Regulatory
707 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
D - Star51 Capital Fund I LP Files 3(c)(1) Notice
D - Star51 Capital Fund I LP submitted an SEC filing on 2026-06-09 claiming exemption under Section 3(c)(1) of the Investment Company Act.
D - TRCM Credit Fund, LP Files 3(c)(1) Notice With SEC
D - TRCM Credit Fund, LP submitted a Section 3(c)(1) filing to the SEC on June 9, 2026, under Investment Company Act exemption rules.
Global Alpha Opportunities Fund LLC Files D/A on 2026-06-09
Global Alpha Opportunities Fund LLC submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
CHC Lightyear Fund, LLC Files SEC Document
CHC Lightyear Fund, LLC submitted a filing to the SEC on June 9, 2026, according to EDGAR records.
Stonelake VIII Access Fund Files SEC Notice for 3(c)(7) Exemption
D - Stonelake VIII Access Fund, L.P. submitted a Form D notice to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Ozark MHP Partners LLC Files With SEC EDGAR
Ozark MHP Partners LLC submitted a filing to the U.S. Securities and Exchange Commission on June 9, 2026.
Cherokee Partners II Sunny A Series Files 3(c)(1) Notice
D - Cherokee Partners II Sunny A a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on June 9, 2026.
Rooted Fund, LLC Files D/A Amendment with SEC
Rooted Fund, LLC submitted a D/A filing on 2026-06-08 under Investment Company Act Section 3(c)(1).
D - MP Direct AMSO Opportunity Fund LP Series 1 Files With SEC
D - MP Direct AMSO Opportunity Fund LP Series 1 submitted a filing to the SEC on June 8 2026 under Section 3(c)(7).
TRO Specialty Private Credit Fund LLC Files SEC Document
TRO Specialty Private Credit Fund LLC submitted a filing to the SEC on June 8, 2026, according to EDGAR records.
Trace Holdings II LP Files With SEC on June 8 2026
Trace Holdings II LP submitted a filing to the SEC with accession number 0002139283-26-000001 on June 8 2026.
BeaconNorth Domestic Fund LP Files 3(c)(7) Notice With SEC
BeaconNorth Domestic Fund LP submitted a Section 3(c)(7) filing to the SEC on June 8, 2026.
D - 1030(c)apital Investment Club LLC Files SEC Document
D - 1030(c)apital Investment Club LLC submitted a filing to the SEC on June 8, 2026, according to EDGAR records.
Bitcoin Opportunity Fund II Files 3(c)(1) Notice With SEC
Bitcoin Opportunity Fund II, LP submitted a D/A filing claiming exemption under Investment Company Act Section 3(c)(1).
Supervest Investments LLC Series D Files D/A on 2026-06-08
Supervest Investments, LLC, Series D submitted a D/A filing under Investment Company Act Section 3(c)(4) according to SEC EDGAR.
Global Defense & Security Select Fund Files 3(c)(7) Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted D/A filing under Section 3(c)(7) on June 8, 2026.
Malta Hedge Fund II, L.P. Files D/A With SEC
Malta Hedge Fund II, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on June 5, 2026.
Tax Lien Fund, LP Files D/A Amendment Citing Section 3(c)(5)
Tax Lien Fund, LP submitted a D/A filing on June 5, 2026 referencing Investment Company Act Section 3(c)(5).
TTC Multi-Strategy Fund QP Files D/A on June 5 2026
TTC Multi-Strategy Fund QP, LP submitted a D/A filing referencing Section 3(c)(7) with the SEC on June 5, 2026.
Malta Hedge Fund, L.P. Files D/A Amendment with SEC
Malta Hedge Fund, L.P. submitted a D/A filing on 2026-06-05 under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
TTC Multi-Strategy Fund QP, LP Submits D/A Filing to SEC
TTC Multi-Strategy Fund QP, LP filed a D/A notice under Investment Company Act Section 3(c)(7) on June 5, 2026.
Tax Lien Fund, LP Files D/A Amendment with SEC
Tax Lien Fund, LP submitted a D/A filing under Investment Company Act Section 3(c)(5) on June 5, 2026.
Atlas Capital Ex INC. Files SEC Document on June 5 2026
Atlas Capital Ex INC. submitted a filing to the SEC on June 5 2026 under CIK 0002137939.
Malta Hedge Fund, L.P. Files Section 3(c)(1) Notice
Malta Hedge Fund, L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act on June 5, 2026.
Atlas Capital Ex INC. Files SEC Document June 5 2026
Atlas Capital Ex INC. (CIK 0002137939) submitted a filing to the SEC on June 5 2026 with accession number 0002137939-26-000001.
