Regulatory Notice
247 stories covering regulatory notice — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Bloom Opportunities Fund II LLC Files 3(c)(7) Notice
D - BVP VI a Series of Bloom Opportunities Fund II LLC submitted a Section 3(c)(7) notice to the SEC on May 28, 2026.
D - 531 PS Holdings I Files 3(c)(1) Notice With SEC
D - 531 PS Holdings I a Series of SLRTE I LLC submitted a Section 3(c)(1) filing on May 28, 2026.
Telis Vail Village Partners LLC Files 3(c)(1) Notice
Telis Vail Village Partners LLC submitted a Section 3(c)(1) filing under the Investment Company Act on May 27, 2026.
Acadian Global Equity Dynamic Extension Tax-Aware Fund Files SEC Notice
Acadian Global Equity Dynamic Extension Tax-Aware Fund, LP filed a Form 3C notice with the SEC on May 27, 2026 claiming Section 3(c)(7) exemption.
Banyan Ventures Fund II, L.P. Files SEC Notice Under 3(c)(1)
Banyan Ventures Fund II, L.P. submitted a filing to the SEC on May 26, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Lake Street HighPoint Co-Invest Fund Files 3(c)(1) Notice
Lake Street HighPoint Co-Invest Fund, LP submitted a Section 3(c)(1) filing to the SEC on May 26, 2026.
Clutch Capital Series Files SEC 3(c)(1) Notice
D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.
Western Standard Partners LP Files 3(c)(1) Exemption Notice
Western Standard Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Clutch Capital Files 3(c)(1) Notice for Moxi by Play Money Series
Clutch Capital LLC submitted a Section 3(c)(1) filing for its Moxi by Play Money series on May 22, 2026.
Western Standard Partners LP Files 3(c)(1) Notice with SEC
Western Standard Partners LP submitted a D/A filing on May 22 2026 referencing Section 3(c)(1) of the Investment Company Act.
Clutch Capital LLC Files 3(c)(1) Notice for HITT Power Series
Clutch Capital LLC submitted a Section 3(c)(1) filing on 2026-05-22 for its D - HITT Power by SAC 28 series.
Western Standard Partners QP, L.P. Submits D/A Filing
Western Standard Partners QP, L.P. filed a D/A notice under Section 3(c)(7) of the Investment Company Act on 2026-05-22.
Spruceview Income Value Fund 2026 Files SEC Notice
Spruceview Income Value Fund 2026, LP submitted a filing to the SEC on May 22, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Coller Evergreen CFO I Equity Holdings Feeder B Files SEC Notice
D - Coller Evergreen CFO I Equity Holdings Feeder B, L.P. filed a notice with the SEC on May 22, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Madison Partners Limited Partnership Files 3(c)(1) Notice
Madison Partners Limited Partnership submitted an SEC filing on May 22 2026 referencing Section 3(c)(1) of the Investment Company Act.
D - OG5 Limited Partnership Files SEC Notice Under Section 3(c)(1)
D - OG5 Limited Partnership submitted a filing to the SEC on May 22 2026 referencing Investment Company Act Section 3(c)(1).
Corbel Special Opportunities Fund II Files 3(c)(7) Notice With SEC
Corbel Special Opportunities Fund II, L.P. submitted a Section 3(c)(7) filing to the SEC on May 22, 2026.
Stonepeak Motion (Co-Invest) Holdings LP Files SEC Notice
D - Stonepeak Motion (Co-Invest) Holdings LP submitted a regulatory filing to the SEC on May 22, 2026, claiming exemption under Section 3(c)(7).
Ravel Holdings Series Files SEC 3(c)(1) Notice
D - Ravel Holdings Jan 2026 a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on May 22 2026.
HEEL Ventures Technology Fund I Files 3(c)(7) Exemption Notice
D - HEEL Ventures Technology Fund I a Series of CGF2021 LLC filed a notice claiming exemption under Section 3(c)(7) of the Investment Company Act with the SEC.
BSTN Fund One, LLC Files SEC Notice Claiming 3(c)(1) Exemption
BSTN Fund One, LLC submitted a filing to the SEC on May 21, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Cambium Capital Tamarind LP Files SEC Notice on 3(c)(1) and 3(c)(7) Exemptions
Cambium Capital Tamarind LP submitted a filing to the SEC on May 21, 2026, referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Bedford Ridge Investment Co XII Files SEC Notice Under 3(c)(7)
Bedford Ridge Investment Co XII, LP filed a notice with the SEC claiming exemption from the Investment Company Act under Section 3(c)(7).
