Regulatory
645 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
D - OT Healthcare Fund III, LLC Files SEC Document
D - OT Healthcare Fund III, LLC submitted a filing to the SEC EDGAR system on May 20, 2026.
DPV Titan I Series Files 3(c)(7) Notice With SEC
DataPower Capital Partners LLC filed a D/A notice for its DPV Titan I series under Section 3(c)(7) of the Investment Company Act on May 20, 2026.
Kittredge Investment Partners, LLC Files with SEC
Kittredge Investment Partners, LLC (CIK 0002135581) submitted a filing to the SEC on May 20, 2026.
BC Partners Fly Co-Investment LP Files SEC Notice
BC Partners Fly Co-Investment LP submitted a filing to the SEC on May 19, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
140 Summer Partners Onshore LP Files D/A on May 19 2026
140 Summer Partners Onshore LP submitted a D/A filing to the SEC on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.
Mudrick Distressed Opportunity Fund Offshore Files SEC Document
Mudrick Distressed Opportunity Fund Offshore, Ltd. submitted a filing under Investment Company Act Section 3(c)(7) on May 19, 2026, according to SEC EDGAR records.
Mudrick Distressed Opportunity Fund Offshore Files D/A With SEC
Mudrick Distressed Opportunity Fund Offshore, Ltd. submitted a D/A filing to the SEC on May 19, 2026, referencing Section 3(c)(7) of the Investment Company Act.
SPLY Capital Funds LLC Files D/A for Series 18
SPLY Capital Funds LLC submitted a D/A filing for Series 18 on May 19, 2026, according to SEC EDGAR.
Apex Lending Advisors Files SEC Document on May 19 2026
Apex Lending Advisors submitted a filing to the SEC under accession number 0002132958-26-000001 on May 19 2026.
Neo Infra Income Opportunities IFSC Fund II Files SEC Notice
Neo Infra Income Opportunities IFSC Fund II submitted a filing to the SEC on May 19 2026 under Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Bow River Specialty Finance Fund II LP Files SEC Document
Bow River Specialty Finance Fund II LP submitted a filing to the SEC on May 18, 2026 under the Investment Company Act.
D - XN Private Fund LP Files SEC Notice May 2026
D - XN Private Fund LP submitted an SEC filing on May 18, 2026 referencing Investment Company Act Section 3(c)(7).
Anantam International SPC Fund Files 3(c)(7) Notice
Anantam 35 SP filed a Section 3(c)(7) exemption notice with the SEC on May 18, 2026 under Investment Company Act rules.
Proteus Real Estate Core Fund I, LLC Files D/A With SEC
Proteus Real Estate Core Fund I, LLC submitted a D/A filing to the SEC on May 18, 2026 referencing Investment Company Act Section 3(c)(7).
Heartland Fund I, LLC Files SEC Document on May 18, 2026
Heartland Fund I, LLC submitted a filing to the SEC on May 18, 2026, according to EDGAR records.
Bow River Asset-Based Income Fund LP Files D/A with SEC
Bow River Asset-Based Income Fund LP submitted a D/A filing on 2026-05-18 under Section 3(c)(7) of the Investment Company Act.
D-Global Funds SPC Files 3(c)(7) Notice for BlueBay Emerging Market Credit Alpha SP
D-Global Funds SPC - BlueBay Emerging Market Credit Alpha SP submitted a Section 3(c)(7) filing with the SEC on May 18, 2026.
Caliber Core Plus Growth & Income Fund LLC Files D/A with SEC
Caliber Core Plus Growth & Income Fund LLC submitted a D/A filing to the SEC on May 18, 2026, per EDGAR records.
AG Mortgage Value Participation Fund Files SEC D/A Notice
AG Mortgage Value Participation Fund Ltd. submitted a D/A filing to the SEC on May 18 2026 referencing Section 3(c)(7) of the Investment Company Act.
Proteus Feeder Fund I, LLC Files 3(c)(7) Notice With SEC
Proteus Feeder Fund I, LLC submitted a Form D/A filing on May 15, 2026, claiming the Section 3(c)(7) exemption under the Investment Company Act.
Infrastructure Investments Fund (iCapital) Files D/A Notice
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing on 2026-05-15 under Investment Company Act Section 3(c)(7).
Future Star Wealth Investment Center Ltd. Files SEC Document
Future Star Wealth Investment Center Ltd. submitted a filing to the SEC on May 15, 2026.
Infrastructure Investments Fund (iCapital) Files D/A with SEC
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing to the SEC on May 15, 2026 under Section 3(c)(7) of the Investment Company Act.
Future Star Wealth Investment Center Ltd Files with SEC
Future Star Wealth Investment Center Ltd. (CIK 0002135497) submitted a 7 KB SEC filing on May 15, 2026.
