Regulatory
947 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Willow Tree Fund III Files D/A With SEC
Willow Tree Fund III (Unlevered) (Offshore), LP submitted a D/A filing under Section 3(c)(7) on 2026-07-17.
JB Investments Offshore Fund IV Files D/A with SEC
JB Investments Offshore Fund IV, Ltd. submitted a D/A filing on July 17, 2026 referencing Section 3(c)(7) of the Investment Company Act.
AE Industrial Partners Fund IV-A, LP Files D/A With SEC
AE Industrial Partners Fund IV-A, LP submitted a D/A filing on 2026-07-17 referencing Investment Company Act exemptions.
Willow Tree Fund III (Unlevered) Files D/A on SEC EDGAR
Willow Tree Fund III (Unlevered), LP submitted a D/A filing on July 17, 2026 claiming a Section 3(c)(7) exemption under the Investment Company Act.
Willow Tree Fund III Files D/A Amendment on SEC EDGAR
Willow Tree Fund III (Unlevered), LP submitted a D/A filing referencing Investment Company Act Section 3(c)(7) on July 17, 2026.
Willow Tree Fund III Files D/A Amendment With SEC
Willow Tree Fund III (Unlevered) (Offshore), LP submitted a Form D amendment on July 17, 2026, claiming Section 3(c)(7) exemption.
Polis Strategies Fund LLC - Series 4 Files With SEC
Polis Strategies Fund LLC - Series 4 submitted a filing to the SEC on July 17, 2026, according to SEC EDGAR records.
Willow Tree Fund III (Unlevered) (Offshore) Files D/A With SEC
Willow Tree Fund III (Unlevered) (Offshore), LP submitted a D/A filing on 2026-07-17 claiming Section 3(c)(7) exemption under the Investment Company Act.
AE Industrial Partners Fund IV Files D/A With SEC
AE Industrial Partners Fund IV, LP submitted a D/A filing to the SEC on 2026-07-17 claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Willow Tree Fund III (Unlevered) (Offshore) Submits D/A Filing
Willow Tree Fund III (Unlevered) (Offshore), LP filed a D/A with the SEC on July 17, 2026, under Section 3(c)(7) of the Investment Company Act.
Willow Tree Fund III Files 3(c)(7) Notice with SEC
Willow Tree Fund III (Unlevered), LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 17, 2026.
Stonepeak Asia Infrastructure Fund II Files D/A Amendment
Stonepeak Asia Infrastructure Fund II (Lux) SCSp submitted a D/A filing to the SEC on July 17 2026 claiming Section 3(c)(7) exemption.
Polis Strategies Fund LLC Series 4 Files With SEC
Polis Strategies Fund LLC Series 4 submitted a regulatory filing to the SEC on July 17 2026 under CIK 0002142668.
Stonepeak Asia Infrastructure Fund II LP Files D/A With SEC
Stonepeak Asia Infrastructure Fund II LP submitted a D/A filing to the SEC on July 17 2026 under Section 3(c)(7) of the Investment Company Act.
Renaissance Kaleidoscope Fund LLC Files D/A Amendment with SEC
Renaissance Kaleidoscope Fund LLC submitted a D/A filing on July 17, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Sherwood Coffee Investment LLC Files 3(c)(1) Amendment
Sherwood Coffee Investment LLC submitted a D/A filing on 2026-07-17 claiming exemption under Section 3(c)(1) of the Investment Company Act.
AE Industrial Partners Fund IV Files D/A With SEC
AE Industrial Partners Fund IV, LP submitted a D/A filing on 2026-07-17 claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
NCS International Fund LLC Files D/A on 2026-07-17
NCS International Fund LLC submitted a D/A filing referencing Investment Company Act Section 3(c)(7) on July 17, 2026.
NCS Group Trust International Fund Files D/A on SEC EDGAR
NCS Group Trust International Fund submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 17, 2026.
Fortress Intellectual Property Opportunities Fund III (A) LP Files SEC Notice
Fortress Intellectual Property Opportunities Fund III (A) LP submitted a regulatory filing to the SEC on July 17, 2026, under Section 3(c)(7).
Fortress Intellectual Property Opportunities Fund III (B) LP Files SEC Notice
Fortress Intellectual Property Opportunities Fund III (B) LP submitted a Section 3(c)(7) notice to the SEC on July 17, 2026.
HSAM Residential Property Partners Files D/A on July 16 2026
HSAM Residential Property Partners, L.P. submitted a Form D/A amendment claiming Sections 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
D-270 Private Capital Opportunities Fund II Files SEC Notice
D-270 Private Capital Opportunities Fund II, LP submitted a Section 3(c)(7) notice to the SEC on July 16, 2026.
Caffeinated Capital Antares SPV Files 3(c)(7) Notice
Caffeinated Capital Antares SPV, LLC submitted a Section 3(c)(7) filing to the SEC on July 16, 2026.
Andreessen Horowitz Files 3(c)(1) for AI Infrastructure Fund
Andreessen Horowitz Fund X-B - AI Infrastructure, L.P. filed a Section 3(c)(1) notice with the SEC on July 16, 2026.
