TOPIC

Form D

96 stories covering form d — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory May 25, 2026

MAVRK Celestia Fund, LP Files SEC Notice for 3(c)(1) and 3(c)(7)

MAVRK Celestia Fund, LP submitted a Form D notice to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Fundraising May 25, 2026

Shellback Real Estate Fund I LLC Files Form D With SEC

Shellback Real Estate Fund I LLC submitted a Form D filing to the SEC on May 22 2026 under accession number 0002123578-26-000001.

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Regulatory May 25, 2026

Neuberger Specialty Finance Fund IV LP Files SEC Notice

Neuberger Specialty Finance Fund IV LP submitted a Form D filing with the SEC on May 22 2026 claiming Section 3(c)(7) exemption.

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Regulatory May 25, 2026

MAVRK Celestia Fund, LP Files SEC Form D Notice

MAVRK Celestia Fund, LP submitted a 7 KB SEC filing on 2026-05-22 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Regulatory May 25, 2026

Moxi by Play Money Series Files SEC Notice

D - Moxi by Play Money a Series of Clutch Capital LLC filed a 6 KB notice on 2026-05-22 claiming Section 3(c)(1) exemption.

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Regulatory May 25, 2026

Western Standard Partners QP Files D/A Amendment With SEC

Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Fundraising May 25, 2026

Shellback Real Estate Fund I, LLC Files With SEC

Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026.

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Fundraising May 24, 2026

Shellback Real Estate Fund I, LLC Files Form D

Shellback Real Estate Fund I, LLC submitted a Form D filing to the SEC on May 22, 2026.

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Regulatory May 24, 2026

Moxi by Play Money Series Files 3(c)(1) Notice

D - Moxi by Play Money a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.

Close-up of contract papers with Scrabble tiles spelling 'CONTRACT'.
Regulatory May 24, 2026

MAVRK Celestia Fund, LP Files SEC Notice

MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026 referencing Investment Company Act Section 3(c).

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Regulatory May 24, 2026

Clutch Capital LLC Files for Moxi by Play Money Series

Clutch Capital LLC submitted a Section 3(c)(1) filing for D - Moxi by Play Money a Series on 2026-05-22.

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Regulatory May 24, 2026

Shellback Real Estate Fund I, LLC Files SEC Document

Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026, with accession number 0002123578-26-000001.

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Fundraising May 23, 2026

Shellback Real Estate Fund I, LLC Files SEC Form D

Shellback Real Estate Fund I, LLC submitted a regulatory filing to the SEC on May 22, 2026, according to EDGAR records.

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Regulatory May 23, 2026

Clutch Capital LLC Files 3(c)(1) Notice for Moxi by Play Money Series

Clutch Capital LLC submitted a Section 3(c)(1) filing for Moxi by Play Money series on May 22, 2026, according to SEC EDGAR.

A close-up of hands shaking over a signed property agreement, symbolizing a successful real estate deal.
Fundraising May 23, 2026

Shellback Real Estate Fund I Files SEC Notice

Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026.

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Fundraising May 23, 2026

Moxi by Play Money Series Files Form D Notice

Moxi by Play Money a Series of Clutch Capital LLC filed a Form D notice citing Section 3(c)(1) on May 22, 2026.

Miniature houses, euro bills, and a house key symbolize real estate investment and property transactions.
Regulatory May 23, 2026

Shellback Real Estate Fund I, LLC Files Form D With SEC

Shellback Real Estate Fund I, LLC submitted a regulatory filing to the SEC on May 22, 2026.

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Regulatory May 22, 2026

MAVRK Celestia Fund, LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)

MAVRK Celestia Fund, LP submitted a Form D notice to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Regulatory May 22, 2026

Shellback Real Estate Fund I, LLC Files with SEC

Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026, under CIK 0002123578.

Two colleagues engaged in a business discussion with notes on a whiteboard during a meeting.
Fundraising May 22, 2026

Flux Power Holdings Files Form D With SEC

Flux Power Holdings, Inc. submitted a Form D filing to the SEC on May 22, 2026, with file number 021-585003.

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Regulatory May 22, 2026

Western Standard Partners LP Files D/A With SEC on May 22 2026

Western Standard Partners LP submitted a D/A filing on May 22 2026 citing Section 3(c)(1) of the Investment Company Act.

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Regulatory May 22, 2026

Neuberger Specialty Finance Fund IV LP Files SEC Form D

Neuberger Specialty Finance Fund IV LP submitted a Form D filing on May 22, 2026 under Investment Company Act Section 3(c)(7).

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Fundraising May 22, 2026

EOS Fund LLC Files SEC Document May 22 2026

EOS Fund LLC submitted a filing to the SEC on May 22 2026 with accession number 0001214659-26-006653.

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Fundraising May 21, 2026

Imagen Dental Partners Files Form D With SEC

Imagen Dental Partners, LLC submitted a Form D notice of exempt securities offering to the SEC on May 21, 2026.

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Regulatory May 21, 2026

X-Growth Funding LLC Files SEC Document May 21 2026

X-Growth Funding LLC submitted a filing to the SEC on May 21, 2026 under accession number 0002136344-26-000001.

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Regulatory May 21, 2026

Weed Investment Group Files SEC Form D on May 21, 2026

Weed Investment Group, Inc. submitted a Form D filing to the SEC with accession number 0001720449-26-000002 on May 21, 2026.

