SEC filing
401 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Efficient U.S. Funds, LLC Files for Efficient Pure Trend Series
Efficient U.S. Funds, LLC submitted a filing for Efficient Pure Trend Series on May 8, 2026, as per SEC EDGAR records.
Shah Capital Opportunity Fund LP Files SEC Document on Exemptions
Shah Capital Opportunity Fund LP submitted a filing to the SEC on May 8, 2026, detailing exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).
TPG AG Corporate Credit Opportunities Fund Files SEC Form Under Section 3(c)(7)
D/A - TPG AG Corporate Credit Opportunities Fund, L.P. submitted a filing on May 8, 2026, under Item 3C.7 of the Investment Company Act, as recorded in SEC EDGAR.
Forge Investments Files Notice for Fund FG-OMM Under Investment Company Act
Forge Investments, LLC submitted a SEC filing for its Fund FG-OMM series, claiming exemption under Section 3(c)(1) of the Investment Company Act on May 8, 2026.
Forge Investments, LLC Files SEC Document for Fund FG-OMM
Forge Investments, LLC filed a SEC EDGAR document on May 8, 2026, for Fund FG-OMM under Section 3(c)(1) of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files SEC Document on Section 3(c)(1)
JS Opportunity Fund LLC Series Q30 submitted a SEC EDGAR filing on May 8, 2026, related to Investment Company Act Section 3(c)(1).
D - FA Innovation Fund LP Files Under SEC Investment Company Act Section 3(c)(7)
D - FA Innovation Fund LP submitted a filing to the SEC on May 8, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Efficient U.S. Funds, LLC Files SEC Document for Efficient Pure Trend Series
D - Efficient U.S. Funds, LLC submitted a filing for Efficient Pure Trend Series on May 8, 2026, as reported by SEC EDGAR.
TPG AG Corporate Credit Opportunities Fund Files SEC Form for Section 3(c)(7)
TPG AG Corporate Credit Opportunities Fund, L.P. filed a SEC document on May 8, 2026, referencing Investment Company Act Section 3(c)(7).
Forge Investments LLC Files for Fund FG-OMM Exemption
Forge Investments LLC filed a document for its Fund FG-OMM series on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Forge Investments, LLC Files for Fund FG-OMM Under Investment Company Act
Forge Investments, LLC filed a document for its Fund FG-OMM series on May 8, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Shah Capital Opportunity Fund LP Files SEC Document on Investment Exemptions
Shah Capital Opportunity Fund LP filed a SEC document on May 8, 2026, indicating reliance on sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
D - FA Innovation Fund LP Files for Section 3(c)(7) Exemption
D - FA Innovation Fund LP, with CIK 2131498, filed a SEC EDGAR document on May 8, 2026, referencing Item 3C and Item 3C.7 of the Investment Company Act.
TPG AG Corporate Credit Opportunities Fund Files SEC Document for Section 3(c)(7)
TPG AG Corporate Credit Opportunities Fund, L.P. filed a document with the SEC on May 8, 2026, related to Item 3C.7 under the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files Under Investment Company Act
JS Opportunity Fund LLC Series Q30 filed a document on May 8, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
JS Opportunity Fund LLC Series Q30 Files Under Section 3(c)(1)
JS Opportunity Fund LLC Series Q30 submitted a filing under Section 3(c)(1) of the Investment Company Act on May 8, 2026, according to SEC EDGAR.
Shah Capital Opportunity Fund LP Files SEC Exemption Notice
Shah Capital Opportunity Fund LP filed a SEC form on May 8, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Forge Investments Files SEC Document for Fund FG-OMM
Forge Investments, LLC filed a SEC EDGAR document for Fund FG-OMM on May 8, 2026, under Section 3(c)(1) of the Investment Company Act.
TPG AG Corporate Credit Opportunities Fund Files SEC Document Under Section 3(c)(7)
TPG AG Corporate Credit Opportunities Fund, L.P. filed a SEC document on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Pier Music Royalties Fund LP Files Under Section 3(c)(1)
Pier Music Royalties Fund LP submitted a SEC filing on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Golub Capital Fund Files for Investment Company Act Exemption
Golub Capital Private Credit iCapital Offshore Access Fund SPC filed a SEC form on May 8, 2026, for exemption under Section 3(c)(1).
FA Innovation Fund LP Files Under SEC Section 3(c)(7)
D - FA Innovation Fund LP submitted a SEC filing on May 8, 2026, related to Investment Company Act Section 3(c)(7).
Edelweiss India Multimanager Equity Fund Series I Files Under Section 3(c)(1)
Edelweiss India Multimanager Equity Fund Series I submitted a SEC filing on May 8, 2026, under Investment Company Act Section 3(c)(1).
TEEDUP Investment Fund Files Form D/A for Section 3(c)(1) Exemption
TEEDUP Investment Fund, LLC filed a Form D/A on May 8, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR records.
