Regulatory
316 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
D - Rad Capital Partners Fund II LP Files SEC Document
D - Rad Capital Partners Fund II LP submitted a filing to the SEC on March 19, 2026, as recorded in EDGAR archives.
WTW Real Assets Fund Files Under Section 3(c)(7)
WTW Real Assets Fund, L.P. submitted a filing on March 19, 2026, related to Section 3(c)(7) of the Investment Company Act.
BBE Phoenix Fund, LP Files Document with SEC
D - BBE Phoenix Fund, LP submitted a filing to the SEC EDGAR system on March 19, 2026.
Primordial Ventures Fund I Files for Section 3(c)(1) Exemption
D - Primordial Ventures Fund I, LP filed an SEC document on March 19, 2026, citing Section 3(c)(1) of the Investment Company Act.
AIR U.S. Life Fund V, LP Files SEC Form D/A on March 19, 2026
AIR U.S. Life Fund V, LP submitted a Form D/A filing to the SEC on March 19, 2026, referencing Investment Company Act Section 3(c)(7).
Merritt Community Capital Fund 24, L.P. Files with SEC
Merritt Community Capital Fund 24, L.P. submitted a filing to the SEC on March 19, 2026, as documented in the EDGAR database.
Kathmere Private Markets Fund 2024 LP Files for Section 3(c)(1) Exemption
Kathmere Private Markets Fund 2024 LP submitted a filing under the Investment Company Act Section 3(c)(1) on March 19, 2026, according to SEC EDGAR.
Investment Solutions Tacora Credit 2025 Access Fund LP Files Under Investment Company Act
Investment Solutions Tacora Credit 2025 Access Fund LP filed a document with SEC EDGAR on March 19, 2026, citing Section 3(c) and Section 3(c)(7) of the Investment Company Act.
Kathmere Private Markets Fund 2024 LP Files SEC Form D/A
Kathmere Private Markets Fund 2024 LP submitted a filing under Section 3(c)(1) of the Investment Company Act on March 19, 2026, according to SEC records.
Titan Masters Fund LP Files SEC Document on March 18, 2026
Titan Masters Fund LP submitted a filing to the SEC EDGAR system on March 18, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Copper Creek Holdings I, LLC Files Form D/A with SEC
Copper Creek Holdings I, LLC submitted a Form D/A filing to the SEC on March 18, 2026, as part of regulatory requirements for exempt securities offerings.
Market Street Private Markets Fund V Files SEC Document on Investment Company Act
D - Market Street Private Markets Fund V, LLC filed a SEC document on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.
Foundation RE Opportunity Fund LLC Files for Section 3(c)(5) Exemption
D - Foundation RE Opportunity Fund LLC submitted a SEC filing on March 18, 2026, related to Section 3(c)(5) of the Investment Company Act.
Origin SA Sidecar Fund LLC Files SEC Document Under Investment Company Act
D - Origin SA Sidecar Fund, LLC filed a document with the SEC on March 18, 2026, related to Section 3(c)(5) of the Investment Company Act.
Polar Fund Ltd Files Under Section 3(c)(7)
Polar Fund Ltd filed a document with the SEC on March 18, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Connor Group Real Estate Hybrid Fund I LLC Files SEC Document
Connor Group Real Estate Hybrid Fund I LLC filed a SEC EDGAR document on March 17, 2026, related to Section 3(c)(5) of the Investment Company Act.
CIM Opportunity Zone Fund Files SEC Form D/A
CIM Opportunity Zone Fund, L.P. filed a Form D/A with the SEC on March 17, 2026, citing Investment Company Act Section 3(c)(5).
Glilot Capital Partners IV SPV 2 Files SEC Form for Investment Company Act Exemptions
Glilot Capital Partners IV SPV 2, a limited partnership, filed an SEC document on March 17, 2026, specifying exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Vision One Offshore Fund Files Under Section 3(c)(7)
Vision One Offshore Fund, LP submitted a SEC filing on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
Vision One Offshore Fund Files Under Investment Company Act Section 3(c)(7)
Vision One Offshore Fund, LP submitted a filing on March 17, 2026, citing Section 3(c)(7) of the Investment Company Act.
Nestor Partners Files Definitive Amendment with SEC
Nestor Partners submitted a Definitive Amendment filing to the SEC on March 17, 2026, related to commodity contracts brokering and crypto assets.
PolyPid Secures FDA PDUFA Fee Waiver for D-PLEX100 NDA
PolyPid Ltd. received a $4.3 million PDUFA fee waiver from the FDA for its D-PLEX100 New Drug Application, supporting commercialization preparations.
Booth-Laird Investment Partnership Files D/A with SEC
Booth-Laird Investment Partnership, LP submitted a D/A filing to the SEC on March 16, 2026, as recorded in EDGAR documents.
Edgelight Investments Fund L.P. Files for Section 3(c)(1) Exemption
Edgelight Investments Fund L.P. filed a SEC document on March 16, 2026, related to Item 3C of the Investment Company Act.
