Regulatory
645 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
1940 Fund, Ltd. Files D/A Under Section 3(c)(7)
1940 Fund, Ltd. submitted a D/A filing to the SEC on 2026-06-05 referencing Investment Company Act Section 3(c)(7).
Astro Vault II Series Files SEC 3(c)(7) Notice
D - Astro Vault II a Series of Astro Funds LLC filed an Investment Company Act Section 3(c)(7) notice with the SEC on June 5, 2026.
AllianceBernstein Select US Equity (BVI) Ltd Files D/A on 2026-06-05
AllianceBernstein Select US Equity (BVI) Ltd submitted a D/A filing to the SEC on 2026-06-05 referencing Section 3(c)(7).
KKR Opportunistic Real Estate Credit Fund III LP Files SEC Notice
KKR Opportunistic Real Estate Credit Fund III LP submitted a Section 3(c)(7) filing to the SEC on June 4, 2026.
Ozark Resort Capital, LLC Files Form D on June 4, 2026
Ozark Resort Capital, LLC submitted a Form D filing to the SEC on June 4, 2026, according to SEC EDGAR records.
McGaw Irvine Capital LP Files With SEC EDGAR on June 4 2026
McGaw Irvine Capital LP (CIK 0002137732) submitted a filing to SEC EDGAR on June 4 2026 under accession number 0002137732-26-000001.
Duende Capital LLC Files 3(c)(1) Notice for ANTH I
Duende Capital LLC submitted an SEC filing on June 4 2026 for its ANTH I vehicle claiming exemption under Investment Company Act Section 3(c)(1).
Ember Management Aggregator Files D/A with SEC
Ember Management Aggregator, L.P. submitted Form D/A filing 0001971457-26-000001 on June 4, 2026.
Mason Park Opportunity Fund Files D/A With SEC
Mason Park Opportunity Fund, LP submitted a D/A filing to the SEC on June 4, 2026, under Investment Company Act Section 3(c)(1).
KKR Opportunistic Real Estate Credit Fund III LP Files With SEC
KKR Opportunistic Real Estate Credit Fund III LP submitted a regulatory filing to the SEC on June 4 2026 under Section 3(c)(7).
Unison Risk Advisors Inc. Files SEC Document on June 4 2026
Unison Risk Advisors Inc. (CIK 0001794955) submitted filing 0001794955-26-000004 to the SEC on June 4 2026.
Kline Hill Partners Solutions III Expansion Fund LP Files SEC Notice
Kline Hill Partners Solutions III Expansion Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on June 4, 2026.
Ozark Resort Capital, LLC Files SEC Document
Ozark Resort Capital, LLC submitted a filing listed as D to the SEC on June 4, 2026.
EQT Infrastructure VI Co-Investment Files SEC Form
D - EQT Infrastructure VI Co-Investment (N) SCSp filed a notice under Investment Company Act Section 3(c)(7) on 2026-06-04 according to SEC EDGAR.
Equitybee 22-49064 Series Files 3(c)(1) Amendment
Equitybee 22-49064, a Series of Equitybee cFund Master LLC, submitted a D/A filing claiming Investment Company Act Section 3(c)(1) exemption on June 3, 2026.
Dune Ventures Fund II Files D/A Claiming 3(c)(1) and 3(c)(7) Exemptions
Dune Ventures Fund II, LP submitted a D/A filing on June 3, 2026, listing Investment Company Act Section 3(c) exemptions.
Cinnaire Fund for Housing Limited Partnership 45 Files SEC Document
Cinnaire Fund for Housing Limited Partnership 45 submitted a filing to the SEC on June 3, 2026, according to EDGAR records.
Equitybee Series Files 3(c)(1) Exemption Notice
D - Equitybee 22-43159 a Series of Equitybee cFund Master LLC submitted a Section 3(c)(1) filing to the SEC on 2026-06-03.
Equitybee 22-76598 Series Files 3(c)(1) Notice
Equitybee 22-76598 a Series of Equitybee cFund Master LLC filed a Section 3(c)(1) notice with the SEC on June 3, 2026.
021T Capital Fund I Files D/A on SEC EDGAR
021T Capital Fund I, L.P. submitted a D/A filing to the SEC on June 2, 2026, referencing Sections 3(c)(1) and 3(c)(7).
Behrman Capital CV II L.P. Files SEC Notice Under 3(c)(7)
Behrman Capital CV II L.P. submitted a Section 3(c)(7) exemption filing to the SEC on 2026-06-02.
Forman Capital Mortgage REIT Files Form D
Forman Capital Mortgage REIT, Inc. submitted a Form D filing to the SEC on June 2, 2026.
