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Regulatory

959 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory May 21, 2026

BluCarbon Investment Fund (UK) LLC Files D/A with SEC

BluCarbon Investment Fund (UK) LLC submitted a D/A filing on May 21 2026 under accession number 0001926772-26-000001.

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Regulatory May 21, 2026

ICONIQ Strategic Partners VIII Co-Invest Files SEC Notice

ICONIQ Strategic Partners VIII Co-Invest, L.P. (Series A3) submitted a filing under the Investment Company Act on May 21, 2026.

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Regulatory May 21, 2026

OHA Direct Credit Fund Files With SEC on May 21 2026

OHA Direct Credit Fund (0002097023) submitted a 12 KB SEC filing on May 21 2026 under accession number 0002097023-26-000001.

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Regulatory May 21, 2026

X-Growth Funding LLC Files SEC Document May 21 2026

X-Growth Funding LLC submitted a filing to the SEC on May 21, 2026 under accession number 0002136344-26-000001.

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Regulatory May 21, 2026

Weed Investment Group Files SEC Form D on May 21, 2026

Weed Investment Group, Inc. submitted a Form D filing to the SEC with accession number 0001720449-26-000002 on May 21, 2026.

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Regulatory May 20, 2026

Blackstone Infrastructure Partners F.3 Files SEC Amendment on May 20 2026

Blackstone Infrastructure Partners F.3 (Lux) SCSp submitted a D/A filing to the SEC on May 20 2026 referencing Section 3(c)(7).

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Regulatory May 20, 2026

Blackstone Infrastructure Partners Files D/A with SEC

Blackstone Infrastructure Partners F.1 L.P. submitted a D/A filing to the SEC on May 20, 2026 referencing Investment Company Act Section 3(c)(7).

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Regulatory May 20, 2026

Blackstone Infrastructure Partners F.2 L.P. Files SEC Notice

Blackstone Infrastructure Partners F.2 L.P. submitted a filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory May 20, 2026

MG&A Private Assets Master Fund Files SEC D/A for 3(c)(7)

MG&A Private Assets Master Fund, LLC submitted a D/A filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory May 20, 2026

Nidhiksh Investments Inc Files 3(c)(1) Notice with SEC

Nidhiksh Investments Inc submitted a filing to the SEC on May 20 2026 referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory May 20, 2026

Blackstone Infrastructure Partners Files D/A for F.2 L.P.

Blackstone Infrastructure Partners F.2 L.P. submitted a D/A filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory May 20, 2026

Blackstone Infrastructure Partners F.1 L.P. Submits D/A Filing

Blackstone Infrastructure Partners F.1 L.P. files D/A on May 20 2026 referencing Investment Company Act Section 3(c)(7) per SEC EDGAR.

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Regulatory May 20, 2026

Mandalay Priority Income Fund I, LP Files D/A with SEC

Mandalay Priority Income Fund I, LP submitted a D/A filing to the SEC on May 20, 2026.

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Regulatory May 20, 2026

Manole Capital Files D/A for Source Digital IV SPV

Manole Capital, LLC submitted a D/A filing for Source Digital IV SPV under Section 3(c)(1) of the Investment Company Act on May 20, 2026.

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Regulatory May 20, 2026

D - OT Healthcare Fund III, LLC Files SEC Document

D - OT Healthcare Fund III, LLC submitted a filing to the SEC EDGAR system on May 20, 2026.

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Regulatory May 20, 2026

DPV Titan I Series Files 3(c)(7) Notice With SEC

DataPower Capital Partners LLC filed a D/A notice for its DPV Titan I series under Section 3(c)(7) of the Investment Company Act on May 20, 2026.

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Regulatory May 20, 2026

Kittredge Investment Partners, LLC Files with SEC

Kittredge Investment Partners, LLC (CIK 0002135581) submitted a filing to the SEC on May 20, 2026.

