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Form D

195 stories covering form d — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

A historic building reflected in water under dramatic clouds in Veliky Novgorod, Russia.
Regulatory Jul 19, 2026

Willow Tree Fund III Files Form D Amendment

Willow Tree Fund III (Unlevered) (Offshore), LP submitted a Form D amendment on July 17, 2026, claiming Section 3(c)(7) exemption.

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Regulatory Jul 19, 2026

AE Industrial Partners Fund IV-A Files D/A Amendment

AE Industrial Partners Fund IV-A, LP submitted a D/A filing on 2026-07-17 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).

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Regulatory Jul 19, 2026

Willow Tree Evergreen Fund Files D/A Amendment on July 17 2026

Willow Tree Evergreen Fund LP submitted a D/A filing on July 17 2026 claiming exemption under Investment Company Act Section 3(c)(7).

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Regulatory Jul 19, 2026

Polis Strategies Fund LLC Series 4 Files SEC EDGAR Document

Polis Strategies Fund LLC Series 4 submitted a filing to SEC EDGAR on July 17, 2026 under accession number 0002142668-26-000001.

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Regulatory Jul 18, 2026

AE Industrial Partners Fund IV-A Files D/A on 2026-07-17

AE Industrial Partners Fund IV-A, LP submitted a D/A filing to the SEC on 2026-07-17 referencing Investment Company Act Section 3(c) exemptions.

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Regulatory Jul 18, 2026

Willow Tree Fund III Files D/A With SEC

Willow Tree Fund III (Unlevered) (Offshore), LP submitted a D/A filing under Section 3(c)(7) on 2026-07-17.

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Fundraising Jul 18, 2026

Polis Strategies Fund LLC Files Form D for Series 4

Polis Strategies Fund LLC - Series 4 submitted a Form D filing with the SEC on July 17, 2026.

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Regulatory Jul 18, 2026

Willow Tree Fund III (Unlevered) Files D/A on SEC EDGAR

Willow Tree Fund III (Unlevered), LP submitted a D/A filing on July 17, 2026 claiming a Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Jul 18, 2026

Willow Tree Fund III Files D/A Amendment With SEC

Willow Tree Fund III (Unlevered) (Offshore), LP submitted a Form D amendment on July 17, 2026, claiming Section 3(c)(7) exemption.

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Regulatory Jul 17, 2026

AE Industrial Partners Fund IV Files D/A With SEC

AE Industrial Partners Fund IV, LP submitted a D/A filing on 2026-07-17 claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Jul 16, 2026

HSAM Residential Property Partners Files D/A on July 16 2026

HSAM Residential Property Partners, L.P. submitted a Form D/A amendment claiming Sections 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.

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Regulatory Jul 16, 2026

Castle Rock Energy Fund II, LP Files SEC Document

Castle Rock Energy Fund II, LP submitted a filing to the SEC on July 16, 2026, according to EDGAR records.

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Regulatory Jul 16, 2026

Prairie Stone Capital LLC Files SEC Document July 16 2026

Prairie Stone Capital LLC submitted a 6 KB filing under CIK 0002146029 on July 16 2026 via SEC EDGAR.

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Regulatory Jul 16, 2026

Baylor Genetics Holdings Files SEC Document July 16 2026

Baylor Genetics Holdings, Inc. submitted an 11 KB filing to SEC EDGAR on July 16, 2026 under accession number 0001231919-26-000766.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Jul 15, 2026

D-IV Series 31A Files 3(c)(1) Notice with SEC

D-IV Series 31A, a Series of Ineffable Ventures Series, LLC, filed a Section 3(c)(1) notice under the Investment Company Act on July 15, 2026.

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Regulatory Jul 15, 2026

Atyant Capital India Fund-I LP Files D/A Amendment

Atyant Capital India Fund-I LP submitted a Form D/A filing with the SEC on July 15, 2026.

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Regulatory Jul 15, 2026

Mainsheet Capital Partners, LLC Files With SEC EDGAR on July 15, 2026

Mainsheet Capital Partners, LLC (CIK 0002141840) submitted a 5 KB filing to the SEC on July 15, 2026 under accession number 0002141840-26-000001.

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Regulatory Jul 15, 2026

Balaji Rolling Fund, LP Files D/A Amendment on SEC EDGAR

Balaji Rolling Fund, LP submitted a D/A filing on 2026-07-15 claiming Sections 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.

