Investment Company Act
919 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Carnatic Partners LP Files SEC Document Under Section 3(c)(1)
Carnatic Partners LP filed a SEC document on March 12, 2026, related to Item 3C of the Investment Company Act, specifically Section 3(c)(1).
D - RP 200 N HOLDINGS, LLC Files SEC Document on Investment Company Act
D - RP 200 N HOLDINGS, LLC filed a SEC document on March 12, 2026, referencing Section 3(c) of the Investment Company Act.
D - RP 200 N HOLDINGS, LLC Files SEC Document Under Investment Company Act Section 3(c)(7)
D - RP 200 N HOLDINGS, LLC submitted a filing to the SEC on March 12, 2026, related to Section 3(c)(7) of the Investment Company Act.
ICONIQ Strategic Partners VII Co-Invest Files SEC Exemption Under Section 3(c)(7)
ICONIQ Strategic Partners VII Co-Invest, L.P. (Series Q) filed a notice with the SEC on March 12, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Iconiq Strategic Partners VII Co-Invest Files SEC Notice for Section 3(c)(7) Exemption
ICONIQ Strategic Partners VII Co-Invest, L.P. (Series Q) filed a notice with the SEC on March 12, 2026, under Section 3(c)(7) of the Investment Company Act.
ICONIQ Strategic Partners VIII Co-Invest Files SEC Form Under Investment Company Act
ICONIQ Strategic Partners VIII Co-Invest, L.P. (Series Q) filed a document with the SEC on March 12, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ICONIQ Strategic Partners VIII Co-Invest Files SEC Notice on Investment Company Act
ICONIQ Strategic Partners VIII Co-Invest, L.P. (Series Q) filed a SEC document on March 12, 2026, related to Section 3(c)(7) of the Investment Company Act.
Griffin Capital Development Partners Fund III L.P. Files Under Investment Company Act Section 3(c)(5)
Griffin Capital Development Partners Fund III L.P. filed a document with the SEC on March 12, 2026, related to Section 3(c)(5) of the Investment Company Act.
Griffin Capital DST Files Under Investment Company Act Section 3(c)(5)
Griffin Capital's DST entity in Kansas City, MO, filed a regulatory document with the SEC on March 12, 2026, citing Section 3(c)(5) of the Investment Company Act.
Prototype Fund I LP Files SEC Document Under Investment Company Act
D - Prototype Fund I LP filed a document with the SEC on March 12, 2026, citing Section 3(c)(1) of the Investment Company Act.
Griffin Capital Development Partners Fund III Files SEC Form for Investment Company Act
Griffin Capital Development Partners Fund III, L.P. filed a SEC form on March 12, 2026, citing Section 3(c)(5) of the Investment Company Act, according to SEC EDGAR records.
Griffin Capital Files SEC Document on Investment Company Act Section 3(c)(5)
On March 12, 2026, Griffin Capital submitted a filing related to Section 3(c) and Section 3(c)(5) of the Investment Company Act, as reported in SEC EDGAR records.
Prototype Fund I LP Files Under Investment Company Act Section 3(c)(1)
D - Prototype Fund I LP submitted a SEC filing on March 12, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.
Seminal Food & Nutrition Fund Files Under Section 3(c)(1)
D/A - Seminal Food & Nutrition Fund, L.P. filed a SEC document on March 12, 2026, related to Section 3(c)(1) of the Investment Company Act.
EJF Financial Debt Strategies Fund LP Files Form D/A
EJF Financial Debt Strategies Fund LP submitted a Form D/A filing on March 12, 2026, referencing Section 3(c)(7) of the Investment Company Act.
K5 Tech Fund II, LP - Series 203 Files Under Section 3(c)(7)
On March 12, 2026, K5 Tech Fund II, LP - Series 203 filed a document with the SEC under Item 3C for Section 3(c)(7) of the Investment Company Act.
Privateer Verdant Ventures Files SEC Notice Under Section 3(c)(1)
D - Privateer Verdant Ventures FEB2026, a series of CGF2021 LLC, filed a SEC document on March 12, 2026, related to Section 3(c)(1) of the Investment Company Act.
Rothschild Technology Partners Files SEC Document on Investment Company Act
Rothschild Technology Partners, L.P. submitted a filing to SEC EDGAR on March 12, 2026, citing Section 3(c)(1) of the Investment Company Act.
Blackstone Feeder Fund Files for Section 3(c)(7) Exemption
Blackstone Capital Opportunities Feeder Fund V-R (CYM) LP filed a SEC document on March 11, 2026, referencing Investment Company Act Section 3(c)(7).
Blackstone Feeder Fund Files SEC Document on Investment Act Section
Blackstone Capital Opportunities Feeder Fund V-R (CYM) LP filed a SEC document on March 11, 2026, related to Section 3(c)(7) of the Investment Company Act.
Lightspring Capital II, LP Files for Investment Company Act Exemptions
Lightspring Capital II, LP submitted a SEC filing on March 11, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Lightspring Capital II, LP Files SEC Exemption Notice
Lightspring Capital II, LP submitted a filing to the SEC on March 11, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Perini Capital Phoenix Fund Files for Section 3(c)(1) Exemption
Perini Capital Phoenix Fund, LLC submitted a SEC filing on March 11, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Perini Capital Phoenix Fund LLC Files Under Section 3(c)(1)
Perini Capital Phoenix Fund LLC filed a SEC document on March 11, 2026, under Section 3(c)(1) of the Investment Company Act.