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Regulatory May 19, 2026

BC Partners Fly Co-Investment LP Files SEC Notice

BC Partners Fly Co-Investment LP submitted a filing to the SEC on May 19, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory May 19, 2026

140 Summer Partners Onshore LP Files D/A on May 19 2026

140 Summer Partners Onshore LP submitted a D/A filing to the SEC on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory May 19, 2026

Mudrick Distressed Opportunity Fund Offshore Files SEC Document

Mudrick Distressed Opportunity Fund Offshore, Ltd. submitted a filing under Investment Company Act Section 3(c)(7) on May 19, 2026, according to SEC EDGAR records.

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Regulatory May 19, 2026

Mudrick Distressed Opportunity Fund Offshore Files D/A With SEC

Mudrick Distressed Opportunity Fund Offshore, Ltd. submitted a D/A filing to the SEC on May 19, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Illuminated government building in Sofia, showing classic architectural design under a twilight sky.
Regulatory May 19, 2026

SPLY Capital Funds LLC Files D/A for Series 18

SPLY Capital Funds LLC submitted a D/A filing for Series 18 on May 19, 2026, according to SEC EDGAR.

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Fundraising May 19, 2026

Apex Lending Advisors Files SEC Document on May 19 2026

Apex Lending Advisors submitted a filing to the SEC under accession number 0002132958-26-000001 on May 19 2026.

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Regulatory May 19, 2026

Neo Infra Income Opportunities IFSC Fund II Files SEC Notice

Neo Infra Income Opportunities IFSC Fund II submitted a filing to the SEC on May 19 2026 under Investment Company Act exemptions 3(c)(1) and 3(c)(7).

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Regulatory May 18, 2026

Bow River Specialty Finance Fund II LP Files SEC Document

Bow River Specialty Finance Fund II LP submitted a filing to the SEC on May 18, 2026 under the Investment Company Act.

The United States Capitol building dome against a blue sky in Washington, DC, architectural landmark.
Regulatory May 18, 2026

D - XN Private Fund LP Files SEC Notice May 2026

D - XN Private Fund LP submitted an SEC filing on May 18, 2026 referencing Investment Company Act Section 3(c)(7).

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Regulatory May 18, 2026

Anantam International SPC Fund Files 3(c)(7) Notice

Anantam 35 SP filed a Section 3(c)(7) exemption notice with the SEC on May 18, 2026 under Investment Company Act rules.

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Regulatory May 18, 2026

Proteus Real Estate Core Fund I, LLC Files D/A With SEC

Proteus Real Estate Core Fund I, LLC submitted a D/A filing to the SEC on May 18, 2026 referencing Investment Company Act Section 3(c)(7).

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Fundraising May 18, 2026

Heartland Fund I, LLC Files SEC Document on May 18, 2026

Heartland Fund I, LLC submitted a filing to the SEC on May 18, 2026, according to EDGAR records.

A pile of Euro and Turkish Lira banknotes scattered on a wooden surface, showcasing various denominations.
Regulatory May 18, 2026

Bow River Asset-Based Income Fund LP Files D/A with SEC

Bow River Asset-Based Income Fund LP submitted a D/A filing on 2026-05-18 under Section 3(c)(7) of the Investment Company Act.

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Regulatory May 18, 2026

D-Global Funds SPC Files 3(c)(7) Notice for BlueBay Emerging Market Credit Alpha SP

D-Global Funds SPC - BlueBay Emerging Market Credit Alpha SP submitted a Section 3(c)(7) filing with the SEC on May 18, 2026.

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Regulatory May 18, 2026

Caliber Core Plus Growth & Income Fund LLC Files D/A with SEC

Caliber Core Plus Growth & Income Fund LLC submitted a D/A filing to the SEC on May 18, 2026, per EDGAR records.

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Regulatory May 18, 2026

AG Mortgage Value Participation Fund Files SEC D/A Notice

AG Mortgage Value Participation Fund Ltd. submitted a D/A filing to the SEC on May 18 2026 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory May 17, 2026

Proteus Feeder Fund I, LLC Files 3(c)(7) Notice With SEC

Proteus Feeder Fund I, LLC submitted a Form D/A filing on May 15, 2026, claiming the Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory May 17, 2026

Infrastructure Investments Fund (iCapital) Files D/A Notice

Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing on 2026-05-15 under Investment Company Act Section 3(c)(7).

