TOPIC

3c1

162 stories covering 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Jul 12, 2026

WH Capital IX LLC Files 3(c)(1) Exemption Notice

WH Capital IX LLC submitted a Section 3(c)(1) notice under the Investment Company Act to the SEC on July 10, 2026.

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Regulatory Jul 11, 2026

D - AI Agent Fund I Series Files 3(c)(1) Notice

D - AI Agent Fund I a Series of FOG Ventures Fund III LLC submitted an SEC filing on 2026-07-10 claiming Section 3(c)(1) exemption.

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Regulatory Jul 11, 2026

D - Creator Revenue Fund I, LP Files SEC Notice

D - Creator Revenue Fund I, LP submitted a Form 3C filing on July 10, 2026 claiming Section 3(c)(1) exemption.

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Regulatory Jul 11, 2026

D - Creator Revenue Fund I, LP Files 3(c)(1) Notice

D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) notice filing to the SEC on July 10, 2026.

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Regulatory Jul 11, 2026

D - AI Agent Fund I Files SEC Notice as FOG Ventures Series

D - AI Agent Fund I a Series of FOG Ventures Fund III LLC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.

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Regulatory Jul 11, 2026

WH Capital IX LLC Files 3(c)(1) Exemption with SEC

WH Capital IX LLC submitted a Section 3(c)(1) filing under the Investment Company Act on July 10, 2026.

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Regulatory Jul 11, 2026

MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice

MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.

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Regulatory Jul 11, 2026

D - MVP Opportunity Fund VI LLC Series 26I QC Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I QC filed a Form 3C notice with the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 10, 2026

MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice

MVP Opportunity Fund VI LLC Series 26I QC filed a Section 3(c)(1) notice with the SEC on July 10 2026.

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Regulatory Jul 10, 2026

EquityZen Growth Technology Fund LLC Series 2302 Files SEC Notice

EquityZen Growth Technology Fund LLC Series 2302 submitted a filing under Section 3(c)(1) of the Investment Company Act on July 10 2026 according to SEC EDGAR.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Jul 10, 2026

Qontix Fund, LP Files D/A with SEC Claiming 3(c)(1) Exemption

Qontix Fund, LP submitted a D/A filing on 2026-07-10 under Investment Company Act Section 3(c)(1).

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Regulatory Jul 10, 2026

D - Lagniappe Opportunity Fund Files SEC Notice

D - Lagniappe Opportunity Fund, LLC submitted a 7 KB filing on 2026-07-10 under Investment Company Act Section 3(c)(1) and 3(c)(7).

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Jul 10, 2026

OCP Asia Fund VI LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions

OCP Asia Fund VI LP submitted a notice filing to the SEC on July 10 2026 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Regulatory Jul 10, 2026

Unpopular VC Files 3(c)(1) Notice for VO-0518 Fund II

D - VO-0518 Fund II, a series of Unpopular VC, LP submitted a Section 3(c)(1) notice to the SEC on July 10, 2026.

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Regulatory Jul 9, 2026

Capital F Fund I Files 3(c)(1) Exemption Notice With SEC

Capital F Fund I, L.P. submitted a D/A filing on July 9, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 9, 2026

Capital F Fund I, L.P. Files D/A Claiming 3(c)(1) Exemption

Capital F Fund I, L.P. submitted a D/A filing on 2026-07-09 referencing Investment Company Act Section 3(c)(1).

Reflection of Idaho State Capitol in a mirrored building facade in Boise, ID.
Regulatory Jul 9, 2026

Clifton First Onshore Fund LP Files D/A With SEC

Clifton First Onshore Fund LP submitted a D/A filing on July 9, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Fundraising Jul 9, 2026

Silicon Frontier Fund, LP Files SEC Notice Under Section 3(c)(1)

Silicon Frontier Fund, LP submitted a Form D filing to the SEC on July 9, 2026, claiming exemption under Investment Company Act Section 3(c)(1).

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Regulatory Jul 8, 2026

Catholic Endowment Fund LP Files D/A With SEC on July 8 2026

Catholic Endowment Fund LP submitted a D/A filing to the SEC on 2026-07-08 referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 7, 2026

Schox Venture Capital Files D/A Amendment on July 7 2026

Schox Venture Capital LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.

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Regulatory Jul 7, 2026

Equitybee Series Files 3(c)(1) Notice With SEC

D - Equitybee 22-96436, a Series of Equitybee cFund Master LLC, submitted a Section 3(c)(1) filing on July 7, 2026.

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Regulatory Jul 7, 2026

MF Ventures Fund, LP - A2 Files D/A With SEC on July 7, 2026

MF Ventures Fund, LP - A2 submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on July 7, 2026.

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Regulatory Jul 7, 2026

Ahara Opportunities Fund Files 3(c)(1) Exemption Notice

D - Ahara Opportunities Fund a series of Allocations 2026 Master, LLC filed a Section 3(c)(1) notice with the SEC on July 7, 2026.

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Regulatory Jul 5, 2026

Summers Value Fund LP Files D/A on 2026-07-02

Summers Value Fund LP submitted a D/A filing to the SEC on 2026-07-02 claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 4, 2026

Summers Value Fund LP Files D/A with SEC

Summers Value Fund LP submitted a D/A filing on 2026-07-02 citing Section 3(c)(1) of the Investment Company Act.

Reflection of Idaho State Capitol in a mirrored building facade in Boise, ID.
Regulatory Jul 2, 2026

D - CIS Hedged Growth Partners Files 3(c)(1) Notice

D - CIS Hedged Growth Partners submitted a Section 3(c)(1) notice under the Investment Company Act on July 2, 2026, per SEC EDGAR records.