Apex Tech Growth Partners II Files With SEC
Apex Tech Growth Partners II, LLC submitted a Form D filing to the SEC on June 2, 2026.
Kirigami Master Fund Ltd Files 3(c)(7) Notice With SEC
Kirigami Master Fund Ltd submitted a D/A filing under Investment Company Act Section 3(c)(7) on June 2, 2026.
Vintage Credit Opportunity Partners Employee LP Files D/A
Vintage Credit Opportunity Partners Employee LP submitted a D/A filing to the SEC on June 1, 2026.
SGT Capital Co-Invest 1.1 SCSp Files 3(c)(1) Notice
SGT Capital Co-Invest 1.1 SCSp submitted a Section 3(c)(1) filing under the Investment Company Act on June 1, 2026, according to SEC EDGAR.
Madison & Main Investment LLC Files SEC Document June 1 2026
Madison & Main Investment LLC (0002137962) submitted a 6 KB filing to SEC EDGAR on June 1, 2026 under accession number 0001140361-26-023574.
D - FCP-YAU Holdings, LLC Files Section 3(c)(1) Notice
D - FCP-YAU Holdings, LLC submitted a Section 3(c)(1) filing under the Investment Company Act on June 1, 2026.
D - Rehab Lending Income Fund I, LLC Files SEC Document
D - Rehab Lending Income Fund I, LLC submitted a filing to the SEC on June 1, 2026, according to EDGAR records.
Hoplon Fund III Files D/A with SEC on June 1 2026
Hoplon Fund III L.P. submitted a D/A filing on June 1 2026 under Investment Company Act Section 3(c)(1).
Hoplon Fund I, L.P. Files 3(c)(1) Notice on SEC EDGAR
Hoplon Fund I, L.P. submitted a Section 3(c)(1) notice filing to the SEC on June 1, 2026.
Atreides Foundation Fund, LP Files D/A on SEC EDGAR
Atreides Foundation Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.
Atreides Foundation Fund, Ltd. Files D/A Amendment with SEC
Atreides Foundation Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.
Atreides Foundation Fund, Ltd. Files D/A on 2026-05-29
Atreides Foundation Fund, Ltd. submitted a D/A filing citing Section 3(c)(7) of the Investment Company Act.
PIMCO Private Income Fund Onshore Feeder III LLC Files D/A
PIMCO Private Income Fund Onshore Feeder III LLC submitted a D/A filing to the SEC on May 29 2026 under Section 3(c)(7).
PIMCO Private Income Fund Onshore Feeder LLC Files D/A
PIMCO Private Income Fund Onshore Feeder LLC submitted a D/A filing on 2026-05-29 citing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, LP Files D/A with SEC
Atreides Foundation Fund, LP submitted a D/A filing on 2026-05-29 referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files SEC Notice Under 3(c)(7)
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A Notice
PIMCO PRIVATE SERIES Co LLC filed a D/A for the PIMCO Municipal Real Return Fund citing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A on May 29 2026
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for the PIMCO Municipal Real Return Fund under Investment Company Act Section 3(c)(7).
PIMCO Files D/A for Quantitative Alpha Strategy Offshore Fund
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing on 2026-05-29 under Investment Company Act Section 3(c)(7).
Atreides Foundation Fund, LP Files D/A Amendment on May 29, 2026
Atreides Foundation Fund, LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
PIMCO Quantitative Alpha Strategy Onshore Fund Files SEC Amendment
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing to the SEC on May 29, 2026 under Section 3(c)(7).
Atreides Foundation Fund Files SEC 3(c)(7) Notice
Atreides Foundation Fund, Ltd. submitted a filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.
Atreides Foundation Fund, Ltd. Files 3(c)(7) Notice
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Investment Company Act Section 3(c)(7), according to SEC EDGAR.
PIMCO Private Income Fund Onshore Feeder LLC Files D/A on May 29 2026
PIMCO Private Income Fund Onshore Feeder LLC submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
PIMCO Private Income Fund Onshore Feeder III LLC Files SEC Notice
PIMCO Private Income Fund Onshore Feeder III LLC submitted a D/A filing to the SEC on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Polar CRS Fund II LP Files SEC Notice Under Section 3(c)(7)
Polar CRS Fund II LP submitted a Form D filing with the SEC on May 29, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
PIMCO Private Income Fund Onshore Feeder III LLC Files D/A on May 29 2026
PIMCO Private Income Fund Onshore Feeder III LLC submitted a D/A filing to the SEC on May 29 2026 claiming Section 3(c)(7) exemption.
Atreides Foundation Fund, LP Files 3(c)(7) Amendment
Atreides Foundation Fund, LP submitted a D/A filing on May 29, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
