3c1
214 stories covering 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
IDA Ventures VII LLC files Form D on SEC EDGAR under Investment Company Act 3(c)(1)
IDA Ventures VII LLC filed a Form D on 2026-09-04, with the filing indicating reliance on Investment Company Act Section 3(c)(1).
Solene Capital Master Fund LLC Files SEC Notice for Series 1
Solene Capital Master Fund LLC Series 1 submitted a Form D filing with the SEC claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
OnePointTwo Capital Pure Alpha Growth Fund LLC Files SEC Notice
OnePointTwo Capital Pure Alpha Growth Fund LLC submitted a Section 3(c)(1) filing to the SEC on September 2, 2026.
D - BE-0408 Fund IV Files SEC Notice Claiming 3(c)(1) Exemption
D - BE-0408 Fund IV, a series of Roll Up Vehicles, LP filed a notice with the SEC on 2026-08-26 under Section 3(c)(1) of the Investment Company Act.
D-RE-0711 Fund II Files 3(c)(1) Notice With SEC
D-RE-0711 Fund II, a series of Climate Collective LP, submitted a Section 3(c)(1) filing to the SEC on August 26, 2026.
Crossroads Capital Investment Partners Files SEC Document
Crossroads Capital Investment Partners, LP submitted a filing to the SEC on August 25, 2026 under Investment Company Act Section 3(c)(1).
BetterFutureLabs Holdings LLC Files 3(c)(1) Notice with SEC
BetterFutureLabs Holdings LLC submitted a filing on Section 3(c)(1) of the Investment Company Act on August 25, 2026, per SEC EDGAR records.
IITM Unicorn Frontier Fund I Files D/A on August 25, 2026
IITM Unicorn Frontier Fund I, LP submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
APC Short Duration High Yield Fund Files Form D Amendment
APC Short Duration High Yield Fund, LP submitted a Form D amendment under Section 3(c)(1) on August 24, 2026.
TGN Ventures Fund I, LP Files SEC Notice Under 3(c)(1)
TGN Ventures Fund I, LP submitted a filing with the SEC on August 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
D - HPA 2025 I Investment, LLC Files 3(c)(1) Notice With SEC
D - HPA 2025 I Investment, LLC submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on August 24, 2026.
Alturas Business Fund LLC Files D/A on 2026-08-19
Alturas Business Fund LLC submitted a D/A filing to the SEC citing Section 3(c)(1) of the Investment Company Act.
Rise X Capital Fund LLC Series 2 Files SEC Notice for 3(c) Exemptions
D - Rise X Capital Fund LLC - Series 2 filed a notice with the SEC on 2026-08-19 claiming exemptions under sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Harmonic Investors LLC Real Assets Income Fund Files D/A on August 12 2026
Harmonic Investors LLC Real Assets Income Fund submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
MDF Capital Partners 2023 LP Files 3(c)(1) Notice With SEC
MDF Capital Partners 2023 LP submitted a Form D/A on August 18 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
D - J.J.-GR-0504 Fund I Files 3(c)(1) Notice With SEC
D - J.J.-GR-0504 Fund I, a series of Platform Funds 2026, LP filed a Section 3(c)(1) notice with the SEC on August 18, 2026.
D - AV Foundation Fund December 2026, LLC Files SEC Notice
D - AV Foundation Fund December 2026, LLC submitted a filing referencing Section 3(c)(1) of the Investment Company Act on August 17, 2026.
Thai Capital Fund, LP Submits SEC Filing Under Section 3(c)(1)
Thai Capital Fund, LP filed a document with the SEC on August 14, 2026, under Investment Company Act Section 3(c)(1).
PWA Real Estate Fund Gateway Files D/A on August 13, 2026
PWA Real Estate Fund Gateway, LLC submitted a Form D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Coastline Venture Partners Prometheus LLC Files 3(c)(1) Notice
Coastline Venture Partners Prometheus LLC submitted a SEC filing on August 13, 2026, referencing Section 3(c)(1) of the Investment Company Act.
RioBlanco Fund II LLC Files 3(c)(1) Notice for Ponce Series XI
RioBlanco Fund II LLC - Ponce Series XI submitted a Section 3(c)(1) filing with the SEC on August 12, 2026.
TideView I Holdings LLC Files D/A on Section 3(c)(1) Exemption
TideView I Holdings LLC submitted a D/A filing on 2026-08-12 referencing Investment Company Act Section 3(c)(1).
Global Horizons Holdings Ventures LLC Series 5 Files SEC Notice
Global Horizons Holdings Ventures LLC Series 5 filed a notice with the SEC on August 12 2026 claiming exemptions under Section 3(c)(1) and 3(c)(7).
Kamino Fund, LP Files SEC Notice Under 3(c)(1)
Kamino Fund, LP submitted a filing to the SEC on August 12, 2026, referencing Section 3(c)(1) of the Investment Company Act.
SnowVC Files D/A for Fund 2025 Under 3(c)(1)
SnowVC, LP submitted a D/A filing for Fund 2025 on 2026-08-12 claiming Section 3(c)(1) exemption per SEC EDGAR.
