Regulatory
473 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Infrastructure Investments Fund (iCapital) Files D/A with SEC
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing to the SEC on May 15, 2026 under Section 3(c)(7) of the Investment Company Act.
Future Star Wealth Investment Center Ltd Files with SEC
Future Star Wealth Investment Center Ltd. (CIK 0002135497) submitted a 7 KB SEC filing on May 15, 2026.
Future Star Wealth Investment Center Ltd Files Form D
Future Star Wealth Investment Center Ltd. submitted a Form D filing to the SEC on May 15, 2026 under accession number 0002135497-26-000001.
General Industrial Onshore Fund L.P. Files D/A on SEC EDGAR
General Industrial Onshore Fund L.P. submitted a D/A filing referencing Investment Company Act Section 3(c)(7) on May 15, 2026.
Infrastructure Investments Fund Files D/A with SEC
Infrastructure Investments Fund (iCapital), Ltd. submits D/A filing referencing Section 3(c)(7) of the Investment Company Act on May 15, 2026.
Future Star Wealth Investment Center Ltd. Files SEC Document
Future Star Wealth Investment Center Ltd. submitted a filing to the SEC on May 15, 2026.
TPG Equity X, L.P. Files SEC Notice Under Section 3(c)(7)
TPG Equity X, L.P. submitted a filing with the SEC on May 15, 2026 claiming exemption under Investment Company Act Section 3(c)(7).
TPG Healthcare Partners Equity III Files SEC Notice
TPG Healthcare Partners Equity III, L.P. submitted a Form D filing under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
TPG GP Solutions Equity II Files SEC 3(c)(1) Exemption Notice
TPG GP Solutions Equity II, L.P. submitted a Section 3(c)(1) exemption filing with the SEC on May 15, 2026.
TPG Twin Brook Direct Lending Equity VI Files SEC Notice
TPG Twin Brook Direct Lending Equity VI, L.P. submitted a Section 3(c)(7) filing with the SEC on May 15, 2026.
General Industrial Onshore Fund L.P. Files D/A on 2026-05-15
General Industrial Onshore Fund L.P. submitted a D/A filing to the SEC on May 15 2026 claiming Section 3(c)(7) exemption.
TPG Files SEC Notice for Asset Based Credit Equity II, L.P.
TPG AG Asset Based Credit Equity II, L.P. submitted a Section 3(c)(7) notice filing with the SEC on May 15, 2026.
Future Star Wealth Investment Center Ltd. Submits SEC Filing
Future Star Wealth Investment Center Ltd. (CIK 0002135497) filed a 7 KB document with the SEC on May 15, 2026, per EDGAR records.
JS Venture Fund LLC Series A30 Files D/A With SEC
JS Venture Fund LLC Series A30 submitted a D/A filing under Investment Company Act Section 3(c)(7) on May 15, 2026.
General Industrial Onshore Fund L.P. Submits D/A Filing
General Industrial Onshore Fund L.P. filed a D/A notice with the SEC on May 15, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A With SEC
JS Venture Fund LLC Series A30 submitted a D/A filing on May 15 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Infrastructure Investments Fund Files D/A with SEC
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A amendment filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
TPG AG Asset Based Credit Equity II, L.P. Files SEC Notice
TPG AG Asset Based Credit Equity II, L.P. submitted a filing to the SEC on May 15, 2026 referencing Section 3(c)(7).
TPG GP Solutions Equity II Files SEC 3(c)(1) Notice
TPG GP Solutions Equity II, L.P. submitted a Section 3(c)(1) notice to the SEC on May 15, 2026, according to EDGAR records.
TPG Healthcare Partners Equity III Files SEC Notice
TPG Healthcare Partners Equity III, L.P. submitted a Form D filing with the SEC on May 15, 2026 claiming exemption under Section 3(c)(7).
Robey Street Equity LLC Submits SEC Filing on May 15, 2026
Robey Street Equity LLC filed a document with the SEC on May 15, 2026, as part of regulatory requirements for emerging fund managers.
Balaji Rolling Fund, LP Files D/A with SEC
Balaji Rolling Fund, LP submitted a D/A filing to the SEC on May 15, 2026, detailing exemptions under the Investment Company Act.
CineFund Holdings, Inc. Submits SEC Filing
CineFund Holdings, Inc. filed a document with the SEC on May 14, 2026, as recorded in the EDGAR system.
Mason Avant Fund LLC Files SEC Document
D - Mason Avant Fund LLC submitted a filing to the SEC on May 14, 2026, according to EDGAR records.
Aspiriant Holdings LLC Files SEC Document Under Rule 504(b)(1)
Aspiriant Holdings LLC submitted a filing to the SEC on May 14, 2026, referencing Rule 504(b)(1) as per the document's item description.
