Regulatory Notice
303 stories covering regulatory notice — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
D - BOOST Z2 NUCLEAR FUND LLC Files Section 3(c)(7) Notice
D - BOOST Z2 NUCLEAR FUND LLC submitted a Section 3(c)(7) notice filing with the SEC on 2026-07-09.
Driftwood Credit Fund II-A Files D/A With SEC
Driftwood Credit Fund II-A, LP submitted a D/A filing to the SEC on July 9, 2026, claiming the Section 3(c)(1) exemption.
D - 224 Ventures SPV Series LP Files SEC Notice
D - 224 Ventures SPV Series LP, Series B1 submitted a filing to the SEC on July 8, 2026, under Investment Company Act Section 3(c)(7).
Brooklyn Tech Fund LP Files SEC Notice Claiming 3(c)(1) Exemption
Brooklyn Tech Fund LP submitted an SEC filing on July 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Brown Advisory Files 3(c)(1) Notice for Alternative Strategies Fund
Brown Advisory (Bermuda) Ltd. submitted a Section 3(c)(1) notice for the Brown Advisory Alternative Strategies Fund on July 8, 2026.
D - 224 Ventures SPV Series LP Files 3(c)(7) Notice
D - 224 Ventures SPV Series LP, Series B1 filed a Section 3(c)(7) exemption notice with the SEC on July 8, 2026.
Intrinsic Health Partners II Files 3(c)(7) Notice
Intrinsic Health Partners II, L.P. submitted a D/A filing indicating reliance on Investment Company Act Section 3(c)(7).
D - FF Flex Fund 4 Files SEC Notice Under Section 3(c)(1)
D - FF Flex Fund 4 a Series of FF SPV Holdings LLC submitted a 3(c)(1) filing on July 8, 2026, according to SEC EDGAR.
BlackSalt Capital L.P. Files 3(c)(1) Notice on SEC EDGAR
BlackSalt Capital L.P. submitted a Section 3(c)(1) filing under the Investment Company Act on July 7, 2026.
D-World Models Fund II Files SEC Notice for 3(c)(7) Status
D - World Models Fund II a Series of FOG Ventures Fund III LLC filed a 7 KB notice under Investment Company Act Section 3(c)(7) on July 7, 2026.
Equitybee Series Files 3(c)(1) Exemption Notice
D - Equitybee 22-46211, a Series of Equitybee cFund Master LLC filed a Section 3(c)(1) notice with the SEC on July 7, 2026.
Acadia Fund I, LP Files SEC Notice Under Section 3(c)(9)
D - Acadia Fund I, LP/DE filed a notice with the SEC on 2026-07-07 citing Section 3(c)(9) of the Investment Company Act.
D-ICW Strategic Equities Fund (Cayman) Files 3(c)(1) Notice
D-ICW Strategic Equities Fund (Cayman), LP filed a Section 3(c)(1) notice with the SEC on July 7, 2026.
D - ICW Strategic Equities Fund Files 3(c)(1) Exemption Notice
D - ICW Strategic Equities Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 7, 2026.
Capacity Capital Fund II, LP Files D/A with SEC
Capacity Capital Fund II, LP submitted a D/A filing on 2026-07-06 referencing Investment Company Act Section 3(c)(1).
AL Belfry Investments I LLC Files SEC Notice on 3(c)(1)
AL Belfry Investments I LLC submitted a filing to the SEC on July 6 2026 referencing Investment Company Act Section 3(c)(1).
Summers Value Fund LP Files D/A Notice with SEC
Summers Value Fund LP submitted a D/A filing on 2026-07-02 citing Section 3(c)(1) of the Investment Company Act.
SNK Investments & Capital Fund LLC Files D/A on Section 3(c)(5)
SNK Investments & Capital Fund LLC submitted a D/A filing referencing Investment Company Act Section 3(c)(5) on July 2, 2026.
SNK Investments & Capital Fund LLC Files D/A With SEC
SNK Investments & Capital Fund LLC submitted a D/A filing on July 2, 2026 referencing Section 3(c)(5) of the Investment Company Act.
Sandbrook Climate Infrastructure Fund II-C LP Files D/A with SEC
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing on 2026-07-02 claiming Section 3(c)(7) exemption under the Investment Company Act.
Stonepeak Infrastructure Credit Fund II LP Files SEC Notice
Stonepeak Infrastructure Credit Fund II LP submitted a filing under the Investment Company Act on 2026-07-02 according to SEC EDGAR.
BBH Cedar Street Equity II L.P. Files SEC Notice Under 3(c)(7)
BBH Cedar Street Equity II L.P. submitted a 7 KB filing to the SEC on July 1, 2026, citing Section 3(c)(7) of the Investment Company Act.
Scout Energy Partners VII-B Files SEC 3(c)(7) Notice
Scout Energy Partners VII-B, LP submitted a Section 3(c)(7) exemption filing with the SEC on June 12, 2026.
XN Exponent Offshore Fund LP Files D/A on SEC EDGAR
XN Exponent Offshore Fund LP submitted a D/A filing to the SEC on 2026-06-12 referencing Section 3(c)(7) of the Investment Company Act.
