Fund compliance
16 stories covering fund compliance — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Gratia Capital Concentrated Fund Files Section 3(c)(7) Exemption
D/A - Gratia Capital Concentrated Fund, L.P. filed a document with the SEC on May 15, 2026, citing Section 3(c)(7) of the Investment Company Act.
Helm Fund II, L.P. Files Under Investment Company Act Section 3(c)(1)
Helm Fund II, L.P. submitted a SEC filing on May 14, 2026, citing reliance on Section 3(c)(1) of the Investment Company Act.
Summit Street US Equity Value Fund Files Under Section 3(c)(1)
Summit Street US Equity Value Fund, L.P. filed a SEC document on May 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
D - DE-0226 Fund II Files SEC Document on Investment Company Act
D - DE-0226 Fund II, a series of Roll Up Vehicles, LP, filed a SEC document on May 14, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
MV Funds, LP Series Files for Investment Company Act Exemption
D - SU-0427 Fund I, a series of MV Funds, LP, filed a document with the SEC on May 12, 2026, referencing Section 3(c)(1) of the Investment Company Act.
FA Innovation Fund LP Files Under SEC Section 3(c)(7)
D - FA Innovation Fund LP submitted a SEC filing on May 8, 2026, related to Investment Company Act Section 3(c)(7).
D - Investing With Purpose Fund 2026 LLC Files Under Section 3(c)(1)
D - Investing With Purpose Fund 2026 LLC filed a SEC form on May 6, 2026, related to Section 3(c)(1) of the Investment Company Act.
AG Net Lease Realty Fund III L.P. Files SEC Document on Investment Company Act
AG Net Lease Realty Fund III L.P. filed a document with SEC EDGAR on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - Finalization Fund II, LLC Files SEC Document for Investment Company Act Section 3(c)(7)
D - Finalization Fund II, LLC filed a document with SEC EDGAR on May 1, 2026, under Item 3C.7 of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files Section 3(c)(7) Exemption
D - AB Municipal Credit Opportunities Fund, L.P. filed for an exemption under Section 3(c)(7) of the Investment Company Act on May 1, 2026.
Strategic Investors Fund XII-A Files Under Investment Company Act Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a document on May 1, 2026, citing Section 3(c) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
DSC Meridian Fund Files for Section 3(c)(7) Exemption
DSC Meridian Credit Opportunities Onshore Fund LP filed a notice under Section 3(c)(7) of the Investment Company Act on April 29, 2026, according to SEC EDGAR.
Clear Height Crossroads Industrial Fund II Files SEC Notice for Section 3(c)(1)
Clear Height Crossroads Industrial Fund II, L.P. filed a SEC document on April 29, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
3PIM India Equity (IFSC) Fund Files Under Section 3(c)(7)
The 3PIM India Equity (IFSC) Fund submitted a SEC filing on April 28, 2026, related to Section 3(c)(7) of the Investment Company Act.
WCB Equity Fund Files SEC Form for Investment Company Act Exemption
D - WCB Equity Fund, LP filed a SEC document on April 28, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
RU-0403 Fund I Files Under Investment Company Act Section 3(c)(1)
D - RU-0403 Fund I, a series of Roll Up Vehicles, LP, filed a document with SEC EDGAR on April 28, 2026, citing Section 3(c)(1) of the Investment Company Act.