EP Guardian Fund, LLC Files SEC Document on May 8, 2026
EP Guardian Fund, LLC submitted a filing to the SEC on May 8, 2026, as recorded in the EDGAR database.
Sniffies Holdings, Inc. Files Document with SEC on May 8, 2026
Sniffies Holdings, Inc., with CIK 0002133707, submitted a filing to the SEC EDGAR system on May 8, 2026, according to official records.
Pier Special Opportunities Fund LP Files Under Section 3(c)(7)
Pier Special Opportunities Fund LP filed a document on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
D - 109 SE 5th Partners LLC Files SEC Document
D - 109 SE 5th Partners LLC submitted a filing to the SEC on May 8, 2026, as recorded in the EDGAR database.
Mesarete Credit Opportunities Fund Ltd Files Under Section 3(c)(7)
Mesarete Credit Opportunities Fund Ltd filed a document with the SEC on May 8, 2026, citing Section 3(c)(7) of the Investment Company Act.
Redwheel European Focus Fund LP Files SEC Document Under Section 3(c)(7)
Redwheel European Focus Fund LP submitted a filing to the SEC on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Pier Litigation Finance Fund I LP Files Under Investment Company Act Section 3(c)(1)
Pier Litigation Finance Fund I LP filed a SEC document on 2026-05-08 citing Section 3(c)(1) of the Investment Company Act.
Oxshott Venture Fund VIII LLC Files SEC Form D/A Under Section 3(c)(1)
Oxshott Venture Fund VIII LLC filed a Form D/A with the SEC on May 8, 2026, citing Section 3(c)(1) of the Investment Company Act.
FAMF Prometheus Fund I Files for Section 3(c)(1) Exemption
FAMF Prometheus Fund I, a series of CGF2021 LLC, filed a SEC document on May 8, 2026, to claim an exemption under Section 3(c)(1) of the Investment Company Act.
Armenian Founders, LP Files for Section 3(c)(1) Exemption
Armenian Founders, LP's D - SI-0420 Fund I series filed a SEC document on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Parsifal Fund, LP Files SEC Document Under Section 3(c)(7)
Parsifal Fund, LP filed a SEC document on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Ventioneers Funds LP Series Files Under Section 3(c)(1)
D - ME-0420 Fund I, a series of Ventioneers Funds, LP, filed a document with the SEC on May 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
Great Circle Venture, LP Files Under Investment Company Act Section 3(c)
Great Circle Venture, LP filed a document on May 8, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
GTCR Capital Solutions Feeder B LP Files Under Section 3(c)(7)
GTCR Capital Solutions Feeder B LP filed a document with the SEC on May 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Kinect Opportunity Fund II LLC Files D/A with SEC
Kinect Opportunity Fund II LLC, with filer number 0001964138, submitted a D/A filing to the SEC on May 7, 2026.
Avant Infrastructure Co-Investment Fund LP Files SEC Exemptions
D - Avant Infrastructure Co-Investment Fund LP filed for exemptions under the Investment Company Act on May 7, 2026, according to SEC EDGAR.
GTCR Capital Solutions Feeder A LP Files Under SEC Section 3(c)(7)
GTCR Capital Solutions Feeder A LP submitted a filing to the SEC on May 7, 2026, under Investment Company Act Section 3(c)(7).
Teamworthy Ventures IV LP Files SEC Document on Section 3(c)(1)
Teamworthy Ventures IV LP submitted a SEC filing on May 7, 2026, citing Section 3(c)(1) of the Investment Company Act.
firstminute capital IV LP Files SEC Form for Section 3(c)(1) Exemption
firstminute capital IV LP submitted a SEC filing on May 7, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
EFO Opportunity Fund I Files for Section 3(c)(1) Exemption
D - EFO Opportunity Fund I Apr 2026, a series of CGF2021 LLC, filed a SEC document claiming exemption under the Investment Company Act.
AKL Capital Fund I LP Files Under Investment Company Act Section 3(c)(1)
AKL Capital Fund I LP submitted a SEC filing on May 7, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
D - Studio Inc NP Infra Fund XVIII Files Under Investment Company Act Section 3(c)(1)
D - Studio Inc NP Infra Fund XVIII, a series of NonPublic Master, LP, filed a document related to Section 3(c)(1) on May 7, 2026, according to SEC EDGAR.
TCP Capital Holdings Series Avoca LLC Files Under Section 3(c)(7)
D - TCP Capital Holdings Series Avoca, LLC submitted a filing to the SEC on May 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Vandenberg RSA SPV3 II Files Under Investment Company Act Section 3(c)(1)
Blackbird Pilot Fund LLC's series Vandenberg RSA SPV3 II filed a SEC document on May 7, 2026, related to Section 3(c)(1) exemption.
Skyview Equity Co-Invest I LP Files for Investment Company Act Exemptions
Skyview Equity Co-Invest I LP filed a document on May 7, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Blue Metric Group Fund, LP Files SEC Document
Blue Metric Group Fund, LP submitted a filing to SEC EDGAR on May 7, 2026, related to Tennessee RV Park.
