Regulatory
316 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Barings Core Property Fund LP Files SEC Document
Barings Core Property Fund LP submitted a filing to the SEC on April 9, 2026, with details available in EDGAR records.
Blackburne & Sons Realty Capital Corp Files Document with SEC
Blackburne & Sons Realty Capital Corp submitted a filing to the SEC on April 9, 2026, as per official records.
Hillpointe Opportunity Zone Fund II Files SEC Form on Investment Exemptions
Hillpointe Opportunity Zone Fund II, LP filed a SEC form on April 9, 2026, citing exemptions under Sections 3(c)(5) and 3(c)(6) of the Investment Company Act.
FOG Ventures Fund III LLC Files Under Investment Company Act
D - GENAI FUND S, a series of FOG Ventures Fund III LLC, filed a document on April 10, 2026, related to Section 3(c)(1) of the Investment Company Act.
Global Evolution EM Debt Fund Files SEC Document for Section 3(c)(7)
D/A - Global Evolution EM Debt Fund filed a SEC document on April 10, 2026, under Item 3C referencing Section 3(c)(7) of the Investment Company Act.
Spark GHC Income Generation Fund LLC Files with SEC
D - Spark GHC Income Generation Fund, LLC filed a document on the SEC EDGAR system on April 10, 2026.
GC Creation Fund III Private Investors Offshore Files SEC Document
D - GC Creation Fund III Private Investors Offshore, L.P. filed a document under Investment Company Act Section 3(c)(7) on April 10, 2026, according to SEC EDGAR.
Spark GHC Income Generation Fund LLC Files SEC Document
D - Spark GHC Income Generation Fund, LLC filed a document with the SEC on April 10, 2026, as recorded in the EDGAR database.
Bybrook Capital Fund LP Files SEC Document on Investment Company Act
Bybrook Capital Fund LP submitted a filing related to Section 3(c)(7) of the Investment Company Act on April 10, 2026, as per SEC records.
Donald Smith Value Fund Files for Section 3(c)(7) Exemption
Donald Smith Value Fund, L.P. submitted a SEC filing on April 10, 2026, related to Item 3C.7 under the Investment Company Act.
Thrive Capital Partners X Growth-B, L.P. Files SEC Document on Investment Company Act
Thrive Capital Partners X Growth-B, L.P. submitted a filing to the SEC on April 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
GPC Partners III (Elk) L.P. Files SEC Notice for Investment Exemptions
GPC Partners III (Elk) L.P. submitted a filing to the SEC on April 9, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Upside Auctions Opportunity Fund LLC Files Under Investment Company Act
D - Upside Auctions Opportunity Fund LLC filed a document with the SEC on April 9, 2026, related to Section 3(c)(5) of the Investment Company Act.
Roo Capital Discovery Fund II Files for SEC Exemption
Roo Capital Discovery Fund II, L.P. filed a document with the SEC on April 9, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Twine Ventures Fund II LP Files Under Investment Company Act
Twine Ventures Fund II LP filed a document with SEC EDGAR on April 9, 2026, citing sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Long Angle Investments LLC Files Section 3(c)(7) Exemption for HIG GPStakes 2025 SPV
Long Angle Investments LLC filed a document for HIG GPStakes 2025 SPV under Section 3(c)(7) of the Investment Company Act on April 9, 2026, according to SEC EDGAR.
Long Angle Investments LLC Files Under Section 3(c)(7) of Investment Company Act
Long Angle Investments LLC submitted a SEC filing for KKR-KPEC QP 2026 SPV on April 9, 2026, citing Section 3(c)(7).
TAG Capital Group Ltd. Files SEC Document on April 9, 2026
TAG Capital Group Ltd., with CIK 0002128141, filed a document on the SEC EDGAR system on April 9, 2026.
Equitybee cFund Master LLC Series Files SEC Document Under Investment Company Act
Equitybee 22-32046, a series of Equitybee cFund Master LLC, filed a SEC document on April 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
JPC Opportunity - Real Estate GP Fund LLC Files SEC Document for Section 3(c)(7)
D - JPC Opportunity - Real Estate GP Fund LLC submitted a filing to the SEC on April 8, 2026, related to Investment Company Act Section 3(c)(7).
Mirror Partners Offshore Fund II LP Files Under Section 3(c)(7)
Mirror Partners Offshore Fund II LP filed a document with the SEC on April 8, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
D - Clique Ventures Inc. Files SEC Document on April 8, 2026
D - Clique Ventures Inc. submitted a filing to the SEC on April 8, 2026, with a file size of 6 KB, as per EDGAR records.
D - Clique Ventures Inc. Files with SEC on April 8, 2026
D - Clique Ventures Inc. submitted a filing to the SEC on April 8, 2026, according to EDGAR records.
FVP Health Innovation Fund Files Under Section 3(c)(1)
D - FVP Health Innovation Fund, L.P. filed a notice under Section 3(c)(1) of the Investment Company Act on April 8, 2026, according to SEC EDGAR.