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Regulatory Jul 2, 2026

D - CIS Income & Growth Partners Files 3(c)(1) Notice

D - CIS Income & Growth Partners submitted a Section 3(c)(1) filing under the Investment Company Act on July 2, 2026.

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Regulatory Jul 2, 2026

Deer Lake Strategic Fund LP Files D/A on July 2 2026

Deer Lake Strategic Fund LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on July 2 2026.

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Regulatory Jul 2, 2026

D - PH-0429 Fund II Files SEC Notice Under 3(c)(1)

D - PH-0429 Fund II, a series of Hustle Fund Angel Squad Verticals, LP filed Form 3C on July 2, 2026 claiming Section 3(c)(1) exemption.

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Regulatory Jul 2, 2026

D - OPCI SPV Holdings LLC Files Section 3(c)(1) Notice

D - OPCI SPV Holdings LLC submitted a Form 3C filing claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 1, 2026

Bruce Wood Capital Global Macro Fund Files SEC Notice

Bruce Wood Capital Global Macro Fund, LP submitted a Section 3(c)(1) notice filing on 2026-07-01 according to SEC EDGAR.

Majestic view of the Idaho State Capitol with its iconic dome under a cloudy sky.
Regulatory Jun 13, 2026

Photon Capital Fund LP Files SEC Exemption Notice

Photon Capital Fund LP submitted a filing on June 12, 2026, referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.

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Fundraising Jun 13, 2026

EquityZen Growth Technology Fund LLC Files for Series 2311

EquityZen Growth Technology Fund LLC submitted a Form D filing for Series 2311 on June 12, 2026, claiming Section 3(c)(1) exemption under the Investment Company Act.

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Regulatory Jun 13, 2026

Photon Capital Fund LP Files SEC Notice on June 12 2026

Photon Capital Fund LP submitted an 8 KB filing to the SEC on June 12 2026 referencing Section 3(c)(1) of the Investment Company Act.

A picturesque view of the US Capitol Building in Washington, DC, under a clear sky.
Regulatory Jun 12, 2026

Photon Capital Fund LP Files SEC 3(c)(1) Exemption

Photon Capital Fund LP submitted a Section 3(c)(1) filing under the Investment Company Act to SEC EDGAR on June 12, 2026.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory Jun 12, 2026

EquityZen Growth Technology Fund LLC Series 2311 Files SEC Notice

D - EquityZen Growth Technology Fund LLC - Series 2311 submitted a filing under Investment Company Act Section 3(c)(1) on June 12, 2026.

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Regulatory Jun 12, 2026

D-Studio NonPublic Exchange Fund III Files 3(c)(1) Notice

D-Studio NonPublic Exchange Fund III, a Series of A Master Series, LLC filed a Section 3(c)(1) notice with the SEC on June 12, 2026.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Jun 12, 2026

Baselake Partners, LP Files D/A Amendment with SEC

Baselake Partners, LP submitted a D/A filing on June 12, 2026, under Investment Company Act Section 3(c)(1).

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Regulatory Jun 12, 2026

NonPublic Arigon Infra Fund VII Files 3(c)(1) Notice

NonPublic Arigon Infra Fund VII, a Series of NonPublic Master, LP filed a Section 3(c)(1) notice with the SEC on June 12, 2026.

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Regulatory Jun 11, 2026

Pathway Martello Investments I LP Files SEC 3(c) Exemption Notice

Pathway Martello Investments I, LP submitted an SEC filing on June 11, 2026 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Regulatory Jun 10, 2026

D - PE-0525 Fund I Files 3(c)(1) Notice with SEC

D - PE-0525 Fund I, a series of MV Funds, LP filed a Section 3(c)(1) notice with the SEC on June 10, 2026.

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Regulatory Jun 10, 2026

D - PE-0525 Fund I Files 3(c)(1) Notice

D - PE-0525 Fund I, a series of MV Funds, LP filed a Section 3(c)(1) notice with the SEC on June 10, 2026.

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Fundraising Jun 10, 2026

Working Capital Innovation Fund III Files SEC Notice

D - Working Capital Innovation Fund III, L.P. submitted a filing to the SEC on June 10, 2026, referencing Investment Company Act Section 3(c).

Scrabble tiles arranged to spell 'FED' on a marble surface, symbolizing finance.
Regulatory Jun 10, 2026

Colt Capital Investments Files 3(c)(1) Exemption

Colt Capital Investments, LLC submitted a D/A filing claiming exemption under Investment Company Act Section 3(c)(1) on June 10, 2026.

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Regulatory Jun 10, 2026

PharmStars Ventures Fund 1 LP Files D/A on SEC EDGAR

PharmStars Ventures Fund 1 LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on June 10, 2026.

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Regulatory Jun 9, 2026

Boardman Bay Ventures LP Series N Files D/A on June 9 2026

Boardman Bay Ventures, LP - Series N submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on June 9 2026.

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Regulatory Jun 9, 2026

D-Star51 Capital Fund I LP Files SEC Notice June 2026

D-Star51 Capital Fund I LP submitted an SEC filing on June 9 2026 claiming Section 3(c)(1) exemption.

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Regulatory Jun 9, 2026

Boardman Bay Ventures Files D/A for Series N

Boardman Bay Ventures, LP filed a D/A for Series N on June 9, 2026 under Investment Company Act Section 3(c)(1).

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Regulatory Jun 9, 2026

D - Star51 Capital Fund I LP Files 3(c)(1) Notice

D - Star51 Capital Fund I LP submitted an SEC filing on 2026-06-09 claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jun 9, 2026

D - TRCM Credit Fund, LP Files 3(c)(1) Notice With SEC

D - TRCM Credit Fund, LP submitted a Section 3(c)(1) filing to the SEC on June 9, 2026, under Investment Company Act exemption rules.

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