Regulatory Notice
172 stories covering regulatory notice — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Capitalize Investments LLC Files SEC Notice for Oshi I Series
Capitalize Investments LLC submitted a filing for D - Oshi I series to the SEC on May 21, 2026.
CoastEdge Distressed Fund Submits SEC Filing on May 21 2026
CoastEdge Distressed & Special Situations Fund LLC filed a notice under Investment Company Act Section 3(c)(7) with the SEC on May 21 2026.
Proteus Master Fund I Files SEC Notice Under Section 3(c)(7)
Proteus Master Fund I, LLC submitted a filing with the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
MG&A Private Assets Master Fund Files D/A Notice with SEC
MG&A Private Assets Master Fund, LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 20, 2026.
Fundomo ME-002, LP Files SEC Notice Under Section 3(c)(1)
Fundomo ME-002, LP submitted a filing to the SEC on May 20, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Linden Private Income Fund I LP Files SEC Notice
Linden Private Income Fund I LP submitted an SEC filing on May 20 2026 referencing Investment Company Act Section 3(c) exemptions.
Linden Private Income Fund I (QP) LP Files SEC Notice
Linden Private Income Fund I (QP) LP submitted a filing to the SEC on May 20, 2026, referencing Section 3(c)(7).
Mudrick Stressed Credit Fund Ltd. Files SEC Document May 19 2026
Mudrick Stressed Credit Fund Ltd. submitted a D/A filing to the SEC on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.
MCP Co-Investment Fund 2026 I C.V. Files SEC Notice
D - MCP Co-Investment Fund 2026 I C.V. submitted an SEC filing on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.
D-III F-William Fund Files SEC Notice Claiming 3(c)(7) Exemption
D - IIIF-William Fund, LLC filed an SEC notice on May 19, 2026 referencing Section 3(c)(7) of the Investment Company Act.
D - House Holdings 1.1, LP Files Section 3(c)(1) Notice
D - House Holdings 1.1, LP submitted an SEC filing on May 19, 2026, under Investment Company Act Section 3(c)(1).
Proteus Series Feeder Fund I LLC Files D/A for Integrated Opportunities Fund I
Proteus Series Feeder Fund I, LLC submitted a D/A filing for Integrated Opportunities Fund I on May 19, 2026, under Investment Company Act Section 3(c)(1).
iCapital-Valor Equity Partners VII Access Fund Files SEC Notice
D - iCapital-Valor Equity Partners VII Access Fund, L.P. submitted a notice under Investment Company Act Section 3(c)(7) to the SEC on May 19, 2026.
D - XN Private Fund LP Files 3(c)(7) Notice With SEC
D - XN Private Fund LP submitted an SEC filing under Investment Company Act Section 3(c)(7) on May 18, 2026.
EquityZen Growth Technology Fund LLC Series 2306 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2306 submitted a filing to the SEC on May 18 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
General Industrial Onshore Fund L.P. Submits D/A Filing to SEC
General Industrial Onshore Fund L.P. filed a D/A notice with the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A with SEC
JS Venture Fund LLC Series A30 submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on May 15, 2026.
JS Venture Fund LLC Series A30 Files SEC Notice
JS Venture Fund LLC Series A30 submitted a regulatory filing on May 15, 2026 under Section 3(c)(7) of the Investment Company Act.
General Industrial Onshore Fund L.P. Files SEC Notice Under Section 3(c)(7)
General Industrial Onshore Fund L.P. submitted a D/A filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Proteus Feeder Fund I Files SEC Notice for 3(c)(7) Exemption
Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC on May 15, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Infrastructure Investments Fund (iCapital) Files 3(c)(7) Notice
Infrastructure Investments Fund (iCapital), Ltd. submitted a Section 3(c)(7) filing to the SEC on May 15, 2026.
JS Venture Fund LLC Series A30 Submits D/A Filing to SEC
JS Venture Fund LLC Series A30 filed a D/A notice under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