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Regulatory Jul 15, 2026

AG Direct Lending Fund V Files Amended Form D/A

AG Direct Lending Fund V (Levered) Structured Note, L.P. submitted a Form D/A filing with the SEC on 2026-07-15 claiming Section 3(c)(7) exemption.

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Regulatory Jul 14, 2026

Foss Ohio 2027 Fund I, LLC Files with SEC

Foss Ohio 2027 Fund I, LLC submitted a filing to the SEC on 2026-07-14 under CIK 0002144862.

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Regulatory Jul 14, 2026

D - 334 Douglass Street Partners, LLC Files With SEC

D - 334 Douglass Street Partners, LLC submitted a filing to the SEC on July 14, 2026.

Close-up of a person signing a divorce decree on a desk.
Regulatory Jul 14, 2026

Clout Fund LLC Files D/A Amendment With SEC

Clout Fund LLC submitted a Form D/A filing on 2026-07-14 claiming Section 3(c)(1) exemption under the Investment Company Act.

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Regulatory Jul 13, 2026

Pivot Holdings III LLC Files Form D on SEC EDGAR

Pivot Holdings III LLC submitted a Form D filing to the SEC on July 13, 2026.

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Regulatory Jul 13, 2026

EB5 Capital Jobs Fund 50 LLC Files with SEC EDGAR

EB5 Capital - Jobs Fund 50, LLC submitted a filing to SEC EDGAR on July 13, 2026 under accession number 0002144645-26-000001.

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Fundraising Jul 13, 2026

Envision Technology Holdings Files Form D on SEC EDGAR

Envision Technology Holdings, LLC submitted a Form D filing to the SEC on July 13, 2026 according to SEC EDGAR.

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Fundraising Jul 13, 2026

SWS Alternative Investment Fund VII LLC Files SEC Documents

SWS Alternative Investment Fund VII LLC submitted a filing to the SEC on July 13, 2026, under accession number 0002144111-26-000001.

Monochrome photo of the New York State Capitol building with its reflection in water, emphasizing architectural symmetry.
Regulatory Jul 13, 2026

AlphaKeys ExodusPoint Partners Fund Files SEC Notice July 13 2026

AlphaKeys ExodusPoint Partners Fund, L.P. submitted an SEC EDGAR filing on July 13 2026 referencing Section 3(c)(7) of the Investment Company Act.

Monochrome image of a historic building's facade showcasing architectural elegance.
Regulatory Jul 13, 2026

NISA Confluence Offshore Fund Ltd Files Form D Amendment

NISA Confluence Offshore Fund Ltd submitted a Form D amendment on July 13 2026 claiming Section 3(c)(7) exemption.

Historic courthouse facade with statue and American flag in daylight.
Regulatory Jul 12, 2026

WH Capital IX LLC Files SEC Notice for 3(c)(1) Exemption

WH Capital IX LLC submitted a Form D filing claiming Section 3(c)(1) exemption under the Investment Company Act.

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Regulatory Jul 12, 2026

Argent Vale Capital Inc. Files with SEC on July 10 2026

Argent Vale Capital Inc. (CIK 0002141948) submitted a filing to the SEC on July 10 2026 under accession number 0002141948-26-000001.

Black and white photo of the iconic Presidio County Courthouse in Marfa, Texas.
Regulatory Jul 12, 2026

Argent Vale Capital Inc. Files SEC Document July 10 2026

Argent Vale Capital Inc. submitted a 7 KB SEC filing on July 10 2026 under accession number 0002141948-26-000001.

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Regulatory Jul 11, 2026

Argent Vale Capital Inc. Files Form D with SEC on 2026-07-10

Argent Vale Capital Inc. submitted a Form D filing to the SEC on July 10, 2026, listed under CIK 0002141948 on EDGAR.

An elegant view of classic architectural columns with an antique street lamp, ideal for urban landscapes.
Regulatory Jul 11, 2026

MVP Opportunity Fund VI Series 26I Files 3(c)(7) Notice

D - MVP Opportunity Fund VI LLC Series 26I filed with the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 11, 2026

Argent Vale Capital Inc. Files SEC Document July 10 2026

Argent Vale Capital Inc. (CIK 0002141948) submitted filing 0002141948-26-000001 to the SEC on July 10 2026.

A close-up of hands signing a marriage contract during an outdoor wedding ceremony
Regulatory Jul 11, 2026

Valiant Peregrine Special Opportunities Fund 8 Files Form D

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Form D filing with the SEC on July 10, 2026 under Section 3(c)(7).