ICQ Investments 8TY, LP Files SEC Notice Claiming 3(c)(7) Exemption
D - ICQ Investments 8TY, LP submitted a Form 3C filing to the SEC on May 21, 2026, electing exemption under Section 3(c)(7) of the Investment Company Act.
D - GC Venture XII (A-IV), L.P. Files SEC Notice
D - GC Venture XII (A-IV), L.P. submitted a filing to the SEC on May 21, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Capitalize Investments LLC Files SEC Notice for Oshi I Series
Capitalize Investments LLC submitted a filing for D - Oshi I series to the SEC on May 21, 2026.
CoastEdge Distressed Fund Submits SEC Filing on May 21 2026
CoastEdge Distressed & Special Situations Fund LLC filed a notice under Investment Company Act Section 3(c)(7) with the SEC on May 21 2026.
Proteus Master Fund I Files SEC Notice Under Section 3(c)(7)
Proteus Master Fund I, LLC submitted a filing with the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
MG&A Private Assets Master Fund Files D/A Notice with SEC
MG&A Private Assets Master Fund, LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 20, 2026.
Fundomo ME-002, LP Files SEC Notice Under Section 3(c)(1)
Fundomo ME-002, LP submitted a filing to the SEC on May 20, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Linden Private Income Fund I LP Files SEC Notice
Linden Private Income Fund I LP submitted an SEC filing on May 20 2026 referencing Investment Company Act Section 3(c) exemptions.
Linden Private Income Fund I (QP) LP Files SEC Notice
Linden Private Income Fund I (QP) LP submitted a filing to the SEC on May 20, 2026, referencing Section 3(c)(7).
Mudrick Stressed Credit Fund Ltd. Files SEC Document May 19 2026
Mudrick Stressed Credit Fund Ltd. submitted a D/A filing to the SEC on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.
MCP Co-Investment Fund 2026 I C.V. Files SEC Notice
D - MCP Co-Investment Fund 2026 I C.V. submitted an SEC filing on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.
D-III F-William Fund Files SEC Notice Claiming 3(c)(7) Exemption
D - IIIF-William Fund, LLC filed an SEC notice on May 19, 2026 referencing Section 3(c)(7) of the Investment Company Act.
D - House Holdings 1.1, LP Files Section 3(c)(1) Notice
D - House Holdings 1.1, LP submitted an SEC filing on May 19, 2026, under Investment Company Act Section 3(c)(1).
Proteus Series Feeder Fund I LLC Files D/A for Integrated Opportunities Fund I
Proteus Series Feeder Fund I, LLC submitted a D/A filing for Integrated Opportunities Fund I on May 19, 2026, under Investment Company Act Section 3(c)(1).
iCapital-Valor Equity Partners VII Access Fund Files SEC Notice
D - iCapital-Valor Equity Partners VII Access Fund, L.P. submitted a notice under Investment Company Act Section 3(c)(7) to the SEC on May 19, 2026.
D - XN Private Fund LP Files 3(c)(7) Notice With SEC
D - XN Private Fund LP submitted an SEC filing under Investment Company Act Section 3(c)(7) on May 18, 2026.
EquityZen Growth Technology Fund LLC Series 2306 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2306 submitted a filing to the SEC on May 18 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
General Industrial Onshore Fund L.P. Submits D/A Filing to SEC
General Industrial Onshore Fund L.P. filed a D/A notice with the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A with SEC
JS Venture Fund LLC Series A30 submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on May 15, 2026.
JS Venture Fund LLC Series A30 Files SEC Notice
JS Venture Fund LLC Series A30 submitted a regulatory filing on May 15, 2026 under Section 3(c)(7) of the Investment Company Act.
General Industrial Onshore Fund L.P. Files SEC Notice Under Section 3(c)(7)
General Industrial Onshore Fund L.P. submitted a D/A filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Proteus Feeder Fund I Files SEC Notice for 3(c)(7) Exemption
Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC on May 15, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Infrastructure Investments Fund (iCapital) Files 3(c)(7) Notice
Infrastructure Investments Fund (iCapital), Ltd. submitted a Section 3(c)(7) filing to the SEC on May 15, 2026.
JS Venture Fund LLC Series A30 Submits D/A Filing to SEC
JS Venture Fund LLC Series A30 filed a D/A notice under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
