Regulatory
1144 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Syntax Ventures Files DI-0702 Fund I Series Notice
D - DI-0702 Fund I, a series of Syntax Ventures, LP filed a Section 3(c)(1) notice with the SEC on August 7, 2026.
Fillmore Partners Files Amended SEC Notice for 3(c)(1) Exemption
Fillmore Partners, L.P. submitted an amended Form D filing on August 7, 2026, referencing Section 3(c)(1) of the Investment Company Act.
West Street Mezzanine Partners IX LP Files SEC Notice August 6 2026
West Street Mezzanine Partners IX LP submitted a notice to the SEC on August 6 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Madison International Real Estate Liquidity Fund IX Files SEC Amendment
Madison International Real Estate Liquidity Fund IX (TE), LP submitted a D/A filing to the SEC on August 6, 2026, under Investment Company Act Section 3(c)(7).
Delta Asset Management 26-1 LLC Files With SEC
Delta Asset Management 26-1 LLC submitted an SEC filing on August 6, 2026.
BlueBay Global Securitized Credit Opportunities Fund Files D/A
BlueBay Global Securitized Credit Opportunities Fund LP submitted a D/A filing on August 6, 2026 referencing Section 3(c)(7).
BlueBay Global Sovereign Opportunities Fund LP Files D/A on Aug 6 2026
BlueBay Global Sovereign Opportunities Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) to the SEC on August 6 2026.
BlueBay Emerging Market Credit Alpha Fund Files 3(c)(7) Notice
BlueBay Emerging Market Credit Alpha Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 6, 2026.
BlueBay Global Credit Alpha Long Short Fund Files SEC Notice
BlueBay Global Credit Alpha Long Short Fund Ltd submitted a D/A filing to the SEC on August 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Tryperion RE Fund V LP Files SEC Notice Under Sections 3(c)(1), 3(c)(5) and 3(c)(7)
Tryperion RE Fund V LP submitted a 7 KB filing to the SEC on August 5, 2026 referencing Investment Company Act exemptions 3(c)(1), 3(c)(5) and 3(c)(7).
D - Growth Healthcare Investments LLC Files With SEC
D - Growth Healthcare Investments LLC submitted a filing to the SEC on August 5, 2026, according to SEC EDGAR records.
Duke Capital Partners 2606A Files With SEC EDGAR
Duke Capital Partners 2606A, A Series of V360 Holdings LLC submitted a filing to the SEC on August 5, 2026.
ACAP Innovation Fund SPV LP Files D/A With SEC
ACAP Innovation Fund SPV LP submitted a D/A filing to the SEC on August 5, 2026, under Investment Company Act Section 3(c)(1).
Vanara Capital Fund I-A, LP Files SEC 3(c)(7) Notice
Vanara Capital Fund I-A, LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 5, 2026.
InvestX Growth Equity V-US (QP) LP Files D/A With SEC
InvestX Growth Equity V-US (QP) LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 5, 2026.
iCapital-SIP Glade Brook Strategic Growth V Access Fund Files SEC Notice
D - iCapital-SIP Glade Brook Strategic Growth V Access Fund, L.P. submitted a Form 3C filing with the SEC on August 5, 2026 under Section 3(c)(7).
Open Doors Partners, LLC Files SEC Document August 5, 2026
Open Doors Partners, LLC submitted a filing to the SEC on August 5, 2026, with accession number 0001724977-26-000026.
Augustine Sterling Partners I LLC Files SEC Document
Augustine Sterling Partners I LLC submitted a filing to the SEC on August 5, 2026, according to EDGAR records.
Acadian U.S. Investment Grade Corporate Bond Fund Files D/A
Acadian U.S. Investment Grade Corporate Bond Fund, LLC submitted a D/A filing under Section 3(c)(7) on August 5, 2026.
HIG Holdings, LLC Files With SEC on August 5, 2026
HIG Holdings, LLC submitted a filing to the U.S. Securities and Exchange Commission on August 5, 2026.
Acadian U.S. Equity Extension Fund Files D/A With SEC
Acadian U.S. Equity Extension Fund, LLC submitted a D/A filing to the SEC on August 5, 2026 under Section 3(c)(7).
Newbrook Capital Eastpointe Ridge Investors Files SEC Notice
Newbrook Capital Eastpointe Ridge Investors LLC submitted a Section 3(c) filing with the SEC on August 4, 2026.
Integra Global Advisors Files for VC Access Fund Global I LP
Integra Global Advisors VC Access Fund Global I LP submitted a Section 3(c)(7) filing with the SEC on August 4, 2026.
ITB Premium Fund II Ltd Files D/A with SEC
ITB Premium Fund II Ltd submitted a D/A filing to the SEC on August 4, 2026, claiming exemption under Section 3(c)(1).
