC EDGAR on March 27, 2026, with a file size of 9 KB.
SecondMarket Growth LLC Files SEC Notice for AI CNGL Fund III
D - AI CNGL Fund III, a series of SecondMarket Growth LLC, filed under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Private Select Partners VI LP Files SEC Exemption Under Section 3(c)(7)
D/A - Private Select Partners VI LP filed a document with the SEC on March 27, 2026, related to an exemption under the Investment Company Act.
D - EBS Muni TIF Bond Fund A, LLC Files with SEC
D - EBS Muni TIF Bond Fund A, LLC submitted a filing to the SEC on March 27, 2026, according to EDGAR records.
DL Partners, LP Files SEC Document on Investment Company Act Section 3(c)(1)
DL Partners, LP submitted a filing to the SEC on March 26, 2026, referencing Item 3C and Section 3(c)(1) of the Investment Company Act.
Intertide Partners Opportunity Fund II LLC Files SEC Exemption Notice
Intertide Partners Opportunity Fund II LLC submitted a SEC filing on March 26, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
Argonaut Private Equity Fund VI, LP Files SEC Form D
Argonaut Private Equity Fund VI, LP filed a Form D with the SEC on March 26, 2026, citing Section 3(c)(7) of the Investment Company Act.
CoinShares Bastion Fund Files for Section 3(c)(1) Exemption
CoinShares Bastion Market Neutral USD Feeder Fund, LP filed a document with the SEC on March 26, 2026, under Item 3C of the Investment Company Act.
D - Venture on Lockett, LLC Files SEC Document
D - Venture on Lockett, LLC submitted a filing to the SEC on March 26, 2026, with accession number 0002112254-26-000001.