Close-up of the ornate archways and columns at the Minnesota State Capitol building.
Regulatory Jul 10, 2026

Argent Vale Capital Inc. Files SEC Document July 10 2026

Argent Vale Capital Inc. submitted a filing to the SEC EDGAR system on July 10, 2026 under accession number 0002141948-26-000001.

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Regulatory Jul 10, 2026

Medina DC 2 Assets LLC Files With SEC on July 10 2026

Medina DC 2 Assets LLC submitted a 10 KB filing to the SEC EDGAR system on July 10 2026 under CIK 0002143117.

Close-up of a vintage typewriter with a paper labeled 'Hedge Funds'.
Regulatory Jul 10, 2026

GenInnov Funds Ltd. (US) LP Files D/A on 2026-07-10

GenInnov Funds Ltd. (US) LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.

Historic South Market building in Boston, Massachusetts showcasing vintage urban architecture.
Fundraising Jul 9, 2026

Quincy Wells Capital, LLC Files SEC Document

Quincy Wells Capital, LLC submitted a filing to the SEC on July 9, 2026, according to EDGAR records.

Reflection of Idaho State Capitol in a mirrored building facade in Boise, ID.
Regulatory Jul 9, 2026

Clifton First Onshore Fund LP Files D/A With SEC

Clifton First Onshore Fund LP submitted a D/A filing on July 9, 2026, referencing Section 3(c)(1) of the Investment Company Act.

Wooden letter blocks spelling tariffs, China, and USA representing trade relations.
Regulatory Jul 9, 2026

D - BOOST Z2 NUCLEAR FUND LLC Files Section 3(c)(7) Notice

D - BOOST Z2 NUCLEAR FUND LLC submitted a Section 3(c)(7) notice filing with the SEC on 2026-07-09.

Top view of scrabble tiles spelling 'DOCUMENTS' on various contracts and agreements.
Regulatory Jul 9, 2026

Jaffa Capital Fund, LP Files D/A on Section 3(c)(7)

Jaffa Capital Fund, LP submitted a D/A filing on July 9, 2026 claiming the Section 3(c)(7) exemption under the Investment Company Act.

Neoclassical architecture of Tweed Courthouse in Manhattan at dusk capturing urban elegance.
Regulatory Jul 8, 2026

Fortress Ultimate Holdings, L.P. Files D/A Amendment

Fortress Ultimate Holdings, L.P. submitted a D/A filing to the SEC on July 8, 2026.

A focused shot of financial trading with screens, calculator, and data charts.
Fundraising Jul 8, 2026

Helios Coreshell Partners III, LLC Files SEC Document July 8 2026

Helios Coreshell Partners III, LLC submitted a 7 KB filing to SEC EDGAR on July 8, 2026 under accession 0002144353-26-000001.

A couple discusses financial documents with their advisor, highlighting investment strategies.
Regulatory Jul 8, 2026

Haven Advisors Holdings, LLC Files SEC Document July 8 2026

Haven Advisors Holdings, LLC (CIK 0002142146) submitted a filing to the SEC on July 8 2026 according to EDGAR records.

Historic courthouse facade with statue and American flag in daylight.
Regulatory Jul 8, 2026

Angel Collective Opportunity Fund Files Form D Amendment

Angel Collective Opportunity Fund, LP submitted a Form D amendment on July 8, 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.

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Regulatory Jul 8, 2026

Ventioneers Funds LP Files SEC Notice for AD-0609 Fund I Series

D - AD-0609 Fund I, a series of Ventioneers Funds, LP filed a Form D notice with the SEC on July 8, 2026, claiming a Section 3(c)(1) exemption.

Elegant boardroom with leather chairs and wooden decor, ideal for meetings.
Fundraising Jul 7, 2026

Davidovs Venture Capital Files Form D for E4 QP

Davidovs Venture Capital, LP - E4 QP submitted a Form D notice with the SEC on July 7, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).

Two businessmen discussing financial charts on a tablet in a modern office setting.
Fundraising Jul 7, 2026

Davidovs Venture Capital, LP Files Form D on 2026-07-07

Davidovs Venture Capital, LP submitted a Form D filing with the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Regulatory Jul 6, 2026

Accolade Blockchain Access Fund II Files Form D/A Amendment

Accolade Blockchain Access Fund II, L.P. submitted a Form D/A filing on July 6, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.

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