SEC Filing for 151 N Chestnut Holdings LLC on May 14, 2026
151 N Chestnut Holdings LLC filed a D/A form with the SEC on May 14, 2026, as part of regulatory disclosures.
Wedge Alternative Fund LLC Files D/A with SEC
Wedge Alternative Fund LLC submitted a D/A filing to the SEC on May 14, 2026, according to official records.
Obra Insurance Fund, LP Files D/A with SEC
Obra Insurance Fund, LP submitted a D/A filing to the SEC on May 14, 2026, according to official records.
D - SG 5Q Holdings, LLC Files SEC Document
D - SG 5Q Holdings, LLC submitted a filing to the SEC on May 14, 2026, as per EDGAR records.
D - DE-0226 Fund II Files SEC Document on Investment Company Act
D - DE-0226 Fund II, a series of Roll Up Vehicles, LP, filed a SEC document on May 14, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
Seidler Equity Australia III, LP Files SEC Document Referencing Section 3(c)(7)
D - Seidler Equity Australia III, LP filed a SEC document on May 13, 2026, including items related to the Investment Company Act Section 3(c) and specifically Section 3(c)(7).
Ribbit Founder Fund Z Files Under Investment Company Act Section 3(c)(7)
D - Ribbit Founder Fund Z, L.P. submitted a SEC filing on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - Global Opportunity Partners LP Files SEC Document
D - Global Opportunity Partners LP, with CIK 0002109459, submitted a filing to the SEC on May 13, 2026, according to EDGAR records.
Legacy Security Fund I, LLC Files SEC Document
Legacy Security Fund I, LLC submitted a filing to the SEC on May 13, 2026, with accession number 0001953845-26-000001.
Blackstone I Fund Absolute Return L.P. Files SEC Document Under Investment Company Act
Blackstone I Fund Absolute Return L.P. submitted a filing to the SEC on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Oaklin Lane Partnership LLC Files SEC Document
Oaklin Lane Partnership LLC submitted a filing to the SEC on May 13, 2026, as recorded in the EDGAR database.
WH Capital VIII LLC Files for Section 3(c)(1) Exemption
WH Capital VIII LLC submitted a filing to the SEC on May 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Keystone Energy Fund 2026 LP Files with SEC
Keystone Energy Fund 2026 LP submitted a filing to the SEC on May 12, 2026, as recorded in SEC EDGAR documents.
Magnolia Grove Investment Group LLC Files SEC Document
Magnolia Grove Investment Group LLC submitted a filing to the SEC on May 12, 2026, with details available on EDGAR.
Hockey Parent Holdings, L.P. Files SEC Document on May 12, 2026
D - Hockey Parent Holdings, L.P. submitted a filing to the SEC on May 12, 2026, with accession number 0001775042-26-000006.
Hockey Parent Holdings, L.P. Files with SEC on May 12, 2026
D - Hockey Parent Holdings, L.P. submitted a filing to the SEC, as documented in EDGAR records from May 12, 2026.
Foresight Holdings Group, LP Files SEC Document on May 12, 2026
D - Foresight Holdings Group, LP submitted a filing to the SEC on May 12, 2026, according to EDGAR records.
Lendistry CRA Loan Fund III, LLC Files SEC Document
Lendistry CRA Loan Fund III, LLC with CIK 0002048855 submitted a filing to the SEC on May 12, 2026, as per EDGAR records.
eFi Capital Partners, LLC Files D/A with SEC
eFi Capital Partners, LLC submitted a D/A filing to the SEC on May 12, 2026, as documented in SEC EDGAR records.
NRC Private Equity Opportunities IV, L.P. Files Under Section 3(c)(7)
NRC Private Equity Opportunities IV, L.P. filed a document with the SEC on May 12, 2026, related to Section 3(c)(7) of the Investment Company Act.
BTG Pactual Strategic Capital Fund II-B Files SEC Form D
BTG Pactual Strategic Capital Fund II-B, L.P. filed a Form D on May 11, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Camlyn Capital Fund 1 LLC Files SEC Document
Camlyn Capital Fund 1 LLC submitted a filing to the SEC on May 11, 2026, according to EDGAR records.
Mirae Asset Capital Life Science Inception I, LP Files SEC Document Under Section 3(c)(1)
Mirae Asset Capital Life Science Inception I, LP filed a regulatory document with the SEC on May 11, 2026, citing Section 3(c)(1) of the Investment Company Act.
Homestead Wealth Partners LLC Files SEC Form D
Homestead Wealth Partners LLC submitted a Form D filing to the SEC on May 11, 2026, according to EDGAR records.
Efficient U.S. Funds, LLC Files SEC Document for Pure Trend Series
Efficient U.S. Funds, LLC submitted a filing for its Efficient Pure Trend Series on May 8, 2026, according to SEC EDGAR records.