Prairie Stone Capital LLC Files SEC Document July 16 2026
Prairie Stone Capital LLC submitted a 6 KB filing under CIK 0002146029 on July 16 2026 via SEC EDGAR.
Andreessen Horowitz Fund X-B Files SEC Notice
Andreessen Horowitz Fund X-B - AI Applications, L.P. filed a Section 3(c)(1) notice with the SEC on July 16, 2026.
Intech U.S. Equity 130/30 Fund LP Files D/A on SEC EDGAR
Intech U.S. Equity 130/30 Fund LP submitted a D/A filing under accession number 0002077380-26-000001 on 2026-07-16.
Mastermind Multifamily Investments Files SEC Document
Mastermind Multifamily Investments, LLC submitted an SEC filing on July 16, 2026.
ASP Partners GSF 8 LP Files D/A with SEC
ASP Partners GSF 8 LP submitted a D/A filing to the SEC on 2026-07-16 under Section 3(c)(7) of the Investment Company Act.
Andreessen Horowitz LSV Fund V-B Files SEC Notice
Andreessen Horowitz LSV Fund V-B, L.P. submitted a filing under the Investment Company Act Section 3(c)(1) on 2026-07-16.
Waveslice Fund Files D/A Amendment for 3(c)(1) Status
Waveslice Fund, LP submitted a D/A filing on July 16, 2026, under Section 3(c)(1) of the Investment Company Act.
Adams Street Files for HNW Offshore Global Secondary Fund 8 LP
Adams Street (HNW Offshore) Global Secondary Fund 8 LP submitted an SEC filing on July 16, 2026 under Investment Company Act Section 3(c)(7).
Baylor Genetics Holdings Files SEC Document July 16 2026
Baylor Genetics Holdings, Inc. submitted an 11 KB filing to SEC EDGAR on July 16, 2026 under accession number 0001231919-26-000766.
D - SY-0402 Fund I Files 3(c)(1) Notice With SEC
D - SY-0402 Fund I, a series of Gold Dragon Ventures, LP, filed a Section 3(c)(1) notice with the SEC on July 16, 2026.
Stormfield Real Estate Income Offshore Fund Files D/A with SEC
Stormfield Real Estate Income Offshore Fund, LTD. submitted a D/A filing under Section 3(c)(5) on July 15, 2026.
D - Run Ventures II CIV-D, L.P. Files SEC Notice
D - Run Ventures II CIV-D, L.P. submitted a filing to the SEC on July 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Granite Equity LLC Files Section 3(c)(7) Notice
Granite Equity LLC submitted a filing to the SEC on July 15 2026 referencing Investment Company Act Section 3(c)(7).
PeakSpan Capital BaseCamp I-A Files SEC Notice
PeakSpan Capital BaseCamp I-A, L.P. submitted a filing to the SEC on July 15, 2026 under Investment Company Act Section 3(c)(1).
Global Strategic Risk Management LP Files D/A With SEC
Global Strategic Risk Management, LP submitted a D/A filing to the SEC on July 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D-IV Series 31A Files 3(c)(1) Notice with SEC
D-IV Series 31A, a Series of Ineffable Ventures Series, LLC, filed a Section 3(c)(1) notice under the Investment Company Act on July 15, 2026.
D - IV Series 30A Files 3(c)(1) Notice With SEC
D - IV Series 30A, a Series of Ineffable Ventures Series, LLC, submitted a Section 3(c)(1) filing on 2026-07-15 via SEC EDGAR.
ASA-US Building Blocks Series Files 3(c)(7) Notice
D - ASA-US Building Blocks Series, LP filed a Section 3(c)(7) notice for its ASA-US Equity Long Short Asia Strategy on July 15, 2026.
Pamir Ventures I, LP Files SEC Notice Under Section 3(c)(7)
Pamir Ventures I, LP submitted a 7 KB filing to the SEC on July 15, 2026, referencing Investment Company Act Section 3(c)(7).
Atyant Capital India Fund-I LP Files D/A Amendment
Atyant Capital India Fund-I LP submitted a Form D/A filing with the SEC on July 15, 2026.
D - CL RPC MSR Investment Fund LLC Files 3(c)(7) Claim With SEC
D - CL RPC MSR Investment Fund LLC filed an SEC document on 2026-07-15 referencing Section 3(c)(7) of the Investment Company Act.
Vista Tactical Credit Fund-A, L.P. Files 3(c)(7) Notice
D - Vista Tactical Credit Fund-A, L.P. submitted a Section 3(c)(7) filing under the Investment Company Act on July 15, 2026.
Atyant Capital India Fund-I Files D/A on SEC EDGAR
Atyant Capital India Fund-I submitted a D/A filing on July 15, 2026, via SEC EDGAR under accession number 0002077844-26-000001.
Amaltas Capital India Fund LLC Files D/A With SEC
Amaltas Capital India Fund LLC submitted a D/A filing to the SEC on July 15, 2026, claiming Section 3(c)(7) exemption.
Mainsheet Capital Partners, LLC Files With SEC EDGAR on July 15, 2026
Mainsheet Capital Partners, LLC (CIK 0002141840) submitted a 5 KB filing to the SEC on July 15, 2026 under accession number 0002141840-26-000001.