Alliance Energy Fund 2026-A, LP Submits SEC Filing
D - Alliance Energy Fund 2026-A, LP filed a document with the SEC on April 7, 2026, as recorded in SEC EDGAR.
American Beacon Institutional Funds Trust Files D/A with SEC
American Beacon Institutional Funds Trust, with CIK 1700933, submitted a D/A filing to the SEC on April 7, 2026, as documented in SEC EDGAR records.
JS Venture Fund LLC Series A27 Files Under Section 3(c)(7)
JS Venture Fund LLC Series A27 submitted a filing related to Section 3(c)(7) of the Investment Company Act on April 7, 2026, as documented in SEC EDGAR.
Tenet Fixed Income Fund LLC Files SEC Document
Tenet Fixed Income Fund LLC submitted a filing to the SEC on April 7, 2026, according to EDGAR records.
Bellus Ventures III LP Files Form D/A with SEC
Bellus Ventures III LP submitted a Form D/A filing to the SEC on April 7, 2026, as part of regulatory requirements for exempt offerings.
FlameCo Holdings LLC Files SEC Document on April 7, 2026
FlameCo Holdings LLC submitted a filing to the SEC on April 7, 2026, with details available in EDGAR records.
Bellus Ventures III LP Submits SEC Filing
Bellus Ventures III LP filed a document with the SEC on April 7, 2026, as recorded in the EDGAR database.
FlameCo Holdings LLC Files Document with SEC on April 7, 2026
FlameCo Holdings LLC submitted a filing to the SEC on April 7, 2026, as recorded in the EDGAR database.
Cedar Street Offshore Fund Files SEC D/A Under Investment Company Act
Cedar Street Offshore Fund Ltd. filed a D/A with the SEC on April 7, 2026, referencing Section 3(c)(1) of the Investment Company Act.
D - 4720 Wellesley Holdings, LLC Files SEC EDGAR Document
D - 4720 Wellesley Holdings, LLC submitted a filing to the SEC EDGAR system on April 7, 2026, according to official records.
Onex Direct Lending Cayman Fund Files Section 3(c)(7) Notice
Onex Direct Lending Cayman Fund LLC filed a notice with the SEC on April 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Tricor Strategic Wealth Fund I, LLC Files SEC Document
Tricor Strategic Wealth Fund I, LLC submitted a filing to the SEC on April 7, 2026, as per EDGAR records.
Wellesley Holdings, LLC Files SEC Document on April 7, 2026
Wellesley Holdings, LLC submitted a filing to the SEC on April 7, 2026, with an accession number and file size as recorded.
WH Strategic Growth Fund II, LP Files for Section 3(c)(1) Exemption
WH Strategic Growth Fund II, LP submitted a SEC filing on April 7, 2026, under Item 3C.1 for exemption from the Investment Company Act.
Independent Access Partners Files Under Section 3(c)(7)
Independent Access Partners Special Situations Lending Fund, LLC filed a SEC document on April 7, 2026, citing Section 3(c)(7) of the Investment Company Act.
Independent Access Partners Special Situations Lending Fund Files SEC Document
Independent Access Partners Special Situations Lending Fund, LLC filed a SEC document on April 7, 2026, under the Investment Company Act Section 3(c)(7).
JBF Parallel Fund LP Files SEC Document
D - JBF Parallel Fund LP submitted a filing to the SEC on April 7, 2026, as per EDGAR records.
SAC VC Capital SPV LLC Series 9 Files with SEC on April 6, 2026
D - SAC VC Capital SPV LLC - Series 9 submitted a filing to SEC EDGAR on April 6, 2026, according to official records.
Baupost Ltd Partnership Files D/A Under Investment Company Act
Baupost Ltd Partnership 1983 B-1 filed a D/A on April 6, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Baupost Ltd Partnership Files SEC Amendment on April 6, 2026
Baupost Ltd Partnership 1983 B-1 submitted a D/A filing to the SEC on April 6, 2026, citing Section 3(c)(1) of the Investment Company Act.
Third Point Private Capital Partners Files SEC Document
Third Point Private Capital Partners, with CIK 0002025369, filed a document on the SEC EDGAR system on April 6, 2026.
ZP MidCap Fund Files Under Investment Company Act Section 3(c)(7)
ZP MidCap Fund, L.P. submitted a filing to SEC EDGAR on April 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Big Sky Capital Lenders IV, LLC Files SEC Document
Big Sky Capital Lenders IV, LLC submitted a filing to the SEC on April 6, 2026, as per official records.
Livingston Capital Income L.P. Files SEC Form D for Section 3(c)(1)
Livingston Capital Income L.P. filed a Form D with the SEC on April 6, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
True Green Capital Fund V-B Files SEC Exemption Notice
True Green Capital Fund V-B, L.P. filed a notice with the SEC on April 6, 2026, under Section 3(c)(7) of the Investment Company Act.
Livingston Capital Income L.P. Files Under Investment Company Act Section 3(c)(1)
Livingston Capital Income L.P. filed a document with SEC EDGAR on April 6, 2026, under Item 3C for Section 3(c)(1) exemption.