Reciprocal Ventures Files for Section 3(c)(1) Exemption
D - Reciprocal Ventures, a Series of Decile Start Fund, LP, filed a SEC document on March 11, 2026, related to Investment Company Act Section 3(c)(1).
Reciprocal Ventures Files Under Investment Company Act Section 3(c)(1)
Reciprocal Ventures, a Series of Decile Start Fund, LP, filed a SEC EDGAR document on March 11, 2026, related to Section 3(c)(1) of the Investment Company Act.
Still Point Partners Fund I Files for SEC Exemptions
Still Point Partners Fund I, LP filed for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on March 11, 2026, according to SEC EDGAR.
Still Point Partners Fund I, LP Files for Investment Company Act Exemptions
Still Point Partners Fund I, LP filed a SEC document on March 11, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Avanath Affordable Housing Fund Files Under Section 3(c)(7)
Avanath Affordable Housing Renaissance Fund, L.P. filed a document with the SEC on March 11, 2026, related to Section 3(c)(7) of the Investment Company Act.
Avanath Affordable Housing Fund Files SEC Document for Section 3(c)(7)
Avanath Affordable Housing Renaissance Fund, L.P. filed a SEC EDGAR document on March 11, 2026, related to Item 3C.7 under the Investment Company Act.
Bain Capital Senior Loan Select LLC Files for Section 3(c)(7) Exemption
Bain Capital Senior Loan Select LLC submitted a filing on March 11, 2026, for exemption under Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
Bain Capital Senior Loan Select LLC Files Under Section 3(c)(7)
Bain Capital Senior Loan Select LLC filed a document with the SEC on March 11, 2026, related to Section 3(c)(7) of the Investment Company Act.
MGI Investments LP Series 38 Files Under Investment Company Act Section 3(c)(1)
D - MGI Investments LP - Series 38 filed a document on March 11, 2026, under Item 3C.1 for Section 3(c)(1) of the Investment Company Act.
MGI Investments LP - Series 38 Files SEC Document Under Section 3(c)(1)
MGI Investments LP - Series 38 submitted a SEC filing on March 11, 2026, related to Section 3(c)(1) of the Investment Company Act.
Fontinalis Special Opportunity Fund VF, L.P. Files SEC Notice for Investment Company Act Section 3(c)(7)
D - Fontinalis Special Opportunity Fund VF, L.P. filed a document with the SEC on March 9, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Riptide Fund LLC Files SEC Document for Series 8
Riptide Fund LLC filed a document for its Series 8, Riptide Flexible Capital Fund, on March 9, 2026, under Investment Company Act Section 3(c)(1).
Trinity Capital SBIC LP Files SEC Document Under Section 3(c)(7)
Trinity Capital SBIC LP filed a document with the SEC on March 10, 2026, related to Item 3C.7 of the Investment Company Act.
Anbec Partners Files Under Investment Company Act Section 3(c)(1)
Anbec Partners, LP submitted a SEC filing on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act.
Cheyenne Partners LP Files Under Investment Company Act Section 3(c)(1)
Cheyenne Partners LP submitted a SEC filing on March 10, 2026, citing Section 3(c)(1) of the Investment Company Act.
EquityZen Fund Files for Section 3(c)(1) Exemption
EquityZen Growth Technology Fund LLC - Series 2246 filed a document with SEC EDGAR on March 10, 2026, citing Section 3(c)(1) of the Investment Company Act.
Financial Edge Fund L P Files SEC Document for Section 3(c)(1)
D/A - FINANCIAL Edge Fund L P submitted a SEC filing on March 10, 2026, related to Item 3C of the Investment Company Act.
Chapel Oak Capital Files SEC Document Under Section 3(c)(1)
Chapel Oak Capital, L.P. submitted a SEC EDGAR filing on March 10, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Chodikee Lake Partners LP Files SEC Document for Investment Company Act Exemption
Chodikee Lake Partners LP filed a SEC document on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act.
Hecher Capital Fund Files for Section 3(c)(1) Exemption
D - Hecher Capital Fund, LP filed a document with the SEC on March 10, 2026, citing Section 3(c)(1) of the Investment Company Act.
Northstar Venture Capital LLC Files for Series 35 under Section 3(c)(1)
Northstar Venture Capital LLC filed a document on March 10, 2026, for Northstar VC Series 35, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Parkway Co-Investment 14 LP Files Under Investment Company Act Section 3(c)(1)
D - Parkway Co-Investment 14 (HL SA) LP submitted a filing to the SEC on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act.
TCC MHP Holdings LLC Files SEC Document Under Investment Company Act
TCC MHP Holdings LLC submitted a filing on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
Accolade Empowerment Fund III Files SEC D/A Amendment
Accolade Empowerment Fund III, L.P. filed a D/A document with the SEC on March 9, 2026, citing Investment Company Act Section 3(c)(7).
Accolade Empowerment Fund III Feeder L.P. Files SEC D/A Document
Accolade Empowerment Fund III Feeder L.P. filed a D/A form with the SEC on March 9, 2026, referencing the Investment Company Act Section 3(c)(7).
Kindred Capital Co-Invest III LP Files SEC Exemption Claim
Kindred Capital Co-Invest III LP filed a notice under Section 3(c)(1) of the Investment Company Act on March 9, 2026, as per SEC records.