Wilbe Capital II LP Files 3(c)(1) Notice With SEC
Wilbe Capital II LP submitted a Form D/A filing under Investment Company Act Section 3(c)(1) on August 12, 2026.
Canterbury Consulting PC Fund III (B), L.P. Files D/A on August 11, 2026
Canterbury Consulting PC Fund III (B), L.P. submitted a D/A filing to the SEC on August 11, 2026, referencing Section 3(c)(1) of the Investment Company Act.
D - Two-RE-0714 Fund I Files SEC Notice for 3(c)(1) Exemption
D - Two-RE-0714 Fund I, a series of Platform Funds 2026, LP filed a Form 3C notice with the SEC claiming Section 3(c)(1) exemption on August 11, 2026.
ECP Blacktop Holdings Files SEC Notice Under Section 3(c)(1)
ECP Blacktop Holdings, LLC submitted an SEC filing on August 10, 2026 referencing Investment Company Act Section 3(c)(1).
NonPublic Semiconductor Fund II Files 3(c)(1) Notice
D - NonPublic Semiconductor Fund II, a Series of NonPublic Master, LP filed a notice with the SEC on August 10, 2026 claiming exemption under Section 3(c)(1).
NDH Opportunity Funds LLC Series 10 Files SEC Exemption Notice
NDH Opportunity Funds LLC Series 10 submitted a filing under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on August 7, 2026.
Antler Special Opportunities Fund III LP Files SEC Notice
Antler Special Opportunities Fund III LP submitted a filing to the SEC on August 7, 2026, under Section 3(c)(1) of the Investment Company Act.
Antler Special Opportunities Fund III LP Files 3(c)(1) Notice
Antler Special Opportunities Fund III LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on August 7, 2026.
NDH Opportunity Funds LLC Series 10 Files SEC Notice
NDH Opportunity Funds LLC Series 10 submitted a Section 3(c) filing to the SEC on August 7 2026 claiming exemptions under 3(c)(1) and 3(c)(7).
Patients Capital Translation Fund Files 3(c)(1) Exemption Notice
Patients Capital Translation Fund, LP filed an SEC notice on August 7, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Elevator-YU-0424 Fund I Files 3(c)(1) Notice
D - Elevator-YU-0424 Fund I, a series of Platform Funds 2026, LP filed under Investment Company Act Section 3(c)(1) on August 7, 2026.
Bluegrass West Capital Fund I LLC Files 3(c)(1) Notice
Bluegrass West Capital Fund I LLC submitted an SEC filing on August 7, 2026, under Section 3(c)(1) of the Investment Company Act.
Syntax Ventures Files DI-0702 Fund I Series Notice
D - DI-0702 Fund I, a series of Syntax Ventures, LP filed a Section 3(c)(1) notice with the SEC on August 7, 2026.
ArcLight Infrastructure Innovation Fund I-A Files SEC Notice
D - ArcLight Infrastructure Innovation Fund I-A, L.P. filed a notice claiming exemptions under Sections 3(c)(1) and 3(c)(7) on August 6, 2026.
Teamworthy Ventures ID LP Files SEC Notice on 3(c)(1)
Teamworthy Ventures ID LP submitted a filing with the SEC on August 5, 2026, referencing Section 3(c)(1) of the Investment Company Act.
ACAP Innovation Fund SPV LP Files D/A With SEC
ACAP Innovation Fund SPV LP submitted a D/A filing to the SEC on August 5, 2026, under Investment Company Act Section 3(c)(1).
ITB Premium Fund II Ltd Files D/A with SEC
ITB Premium Fund II Ltd submitted a D/A filing to the SEC on August 4, 2026, claiming exemption under Section 3(c)(1).
Kapta Space Series Files 3(c)(1) Notice
D - Kapta Space a Series of Entrada Ventures II Master LLC submits Section 3(c)(1) filing with the SEC on August 4, 2026.
Moerus Global Value Fund LP Files D/A With SEC
Moerus Global Value Fund LP submitted a D/A filing on August 3 2026 referencing Section 3(c)(1) of the Investment Company Act.
ADAPTX Multi Strategy Growth Fund Files D/A With SEC
ADAPTX Multi Strategy Growth Fund, LP submitted a D/A filing to the SEC on August 3, 2026 under Section 3(c)(1).
EquityZen Growth Technology Fund LLC Series 2334 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2334 submitted a 7 KB filing to the SEC on July 29, 2026 under Section 3(c)(1) of the Investment Company Act.
D - GG Investments 26 Series Files SEC Notice for 3(c)(1)
D - GG investments 26 a Series of CGF2021 LLC submitted a Section 3(c)(1) filing to the SEC on July 29, 2026.
Bluhaus Small Business Fund II Files D/A on July 28 2026
Bluhaus Small Business Fund II LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act.
OKEANOS VENTURE PARTNERS II LLC-SERIES 180 Files SEC Document
OKEANOS VENTURE PARTNERS II LLC-SERIES 180 submitted a D/A filing to the SEC on July 28, 2026, referencing Section 3(c)(1) of the Investment Company Act.
TF Capital Investments VI LLC Files SEC 3(c)(1) Notice
TF Capital Investments VI LLC submitted a filing under Investment Company Act Section 3(c)(1) on July 28, 2026.