Future Star Wealth Investment Center Ltd Files Form D
Future Star Wealth Investment Center Ltd. submitted a Form D filing to the SEC on May 15, 2026 under accession number 0002135497-26-000001.
General Industrial Onshore Fund L.P. Files D/A on SEC EDGAR
General Industrial Onshore Fund L.P. submitted a D/A filing referencing Investment Company Act Section 3(c)(7) on May 15, 2026.
Infrastructure Investments Fund Files D/A with SEC
Infrastructure Investments Fund (iCapital), Ltd. submits D/A filing referencing Section 3(c)(7) of the Investment Company Act on May 15, 2026.
Future Star Wealth Investment Center Ltd. Files SEC Document
Future Star Wealth Investment Center Ltd. submitted a filing to the SEC on May 15, 2026.
TPG Equity X, L.P. Files SEC Notice Under Section 3(c)(7)
TPG Equity X, L.P. submitted a filing with the SEC on May 15, 2026 claiming exemption under Investment Company Act Section 3(c)(7).
TPG Healthcare Partners Equity III Files SEC Notice
TPG Healthcare Partners Equity III, L.P. submitted a Form D filing under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
TPG GP Solutions Equity II Files SEC 3(c)(1) Exemption Notice
TPG GP Solutions Equity II, L.P. submitted a Section 3(c)(1) exemption filing with the SEC on May 15, 2026.
TPG Twin Brook Direct Lending Equity VI Files SEC Notice
TPG Twin Brook Direct Lending Equity VI, L.P. submitted a Section 3(c)(7) filing with the SEC on May 15, 2026.
General Industrial Onshore Fund L.P. Files D/A on 2026-05-15
General Industrial Onshore Fund L.P. submitted a D/A filing to the SEC on May 15 2026 claiming Section 3(c)(7) exemption.
TPG Files SEC Notice for Asset Based Credit Equity II, L.P.
TPG AG Asset Based Credit Equity II, L.P. submitted a Section 3(c)(7) notice filing with the SEC on May 15, 2026.
Future Star Wealth Investment Center Ltd. Submits SEC Filing
Future Star Wealth Investment Center Ltd. (CIK 0002135497) filed a 7 KB document with the SEC on May 15, 2026, per EDGAR records.
JS Venture Fund LLC Series A30 Files D/A With SEC
JS Venture Fund LLC Series A30 submitted a D/A filing under Investment Company Act Section 3(c)(7) on May 15, 2026.
General Industrial Onshore Fund L.P. Submits D/A Filing
General Industrial Onshore Fund L.P. filed a D/A notice with the SEC on May 15, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A With SEC
JS Venture Fund LLC Series A30 submitted a D/A filing on May 15 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Infrastructure Investments Fund Files D/A with SEC
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A amendment filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
TPG AG Asset Based Credit Equity II, L.P. Files SEC Notice
TPG AG Asset Based Credit Equity II, L.P. submitted a filing to the SEC on May 15, 2026 referencing Section 3(c)(7).
TPG GP Solutions Equity II Files SEC 3(c)(1) Notice
TPG GP Solutions Equity II, L.P. submitted a Section 3(c)(1) notice to the SEC on May 15, 2026, according to EDGAR records.
TPG Healthcare Partners Equity III Files SEC Notice
TPG Healthcare Partners Equity III, L.P. submitted a Form D filing with the SEC on May 15, 2026 claiming exemption under Section 3(c)(7).
Robey Street Equity LLC Submits SEC Filing on May 15, 2026
Robey Street Equity LLC filed a document with the SEC on May 15, 2026, as part of regulatory requirements for emerging fund managers.
Balaji Rolling Fund, LP Files D/A with SEC
Balaji Rolling Fund, LP submitted a D/A filing to the SEC on May 15, 2026, detailing exemptions under the Investment Company Act.
CineFund Holdings, Inc. Submits SEC Filing
CineFund Holdings, Inc. filed a document with the SEC on May 14, 2026, as recorded in the EDGAR system.
Mason Avant Fund LLC Files SEC Document
D - Mason Avant Fund LLC submitted a filing to the SEC on May 14, 2026, according to EDGAR records.
Aspiriant Holdings LLC Files SEC Document Under Rule 504(b)(1)
Aspiriant Holdings LLC submitted a filing to the SEC on May 14, 2026, referencing Rule 504(b)(1) as per the document's item description.
SEC Filing for 151 N Chestnut Holdings LLC on May 14, 2026
151 N Chestnut Holdings LLC filed a D/A form with the SEC on May 14, 2026, as part of regulatory disclosures.
Wedge Alternative Fund LLC Files D/A with SEC
Wedge Alternative Fund LLC submitted a D/A filing to the SEC on May 14, 2026, according to official records.
Obra Insurance Fund, LP Files D/A with SEC
Obra Insurance Fund, LP submitted a D/A filing to the SEC on May 14, 2026, according to official records.