RedBird Legends Fund, L.P. Files SEC Notice Claiming 3(c)(7) Exemption
RedBird Legends Fund, L.P. submitted a Form D filing on June 11, 2026, citing Investment Company Act Section 3(c)(7).
D-LS Opportunities Access Fund IV Files SEC Notice
D-LS Opportunities Access Fund IV, L.P. submitted a Section 3(c)(7) notice filing to the SEC on June 11, 2026.
Union Peak Ventures I, L.P. Files SEC Notice Under Section 3(c)(7)
Union Peak Ventures I, L.P. submitted a 6 KB filing to the SEC on June 11, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
Telemark Fund LP Files D/A With SEC on June 11 2026
Telemark Fund LP submitted a D/A filing on June 11 2026 referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
D - PE-0525 Fund I Files 3(c)(1) Notice with SEC
D - PE-0525 Fund I, a series of MV Funds, LP filed a Section 3(c)(1) notice with the SEC on June 10, 2026.
Ares Pathfinder Fund III (Offshore) LP Files D/A with SEC
Ares Pathfinder Fund III (Offshore) LP submitted a D/A filing to the SEC on June 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
TRCM Credit Fund SP Class S-2 Files 3(c)(1) Notice
D - TRCM Master Life Fund SPC - TRCM Credit Fund SP Class S-2 submitted a Section 3(c)(1) filing to the SEC on June 9, 2026.
Square Nine Specialty Credit Fund I-L LP Files SEC Notice
Square Nine Specialty Credit Fund I-L LP submitted a Section 3(c)(7) exemption filing to the SEC on June 9, 2026.
D-SCI Series Files 3(c)(1) Notice With SEC
D-SCI, a series of GatePass Ventures I LLC, submitted a Section 3(c)(1) exemption filing to the SEC on June 9, 2026.
Monticelloam Funding LLC Series SH-102 Files 3(c)(7) Notice
Monticelloam Funding LLC Series SH-102 submitted a Section 3(c)(7) filing with the SEC on June 9, 2026.
SleeporDie GoldenHour DreamVentures Series Files 3(c)(1) Notice
D - SleeporDie GoldenHour DreamVentures a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on June 9, 2026.
Lowell Capital Value Partners, LP Files D/A on June 8, 2026
Lowell Capital Value Partners, LP submitted a D/A filing claiming exemption under Section 3(c)(1) of the Investment Company Act.
American Ventures LLC Series XLVIII Remag Files 3(c)(1) Notice
American Ventures LLC, Series XLVIII Remag submitted a Section 3(c)(1) notice filing with the SEC on June 5, 2026.
NavierCVOwnera 1 Series Files 3(c)(1) Notice
NavierCVOwnera 1, a series of Navier Ventures LP, filed a Section 3(c)(1) notice with the SEC on June 5, 2026.
Spacefaring Ventures Fund 13 Files SEC 3(c)(1) Notice
Spacefaring Ventures Fund 13, LLC submitted an SEC filing on June 5, 2026 claiming exemption under Investment Company Act Section 3(c)(1).
D - Juvvadi CM Fund, LLC Files 3(c)(1) Notice
D - Juvvadi CM Fund, LLC submitted a Section 3(c)(1) exemption filing to the SEC on June 4, 2026.
Strategic Opportunities Partners I Files SEC 3(c)(7) Notice
D - Strategic Opportunities Partners I, L.P. submitted a 7 KB filing to the SEC on June 4, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Imagen Dental Partners, LLC Files Form D on June 3, 2026
Imagen Dental Partners, LLC submitted a Form D filing to the SEC on June 3, 2026 under file numbers 021-586118 and 021-586118-01.
Summit Partners IDF Series Files 3(c)(7) SEC Notice
D - Summit Partners IDF Series of the SALI Multi-Series Fund, L.P. submitted a Section 3(c)(7) filing with the SEC on June 3, 2026.
LMCG Absolute Return Offshore Fund Files 3(c)(7) Notice
LMCG Absolute Return Offshore Fund, LP submitted a Section 3(c)(7) filing on June 3, 2026 via SEC EDGAR.
LCV Fund III Files D/A Notice With SEC on June 3 2026
LCV FUND III, L.P. submitted a D/A filing to the SEC on June 3 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
D - Alpha Funds VI LLC Files SEC Notice Under 3(c)(1)
D - Alpha Funds VI LLC submitted a Section 3(c)(1) filing to the SEC on June 2, 2026.
Raptor Dapple Holdings LLC Files 3(c)(1) Exemption Notice
Raptor Dapple Holdings LLC submitted a Section 3(c)(1) notice under the Investment Company Act via SEC EDGAR on June 2, 2026.
Fannin Goldenrod Holdings I Files SEC 3(c)(1) Notice
Fannin Goldenrod Holdings I, LLC submitted an SEC filing on June 2, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Montgomery Capital Partners VI LP Files SEC Notice
Montgomery Capital Partners VI LP submitted a filing to the SEC on June 2, 2026, referencing Section 3(c)(1) of the Investment Company Act.
D - Kicker Co-Investment Ltd Files 3(c)(7) Notice
D - Kicker Co-Investment Ltd submitted a Section 3(c)(7) filing under the Investment Company Act on June 1, 2026.
