Regulatory
959 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
General Industrial Onshore Fund L.P. Submits D/A Filing
General Industrial Onshore Fund L.P. filed a D/A notice with the SEC on May 15, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A With SEC
JS Venture Fund LLC Series A30 submitted a D/A filing on May 15 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Infrastructure Investments Fund Files D/A with SEC
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A amendment filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
TPG AG Asset Based Credit Equity II, L.P. Files SEC Notice
TPG AG Asset Based Credit Equity II, L.P. submitted a filing to the SEC on May 15, 2026 referencing Section 3(c)(7).
TPG GP Solutions Equity II Files SEC 3(c)(1) Notice
TPG GP Solutions Equity II, L.P. submitted a Section 3(c)(1) notice to the SEC on May 15, 2026, according to EDGAR records.
TPG Healthcare Partners Equity III Files SEC Notice
TPG Healthcare Partners Equity III, L.P. submitted a Form D filing with the SEC on May 15, 2026 claiming exemption under Section 3(c)(7).
Robey Street Equity LLC Submits SEC Filing on May 15, 2026
Robey Street Equity LLC filed a document with the SEC on May 15, 2026, as part of regulatory requirements for emerging fund managers.
Balaji Rolling Fund, LP Files D/A with SEC
Balaji Rolling Fund, LP submitted a D/A filing to the SEC on May 15, 2026, detailing exemptions under the Investment Company Act.
CineFund Holdings, Inc. Submits SEC Filing
CineFund Holdings, Inc. filed a document with the SEC on May 14, 2026, as recorded in the EDGAR system.
Mason Avant Fund LLC Files SEC Document
D - Mason Avant Fund LLC submitted a filing to the SEC on May 14, 2026, according to EDGAR records.
Aspiriant Holdings LLC Files SEC Document Under Rule 504(b)(1)
Aspiriant Holdings LLC submitted a filing to the SEC on May 14, 2026, referencing Rule 504(b)(1) as per the document's item description.
SEC Filing for 151 N Chestnut Holdings LLC on May 14, 2026
151 N Chestnut Holdings LLC filed a D/A form with the SEC on May 14, 2026, as part of regulatory disclosures.
Wedge Alternative Fund LLC Files D/A with SEC
Wedge Alternative Fund LLC submitted a D/A filing to the SEC on May 14, 2026, according to official records.
Obra Insurance Fund, LP Files D/A with SEC
Obra Insurance Fund, LP submitted a D/A filing to the SEC on May 14, 2026, according to official records.
D - SG 5Q Holdings, LLC Files SEC Document
D - SG 5Q Holdings, LLC submitted a filing to the SEC on May 14, 2026, as per EDGAR records.
D - DE-0226 Fund II Files SEC Document on Investment Company Act
D - DE-0226 Fund II, a series of Roll Up Vehicles, LP, filed a SEC document on May 14, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
Seidler Equity Australia III, LP Files SEC Document Referencing Section 3(c)(7)
D - Seidler Equity Australia III, LP filed a SEC document on May 13, 2026, including items related to the Investment Company Act Section 3(c) and specifically Section 3(c)(7).
Ribbit Founder Fund Z Files Under Investment Company Act Section 3(c)(7)
D - Ribbit Founder Fund Z, L.P. submitted a SEC filing on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - Global Opportunity Partners LP Files SEC Document
D - Global Opportunity Partners LP, with CIK 0002109459, submitted a filing to the SEC on May 13, 2026, according to EDGAR records.
Legacy Security Fund I, LLC Files SEC Document
Legacy Security Fund I, LLC submitted a filing to the SEC on May 13, 2026, with accession number 0001953845-26-000001.
Blackstone I Fund Absolute Return L.P. Files SEC Document Under Investment Company Act
Blackstone I Fund Absolute Return L.P. submitted a filing to the SEC on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Oaklin Lane Partnership LLC Files SEC Document
Oaklin Lane Partnership LLC submitted a filing to the SEC on May 13, 2026, as recorded in the EDGAR database.
WH Capital VIII LLC Files for Section 3(c)(1) Exemption
WH Capital VIII LLC submitted a filing to the SEC on May 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Keystone Energy Fund 2026 LP Files with SEC
Keystone Energy Fund 2026 LP submitted a filing to the SEC on May 12, 2026, as recorded in SEC EDGAR documents.
Magnolia Grove Investment Group LLC Files SEC Document
Magnolia Grove Investment Group LLC submitted a filing to the SEC on May 12, 2026, with details available on EDGAR.
Hockey Parent Holdings, L.P. Files SEC Document on May 12, 2026
D - Hockey Parent Holdings, L.P. submitted a filing to the SEC on May 12, 2026, with accession number 0001775042-26-000006.