Tax Lien Fund, LP Files D/A Amendment on June 5, 2026
Tax Lien Fund, LP submitted a D/A filing referencing Investment Company Act Section 3(c)(5) according to SEC EDGAR.
Warwick UK Real Estate Fund I Files D/A Notice With SEC
Warwick UK Real Estate Fund I submitted a D/A filing under Investment Company Act Sections 3(c)(5) and 3(c)(6) on June 5, 2026.
Malta Hedge Fund, L.P. Files D/A Amendment on 2026-06-05
Malta Hedge Fund, L.P. submitted a D/A filing claiming exemption under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Warwick UK Real Estate Fund I Files D/A With SEC
Warwick UK Real Estate Fund I submitted a D/A filing on June 5 2026 referencing Investment Company Act exemptions 3(c)(5) and 3(c)(6).
Atlas Capital Ex INC. Files With SEC on June 5 2026
Atlas Capital Ex INC. submitted a regulatory filing to the SEC on June 5 2026 under CIK 0002137939.
Journey Storage Ventures 01 Files With SEC EDGAR
Journey Storage Ventures 01, LLC submitted a filing to the SEC on June 5, 2026 under CIK 0002130829.
Journey Storage Ventures 01, LLC Files SEC Document
Journey Storage Ventures 01, LLC submitted a filing to SEC EDGAR on June 5, 2026.
Warwick UK Real Estate Fund I Files D/A on 2026-06-05
Warwick UK Real Estate Fund I submitted a D/A filing referencing Investment Company Act Sections 3(c)(5) and 3(c)(6).
Macquarie Infrastructure Income Opportunities Fund Files D/A
Macquarie Infrastructure Income Opportunities Fund submitted a D/A filing to the SEC on June 5, 2026.
TTC Multi-Strategy Fund QP, LP Files D/A on 2026-06-05
TTC Multi-Strategy Fund QP, LP submitted a D/A filing to the SEC citing Section 3(c)(7) of the Investment Company Act.
Atlas Capital Ex INC. Files SEC Form D on June 5 2026
Atlas Capital Ex INC. (CIK 0002137939) submitted a Form D filing to the SEC on June 5 2026.
Malta Hedge Fund II Files D/A Amendment on SEC EDGAR
Malta Hedge Fund II, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on June 5, 2026.
Malta Hedge Fund L.P. Files D/A on 2026-06-05
Malta Hedge Fund L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Atlas Capital Ex INC. Files SEC Document
Atlas Capital Ex INC. submitted a filing to the SEC on June 5, 2026, per EDGAR records.
Journey Storage Ventures 01, LLC Files With SEC on June 5, 2026
Journey Storage Ventures 01, LLC (CIK 0002130829) submitted a filing to the SEC on June 5, 2026, with accession number 0002130829-26-000003.
Atlas Capital Ex INC. Files With SEC EDGAR on June 5 2026
Atlas Capital Ex INC. submitted a regulatory filing to the SEC on June 5 2026 under CIK 0002137939.
Warwick UK Real Estate Fund I Files D/A on 2026-06-05
Warwick UK Real Estate Fund I submitted a D/A filing citing Investment Company Act Sections 3(c)(5) and 3(c)(6).
Malta Hedge Fund Files D/A on Section 3(c)(1) Exemption
Malta Hedge Fund, L.P. submitted a D/A filing with the SEC on June 5, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Atlas Capital Ex INC. Submits SEC Filing on June 5 2026
Atlas Capital Ex INC. filed a document with the SEC on June 5 2026 according to EDGAR records.
Atlas Capital Ex INC. Files SEC Document June 2026
Atlas Capital Ex INC. submitted a filing to the SEC on June 5, 2026, according to EDGAR records.
Malta Hedge Fund II Files D/A Amendment With SEC
Malta Hedge Fund II, L.P. submitted a D/A filing to the SEC on June 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Atlas Capital Ex INC. Files SEC Document June 5 2026
Atlas Capital Ex INC. (CIK 0002137939) submitted a filing to the SEC on June 5 2026.
Macquarie Infrastructure Income Opportunities Fund Files D/A
Macquarie Infrastructure Income Opportunities Fund submitted a D/A filing on June 5, 2026, per SEC EDGAR records.
Warwick UK Real Estate Fund I Files D/A on SEC EDGAR
Warwick UK Real Estate Fund I submitted a D/A filing to the SEC referencing Investment Company Act Sections 3(c)(5) and 3(c)(6).
TTC Multi-Strategy Fund QP, LP Files D/A With SEC
TTC Multi-Strategy Fund QP, LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on June 5, 2026.
