3c1
162 stories covering 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Cherokee Partners II Sunny A Series Files 3(c)(1) Notice
D - Cherokee Partners II Sunny A a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on June 9, 2026.
Rooted Fund, LLC Files D/A Amendment with SEC
Rooted Fund, LLC submitted a D/A filing on 2026-06-08 under Investment Company Act Section 3(c)(1).
Malta Hedge Fund, L.P. Files D/A Amendment with SEC
Malta Hedge Fund, L.P. submitted a D/A filing on 2026-06-05 under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Malta Hedge Fund L.P. Files D/A on 2026-06-05
Malta Hedge Fund L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Malta Hedge Fund Files D/A on Section 3(c)(1) Exemption
Malta Hedge Fund, L.P. submitted a D/A filing with the SEC on June 5, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Isleview Equity RBIC Fund, L.P. Files D/A on June 5, 2026
Isleview Equity RBIC Fund, L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Continental Partners LP Files D/A With SEC on June 4 2026
Continental Partners LP submitted a D/A filing to the SEC on June 4 2026 referencing Section 3(c)(1) of the Investment Company Act.
Duende Capital LLC Files 3(c)(1) Notice for ANTH I
Duende Capital LLC submitted an SEC filing on June 4 2026 for its ANTH I vehicle claiming exemption under Investment Company Act Section 3(c)(1).
Mason Park Opportunity Fund Files D/A With SEC
Mason Park Opportunity Fund, LP submitted a D/A filing to the SEC on June 4, 2026, under Investment Company Act Section 3(c)(1).
Warren Equity Partners Fund V-A, L.P. Files D/A With SEC
Warren Equity Partners Fund V-A, L.P. submitted a D/A filing on June 4, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
SPX Program Fund LP Files D/A With SEC Under Section 3(c)(1)
SPX Program Fund LP submitted a D/A filing on June 4 2026 referencing Investment Company Act Section 3(c)(1).
Equitybee Series Files 3(c)(1) Exemption Notice
D - Equitybee 22-43159 a Series of Equitybee cFund Master LLC submitted a Section 3(c)(1) filing to the SEC on 2026-06-03.
Equitybee 22-76598 Series Files 3(c)(1) Notice
Equitybee 22-76598 a Series of Equitybee cFund Master LLC filed a Section 3(c)(1) notice with the SEC on June 3, 2026.
021T Capital Fund I Files D/A on SEC EDGAR
021T Capital Fund I, L.P. submitted a D/A filing to the SEC on June 2, 2026, referencing Sections 3(c)(1) and 3(c)(7).
D - Quadrant Private Capital Solutions Platform Files SEC Notice
D - Quadrant Private Capital Solutions Platform, LP submitted a Section 3(c) filing to the SEC on June 2, 2026, claiming exemptions under 3(c)(1) and 3(c)(7).
SGT Capital Co-Invest 1.1 SCSp Files 3(c)(1) Notice
SGT Capital Co-Invest 1.1 SCSp submitted a Section 3(c)(1) filing under the Investment Company Act on June 1, 2026, according to SEC EDGAR.
D - FCP-YAU Holdings, LLC Files Section 3(c)(1) Notice
D - FCP-YAU Holdings, LLC submitted a Section 3(c)(1) filing under the Investment Company Act on June 1, 2026.
Hoplon Fund III Files D/A with SEC on June 1 2026
Hoplon Fund III L.P. submitted a D/A filing on June 1 2026 under Investment Company Act Section 3(c)(1).
Hoplon Fund I, L.P. Files 3(c)(1) Notice on SEC EDGAR
Hoplon Fund I, L.P. submitted a Section 3(c)(1) notice filing to the SEC on June 1, 2026.
JM Equity Venture LLC Files SEC Notice for Ripple 15 LLC
JM Equity Venture LLC submitted a Form D filing for Ripple 15 LLC under Investment Company Act Section 3(c)(1) on May 29, 2026.
TPG Partners X (C), L.P. Files SEC Notice Claiming 3(c)(1) Exemption
TPG Partners X (C), L.P. submitted a Section 3(c)(1) notice to the SEC on May 28, 2026.
Mercer Hedge Fund Investors SPC Files D/A With SEC
Mercer Hedge Fund Investors SPC submitted a D/A filing on 2026-05-28 referencing Investment Company Act Section 3(c)(1).
TPG Healthcare Partners III (C), L.P. Files SEC Notice
TPG Healthcare Partners III (C), L.P. submitted a Section 3(c)(1) notice filing to the SEC on May 28, 2026.