Hockey Parent Holdings, L.P. Files with SEC on May 12, 2026
D - Hockey Parent Holdings, L.P. submitted a filing to the SEC, as documented in EDGAR records from May 12, 2026.
Foresight Holdings Group, LP Files SEC Document on May 12, 2026
D - Foresight Holdings Group, LP submitted a filing to the SEC on May 12, 2026, according to EDGAR records.
Lendistry CRA Loan Fund III, LLC Files SEC Document
Lendistry CRA Loan Fund III, LLC with CIK 0002048855 submitted a filing to the SEC on May 12, 2026, as per EDGAR records.
eFi Capital Partners, LLC Files D/A with SEC
eFi Capital Partners, LLC submitted a D/A filing to the SEC on May 12, 2026, as documented in SEC EDGAR records.
NRC Private Equity Opportunities IV, L.P. Files Under Section 3(c)(7)
NRC Private Equity Opportunities IV, L.P. filed a document with the SEC on May 12, 2026, related to Section 3(c)(7) of the Investment Company Act.
BTG Pactual Strategic Capital Fund II-B Files SEC Form D
BTG Pactual Strategic Capital Fund II-B, L.P. filed a Form D on May 11, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Camlyn Capital Fund 1 LLC Files SEC Document
Camlyn Capital Fund 1 LLC submitted a filing to the SEC on May 11, 2026, according to EDGAR records.
Mirae Asset Capital Life Science Inception I, LP Files SEC Document Under Section 3(c)(1)
Mirae Asset Capital Life Science Inception I, LP filed a regulatory document with the SEC on May 11, 2026, citing Section 3(c)(1) of the Investment Company Act.
Homestead Wealth Partners LLC Files SEC Form D
Homestead Wealth Partners LLC submitted a Form D filing to the SEC on May 11, 2026, according to EDGAR records.
Efficient U.S. Funds, LLC Files SEC Document for Pure Trend Series
Efficient U.S. Funds, LLC submitted a filing for its Efficient Pure Trend Series on May 8, 2026, according to SEC EDGAR records.
FA Innovation Fund LP Files SEC Document for Section 3(c)(7)
D - FA Innovation Fund LP, with CIK 0002131498, filed a document on May 8, 2026, specifying reliance on Section 3(c)(7) of the Investment Company Act.
TPG AG Corporate Credit Opportunities Fund Files SEC Document
TPG AG Corporate Credit Opportunities Fund, L.P. filed a regulatory document on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - FA Innovation Fund LP Files Under Section 3(c)(7)
D - FA Innovation Fund LP submitted a filing under Section 3(c)(7) of the Investment Company Act on May 8, 2026, as per SEC EDGAR records.
Efficient U.S. Funds, LLC Files SEC Document for Pure Trend Series
Efficient U.S. Funds, LLC submitted a filing to the SEC on May 8, 2026, for their Efficient Pure Trend Series, as recorded in the EDGAR database.
JS Opportunity Fund LLC Series Q30 Files for Section 3(c)(1) Exemption
JS Opportunity Fund LLC Series Q30 submitted a filing to the SEC on May 8, 2026, under the Investment Company Act Section 3(c)(1).
Parsifal Master Fund Ltd. Files Under Investment Company Act Section 3(c)(7)
Parsifal Master Fund Ltd. filed a document with the SEC on May 8, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Kinect Opportunity Fund II LLC Files D/A with SEC
Kinect Opportunity Fund II LLC, with filer number 0001964138, submitted a D/A filing to the SEC on May 7, 2026.
Swish Holdings Inc. Files Document with SEC on May 7, 2026
Swish Holdings Inc., with CIK 0002133162, submitted a filing to the SEC on May 7, 2026, as recorded in EDGAR.
LM DNM SEED SPV 2026 Files for Section 3(c)(1) Exemption
LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a notice under Section 3(c)(1) of the Investment Company Act on May 7, 2026, according to SEC EDGAR.
AKKR Members Fund 2024 LP Files SEC Exemption Under Section 3(c)(1)
AKKR Members Fund 2024 LP filed a SEC EDGAR document on May 6, 2026, relating to Section 3(c)(1) of the Investment Company Act.
SummerHaven Fund Files SEC Form D/A Under Section 3(c)(7)
SummerHaven Absolute Return Commodity Fund, LP submitted a Form D/A filing on May 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
SYNERGY APEX PARTNERS, LLC Files SEC Document
SYNERGY APEX PARTNERS, LLC submitted a filing to the SEC on May 5, 2026, according to EDGAR records.
D - Move Fund II, LP Files SEC Document
D - Move Fund II, LP submitted a filing to the SEC on May 5, 2026, as recorded in the EDGAR database.
K India Opportunities Fund Files SEC Form D/A Under Section 3(c)(7)
K India Opportunities Fund Ltd Class P filed a Form D/A on May 5, 2026, relating to Section 3(c)(7) of the Investment Company Act.