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Fundraising May 20, 2026

D - OT Robotics Fund I, LLC Files SEC Document

D - OT Robotics Fund I, LLC submitted a filing to the SEC on May 20, 2026.

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Regulatory May 20, 2026

D - OT Healthcare Fund III, LLC Files SEC Document

D - OT Healthcare Fund III, LLC submitted a filing to the SEC EDGAR system on May 20, 2026.

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Regulatory May 19, 2026

Mudrick Co-Investment Opportunity III Offshore Files SEC Notice

Mudrick Co-Investment Opportunity III Offshore, L.P. submitted a Section 3(c)(7) filing to the SEC on May 19, 2026.

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Regulatory May 19, 2026

140 Summer Partners Onshore LP Files D/A on May 19 2026

140 Summer Partners Onshore LP submitted a D/A filing to the SEC on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.

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Fundraising May 19, 2026

Monomoy Capital Partners V-Bolt Parallel Files Form D

Monomoy Capital Partners V-Bolt Parallel, L.P. submitted a Form D filing with the SEC on May 19, 2026 under Section 3(c)(7).

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Fundraising May 19, 2026

Monomoy Capital Partners V-Bolt Files Form D on May 19 2026

Monomoy Capital Partners V-Bolt L.P. submitted a Form D notice under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR records.

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Fundraising May 19, 2026

Apex Lending Advisors Files SEC Document on May 19 2026

Apex Lending Advisors submitted a filing to the SEC under accession number 0002132958-26-000001 on May 19 2026.

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Fundraising May 18, 2026

Searchlight Opportunities Fund III (Parallel A) Files SEC Form D

Searchlight Opportunities Fund III (Parallel A), L.P. submitted Form D filings under Section 3(c)(7) of the Investment Company Act on May 18, 2026.

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Fundraising May 17, 2026

Barrel Ventures III-A LP Files Form D on May 15 2026

Barrel Ventures III-A LP submitted a Form D filing to the SEC on May 15 2026 claiming exemptions under Sections 3(c)(1) and 3(c)(7).

Rows of vintage wooden barrels in Marseillan vineyard, depicting rustic winemaking tradition.
Fundraising May 17, 2026

Barrel Ventures III LP Files Form D with SEC on May 15 2026

Barrel Ventures III LP submitted a Form D filing for an exempt offering under Regulation D claiming Section 3(c)(1) and 3(c)(7) exemptions.

Legal professionals reviewing divorce documents in a law office with a Lady Justice statue.
Regulatory May 17, 2026

Future Star Wealth Investment Center Ltd Files Form D

Future Star Wealth Investment Center Ltd. submitted a Form D filing to the SEC on May 15, 2026 under accession number 0002135497-26-000001.

Close-up of a weathered oak barrel with text in Palmanova, Italy.
Fundraising May 17, 2026

Barrel Ventures III LP Files Form D with SEC

Barrel Ventures III LP submitted a Form D filing on May 15 2026 under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

Tablet showing 'Financial Freedom' with gold bitcoins nearby, symbolizing cryptocurrency investment.
Regulatory May 17, 2026

Barrel Ventures III-A LP Files Form D With SEC

Barrel Ventures III-A LP submitted a Form D filing on May 15, 2026, under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Fundraising May 16, 2026

Barrel Ventures III LP Files Form D on May 15, 2026

Barrel Ventures III LP submitted a Form D notice claiming exemptions under Investment Company Act sections 3(c)(1) and 3(c)(7).

A diverse group attends a business analysis seminar with a presenter and projection screen in a modern conference room.
Fundraising May 16, 2026

Barrel Ventures III LP Files Form D with SEC

Barrel Ventures III LP submitted a Form D filing on May 15 2026 claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act according to SEC EDGAR.

A legal professional's workspace featuring Lady Justice statue, documents, and a laptop.
Regulatory May 16, 2026

JS Venture Fund LLC Series A30 Files D/A With SEC

JS Venture Fund LLC Series A30 submitted a D/A filing under Investment Company Act Section 3(c)(7) on May 15, 2026.

A collection of aged oak barrels at a brewery in Masham, England, highlighting traditional brewing methods.
Fundraising May 16, 2026

Barrel Ventures III-A LP Files Form D With SEC

Barrel Ventures III-A LP submitted a Form D notice to the SEC on May 15 2026 claiming exemptions under Sections 3(c)(1) and 3(c)(7).

Close-up of wooden wine barrels used for fermentation and storage in a winery cellar.
Fundraising May 16, 2026

Barrel Ventures III LP Files Form D Notice with SEC

Barrel Ventures III LP submitted a Form D filing on May 15, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

Business conference attendees listen to a presentation on revenue split by quarter and geography.
Fundraising May 15, 2026

Barrel Ventures III LP Files Form D With SEC

Barrel Ventures III LP submits Form D notice for exempt offering claiming Investment Company Act sections 3(c)(1) and 3(c)(7).

Barrels in a shadowed winery cellar, perfect for wine aging imagery.
Fundraising May 15, 2026

Barrel Ventures III-A LP Files Form D With SEC

Barrel Ventures III-A LP submitted a Form D notice to the SEC on May 15 2026 claiming Section 3(c)(1) and 3(c)(7) exemptions.

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