D - 531 PS Holdings I Files 3(c)(1) Notice With SEC
D - 531 PS Holdings I a Series of SLRTE I LLC submitted a Section 3(c)(1) filing on May 28, 2026.
ELCO Select Fund, L.P. Files D/A Amendment with SEC
ELCO Select Fund, L.P. submitted a D/A filing on May 28, 2026 referencing Section 3(c)(1) of the Investment Company Act.
Telis Vail Village Partners LLC Files 3(c)(1) Notice With SEC
Telis Vail Village Partners LLC filed a notice with the SEC on May 27 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Files 3(c)(1) Notice
EquityZen Growth Technology Fund LLC - Series 2320 submitted a Section 3(c)(1) notice under the Investment Company Act on May 27, 2026.
TMV Logistics Fund, LP Files D/A on 2026-05-26
TMV Logistics Fund, LP submitted a D/A filing to the SEC under Investment Company Act Section 3(c)(1).
TMV Logistics Fund LP Files D/A Amendment With SEC
TMV Logistics Fund, LP submitted a D/A filing on May 26, 2026, under Investment Company Act Section 3(c)(1).
Banyan Ventures Fund II, L.P. Files SEC Notice Under 3(c)(1)
Banyan Ventures Fund II, L.P. submitted a filing to the SEC on May 26, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Lake Street HighPoint Co-Invest Fund Files 3(c)(1) Notice
Lake Street HighPoint Co-Invest Fund, LP submitted a Section 3(c)(1) filing to the SEC on May 26, 2026.
Geek Ventures Fund I, LP Files D/A With SEC
Geek Ventures Fund I, LP submitted a D/A filing to the SEC on May 26, 2026, under Section 3(c)(1) of the Investment Company Act.
Temple Capital Master Fund Files D/A on May 26 2026
Temple Capital Master Fund, L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Western Standard Partners LP Files D/A on 2026-05-22
Western Standard Partners LP submitted a D/A filing to the SEC on 2026-05-22 referencing Investment Company Act Section 3(c)(1).
MAVRK Celestia Fund, LP Files SEC Notice for 3(c)(1) and 3(c)(7)
MAVRK Celestia Fund, LP submitted a Form D notice to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
MAVRK Celestia Fund, LP Files SEC Form D Notice
MAVRK Celestia Fund, LP submitted a 7 KB SEC filing on 2026-05-22 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Moxi by Play Money Series Files SEC Notice
D - Moxi by Play Money a Series of Clutch Capital LLC filed a 6 KB notice on 2026-05-22 claiming Section 3(c)(1) exemption.
Western Standard Partners LP Files D/A With SEC on 2026-05-22
Western Standard Partners LP submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Clutch Capital Files SEC Notice for Moxi by Play Money Series
D - Moxi by Play Money a Series of Clutch Capital LLC filed an SEC notice under Section 3(c)(1) on May 22, 2026.
Moxi by Play Money Series Files 3(c)(1) Notice
D - Moxi by Play Money a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.
Clutch Capital LLC Series Files 3(c)(1) Notice
D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.
Clutch Capital Files 3(c)(1) Notice for HITT Power Series
Clutch Capital LLC submitted a Section 3(c)(1) filing for D - HITT Power by SAC 28 a Series of Clutch Capital LLC on May 22, 2026.
MAVRK Celestia Fund, LP Files 3(c)(1) and 3(c)(7) Notice
MAVRK Celestia Fund, LP submitted a filing to the SEC claiming Sections 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
D - HITT Power by SAC 28 Series Files 3(c)(1) Notice
D - HITT Power by SAC 28 a Series of Clutch Capital LLC submitted a Section 3(c)(1) filing on May 22, 2026.
Clutch Capital Files 3(c)(1) Notice for Moxi by Play Money Series
Clutch Capital LLC submitted a Section 3(c)(1) filing for its Moxi by Play Money series on May 22, 2026.
MAVRK Celestia Fund, LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026, referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
MAVRK Celestia Fund Files 3(c)(1) and 3(c)(7) Notice
D - MAVRK Celestia Fund, LP filed a notice claiming exemptions under Section 3(c)(1) and 3(c)(7) of the Investment Company Act on May 22, 2026.
Western Standard Partners LP Files D/A Notice with SEC
Western Standard Partners LP submitted a D/A filing to the SEC on May 22, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Moxi by Play Money Series Files Form D Notice
Moxi by Play Money a Series of Clutch Capital LLC filed a Form D notice citing Section 3(c)(1) on May 22, 2026.
MAVRK Celestia Fund, LP Files SEC Notice on 3(c) Exemptions
MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