HLV Disruptive AI Fund II LLC Files SEC Form for Investment Exemption
HLV Disruptive AI Fund II LLC filed a document with the SEC on March 16, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
Viva Private Investments LLC - Series G Files SEC Exemption Claim
Viva Private Investments LLC - Series G filed a document with SEC EDGAR on March 16, 2026, related to exemptions under the Investment Company Act.
Viva Private Investments LLC Series G Files SEC Exemption Notice
Viva Private Investments LLC - Series G filed a document with SEC EDGAR on March 16, 2026, claiming exemptions under the Investment Company Act.
Forge Investments LLC Files for Fund FG-GRT Series
Forge Investments LLC filed a SEC document for its Fund FG-GRT series under Section 3(c)(7) on March 16, 2026.
BEDROCK TECH FUND LLC Files SEC Document on Investment Company Act
BEDROCK TECH FUND LLC submitted a SEC filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.
Giant Step Capital Specials, LP Series Files SEC Notice Under Section 3(c)(1)
Giant Step Capital Specials, LP filed a notice for its BlueDot x Varanium series under Section 3(c)(1) of the Investment Company Act on March 16, 2026, according to SEC EDGAR.
HZ Perpetual Income Fund OP, LLC Files D/A with SEC
HZ Perpetual Income Fund OP, LLC, with CIK 0002036949, submitted a D/A filing to the SEC on March 16, 2026.
HZ Perpetual Income Fund OP, LLC Submits SEC Filing
HZ Perpetual Income Fund OP, LLC filed a document with the SEC on March 16, 2026, as recorded in EDGAR.
Beyond-TA-0527 Fund I Files Under Investment Company Act Section 3(c)(1)
Beyond-TA-0527 Fund I, a series of Platform Funds 2026, LP, filed a document with the SEC on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Gaingels Early Stage Fund II LLC Submits SEC Filing
Gaingels Early Stage Fund II LLC filed a document with the SEC on March 16, 2026, as recorded in the EDGAR database.
AE Industrial Investments Aggregator, LP - Series 5 Files Under Section 3(c)(7)
On March 13, 2026, AE Industrial Investments Aggregator, LP - Series 5 filed a SEC document related to Item 3C.7 of the Investment Company Act.
Domain Evergreen Fund, LP Files SEC Document
Domain Evergreen Fund, LP, filed a document with the SEC on March 13, 2026, as per regulatory records.
Hiive SpaceX Opp Fund LLC Files for Section 3(c)(7) Exemption
D - Hiive SpaceX Opp Fund, LLC filed a document on March 13, 2026, under Item 3C.7 of the Investment Company Act, citing Section 3(c)(7).
Sequoia Capital Files for Venture Partners Fund XIX Under SEC Regulation
Sequoia Capital Venture Partners Fund XIX, L.P. filed a document with the SEC on March 13, 2026, related to the Investment Company Act Section 3(c)(7).
Altum Credit Fund Files SEC Document on Investment Company Act Section 3(c)(7)
Altum Credit Fund, Ltd. submitted a SEC filing on March 13, 2026, citing Investment Company Act Section 3(c)(7), as per official records.
AlphaKeys Strategic Partners Offshore X, L.P. Files SEC Notice for Section 3(c)(7)
AlphaKeys Strategic Partners Offshore X, L.P. filed a document with the SEC on March 13, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
HOPE Ventures II, LLC Files for Section 3(c)(1) Exemption
HOPE Ventures II, LLC submitted a SEC filing on March 13, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
Pabrai Investment Fund 2, L.P. Files Under Investment Company Act Section 3(c)(1)
Pabrai Investment Fund 2, L.P. submitted a filing on March 12, 2026, referencing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
ICONIQ Strategic Partners VIII Co-Invest Files SEC Form Under Investment Company Act
ICONIQ Strategic Partners VIII Co-Invest, L.P. (Series Q) filed a document with the SEC on March 12, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ICONIQ Strategic Partners VIII Co-Invest Files SEC Notice on Investment Company Act
ICONIQ Strategic Partners VIII Co-Invest, L.P. (Series Q) filed a SEC document on March 12, 2026, related to Section 3(c)(7) of the Investment Company Act.
American Power Fund I LP Files SEC Document
American Power Fund I LP, with CIK 2082121, submitted a filing to the SEC on March 12, 2026, according to EDGAR records.
D - 9038 21ST AVE SW PARTNERS, LLC Files SEC Document
D - 9038 21ST AVE SW PARTNERS, LLC submitted a filing to the SEC on March 12, 2026, as per regulatory records.
Griffin Capital DST Files Under Investment Company Act Section 3(c)(5)
Griffin Capital's DST entity in Kansas City, MO, filed a regulatory document with the SEC on March 12, 2026, citing Section 3(c)(5) of the Investment Company Act.
American Power Fund I LP Files Form D/A with SEC
American Power Fund I LP submitted a Form D/A filing to the SEC on March 12, 2026, as documented in official records.
Griffin Capital Files SEC Document on Investment Company Act Section 3(c)(5)
On March 12, 2026, Griffin Capital submitted a filing related to Section 3(c) and Section 3(c)(5) of the Investment Company Act, as reported in SEC EDGAR records.
Lightspring Capital II, LP Files for Investment Company Act Exemptions
Lightspring Capital II, LP submitted a SEC filing on March 11, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