United Equity Partners LLC Files With SEC on August 4 2026
United Equity Partners LLC submitted a filing to the SEC on August 4 2026 under CIK 0002148793.
360 ONE ARISE Credit Fund Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
360 ONE ARISE Credit Fund submitted a 7 KB SEC filing on August 4 2026 listing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
Kapta Space Series Files 3(c)(1) Notice
D - Kapta Space a Series of Entrada Ventures II Master LLC submits Section 3(c)(1) filing with the SEC on August 4, 2026.
Revenant Ventures Fund I Files D/A With SEC
Revenant Ventures Fund I, L.P. submitted a D/A filing to the SEC on August 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Greenwave Ventures Fund I Files D/A Notice with SEC
Greenwave Ventures Fund I, LP submitted a D/A filing on August 3, 2026, claiming Section 3(c)(1) exemption under the Investment Company Act.
BCG Industrial Holdings LLC Files SEC Document
BCG Industrial Holdings LLC (CIK 0002148265) submitted a filing to the SEC on August 3, 2026.
TMAM/Pathway Global Opportunities USD Fund XI Files SEC Notice
TMAM/Pathway Global Opportunities USD Fund XI, LP submitted an SEC filing on August 3, 2026 claiming exemptions under Investment Company Act sections 3(c)(1) and 3(c)(7).
D - Ranch Road Equity LLC Files With SEC EDGAR
D - Ranch Road Equity LLC submitted a filing to the SEC on August 3, 2026 under accession number 0002147815-26-000001.
Magnetar AI Ventures Fund LP Files D/A With SEC
Magnetar AI Ventures Fund LP submitted a D/A filing on 2026-08-03 citing Section 3(c)(7) of the Investment Company Act.
StepStone Capital Partners VI Offshore Files D/A With SEC
StepStone Capital Partners VI Offshore, L.P. submitted a D/A filing on July 31, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.
Aon Alternatives Fund SPC Files D/A for 3(c)(7) Exemption
Aon Alternatives Fund SPC - Aon Return Enhancing Alternatives Portfolio SP submitted a Form D/A filing under Investment Company Act Section 3(c)(7) on August 3, 2026.
StepStone Capital Partners VI Files D/A With SEC
StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Asteya Partners Delaware, LP Files SEC Exemption Notice
Asteya Partners Delaware, LP submitted a filing to the SEC on August 3, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
BVP X Series Files D/A for Bloom Opportunities Fund I LLC
BVP X a Series of Bloom Opportunities Fund I LLC submitted a D/A filing on August 3 2026 claiming Section 3(c)(7) exemption.
StepStone Capital Partners VI-E Europe Files D/A With SEC
StepStone Capital Partners VI-E Europe, SCSp filed a D/A notice under Investment Company Act Section 3(c)(7) on 2026-07-31.
West Street Asia Equity Partners I Employee Offshore Fund Files D/A
West Street Asia Equity Partners I Employee Offshore Fund, L.P. submitted a D/A filing with the SEC on August 3, 2026.
Moerus Global Value Fund LP Files D/A With SEC
Moerus Global Value Fund LP submitted a D/A filing on August 3 2026 referencing Section 3(c)(1) of the Investment Company Act.
ADAPTX Multi Strategy Growth Fund Files D/A With SEC
ADAPTX Multi Strategy Growth Fund, LP submitted a D/A filing to the SEC on August 3, 2026 under Section 3(c)(1).
Azuro Capital Ventures LLC Files With SEC
Azuro Capital Ventures LLC submitted a regulatory filing to the SEC on August 3, 2026.
Panah Fund Files D/A Amendment with SEC
Panah Fund submitted a D/A filing to the SEC on August 3, 2026, claiming exemption under Section 3(c)(7).
Employee Health Holdings, LP Files D/A with SEC EDGAR
Employee Health Holdings, LP submitted a D/A filing to the SEC on 2026-07-31 under accession number 0002024969-26-000001.
Ardenwood Ventures LLC Files Fund 1 Document with SEC
Ardenwood Ventures LLC submitted a filing for Fund 1 on July 31 2026 via SEC EDGAR under accession number 0002148351-26-000001.
Employee Health Holdings, LP Files With SEC
Employee Health Holdings, LP submitted a filing to the SEC on July 31, 2026, according to SEC EDGAR.
StepStone Capital Partners VI-E Europe Files D/A on July 31
StepStone Capital Partners VI-E Europe, SCSp submitted a Form D/A filing with the SEC on July 31, 2026, referencing Section 3(c)(7).
StepStone Capital Partners VI Offshore Files D/A With SEC
StepStone Capital Partners VI Offshore, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 31, 2026.
Minetta Ventures SPV LLC Files SEC Notice for 3(c)(7) Exemption
Minetta Ventures SPV LLC submitted a D/A filing on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.