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Regulatory May 17, 2026

Future Star Wealth Investment Center Ltd. Files SEC Document

Future Star Wealth Investment Center Ltd. submitted a filing to the SEC on May 15, 2026.

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Regulatory May 17, 2026

Infrastructure Investments Fund (iCapital) Files D/A with SEC

Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing to the SEC on May 15, 2026 under Section 3(c)(7) of the Investment Company Act.

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Regulatory May 17, 2026

Future Star Wealth Investment Center Ltd Files with SEC

Future Star Wealth Investment Center Ltd. (CIK 0002135497) submitted a 7 KB SEC filing on May 15, 2026.

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Regulatory May 17, 2026

Future Star Wealth Investment Center Ltd Files Form D

Future Star Wealth Investment Center Ltd. submitted a Form D filing to the SEC on May 15, 2026 under accession number 0002135497-26-000001.

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Regulatory May 17, 2026

General Industrial Onshore Fund L.P. Files D/A on SEC EDGAR

General Industrial Onshore Fund L.P. submitted a D/A filing referencing Investment Company Act Section 3(c)(7) on May 15, 2026.

Close-up of a person signing a divorce decree on a desk.
Regulatory May 17, 2026

Infrastructure Investments Fund Files D/A with SEC

Infrastructure Investments Fund (iCapital), Ltd. submits D/A filing referencing Section 3(c)(7) of the Investment Company Act on May 15, 2026.

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Regulatory May 16, 2026

Future Star Wealth Investment Center Ltd. Files SEC Document

Future Star Wealth Investment Center Ltd. submitted a filing to the SEC on May 15, 2026.

Top view of financial tools including a laptop, smartphone with stock data, and charts for market analysis.
Regulatory May 16, 2026

TPG Equity X, L.P. Files SEC Notice Under Section 3(c)(7)

TPG Equity X, L.P. submitted a filing with the SEC on May 15, 2026 claiming exemption under Investment Company Act Section 3(c)(7).

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Fundraising May 16, 2026

TPG Healthcare Partners Equity III Files SEC Notice

TPG Healthcare Partners Equity III, L.P. submitted a Form D filing under Section 3(c)(7) of the Investment Company Act on May 15, 2026.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory May 16, 2026

TPG GP Solutions Equity II Files SEC 3(c)(1) Exemption Notice

TPG GP Solutions Equity II, L.P. submitted a Section 3(c)(1) exemption filing with the SEC on May 15, 2026.

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Regulatory May 16, 2026

TPG Twin Brook Direct Lending Equity VI Files SEC Notice

TPG Twin Brook Direct Lending Equity VI, L.P. submitted a Section 3(c)(7) filing with the SEC on May 15, 2026.

Majestic view of the Idaho State Capitol with its iconic dome under a cloudy sky.
Regulatory May 16, 2026

General Industrial Onshore Fund L.P. Files D/A on 2026-05-15

General Industrial Onshore Fund L.P. submitted a D/A filing to the SEC on May 15 2026 claiming Section 3(c)(7) exemption.

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Regulatory May 16, 2026

TPG Files SEC Notice for Asset Based Credit Equity II, L.P.

TPG AG Asset Based Credit Equity II, L.P. submitted a Section 3(c)(7) notice filing with the SEC on May 15, 2026.

Low angle view of contemporary skyscrapers in Shenzhen, China under a clear blue sky.
Regulatory May 16, 2026

Future Star Wealth Investment Center Ltd. Submits SEC Filing

Future Star Wealth Investment Center Ltd. (CIK 0002135497) filed a 7 KB document with the SEC on May 15, 2026, per EDGAR records.

A legal professional's workspace featuring Lady Justice statue, documents, and a laptop.
Regulatory May 16, 2026

JS Venture Fund LLC Series A30 Files D/A With SEC

JS Venture Fund LLC Series A30 submitted a D/A filing under Investment Company Act Section 3(c)(7) on May 15, 2026.

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