Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
MAVRK Celestia Fund, LP Files 3(c)(1) and 3(c)(7) Notice
MAVRK Celestia Fund, LP submitted a filing to the SEC claiming Sections 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Western Standard Partners QP Files D/A Amendment
Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(7).
Western Standard Partners QP, L.P. Files D/A on 2026-05-22
Western Standard Partners QP, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on May 22, 2026.
D - HITT Power by SAC 28 Series Files 3(c)(1) Notice
D - HITT Power by SAC 28 a Series of Clutch Capital LLC submitted a Section 3(c)(1) filing on May 22, 2026.
Clutch Capital Files 3(c)(1) Notice for Moxi by Play Money Series
Clutch Capital LLC submitted a Section 3(c)(1) filing for its Moxi by Play Money series on May 22, 2026.
Clutch Capital LLC Files 3(c)(1) Notice for Moxi by Play Money Series
Clutch Capital LLC submitted a Section 3(c)(1) filing for Moxi by Play Money series on May 22, 2026, according to SEC EDGAR.
MAVRK Celestia Fund, LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026, referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Western Standard Partners QP, L.P. Files D/A With SEC
Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(7) of the Investment Company Act.
MAVRK Celestia Fund Files 3(c)(1) and 3(c)(7) Notice
D - MAVRK Celestia Fund, LP filed a notice claiming exemptions under Section 3(c)(1) and 3(c)(7) of the Investment Company Act on May 22, 2026.
Western Standard Partners LP Files D/A Notice with SEC
Western Standard Partners LP submitted a D/A filing to the SEC on May 22, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Western Standard Partners LP Files 3(c)(1) Notice with SEC
Western Standard Partners LP submitted a D/A filing on May 22 2026 referencing Section 3(c)(1) of the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice on 3(c) Exemptions
MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Western Standard Partners LP Files D/A on 2026-05-22
Western Standard Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Clutch Capital LLC Files 3(c)(1) Notice for HITT Power Series
Clutch Capital LLC submitted a Section 3(c)(1) filing on 2026-05-22 for its D - HITT Power by SAC 28 series.
Shellback Real Estate Fund I, LLC Files Form D With SEC
Shellback Real Estate Fund I, LLC submitted a regulatory filing to the SEC on May 22, 2026.
Western Standard Partners QP Files D/A on May 22 2026
Western Standard Partners QP, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Clutch Capital LLC Files for Moxi by Play Money Series
Moxi by Play Money a Series of Clutch Capital LLC filed with the SEC on 2026-05-22 under Section 3(c)(1).
Western Standard Partners LP Files D/A on SEC EDGAR
Western Standard Partners LP submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Western Standard Partners QP, L.P. Files D/A Amendment
Western Standard Partners QP, L.P. submitted a D/A filing on 2026-05-22 referencing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Neuberger Specialty Finance Fund IV LP Files SEC Notice
Neuberger Specialty Finance Fund IV LP submitted a filing to the SEC on May 22, 2026 under Section 3(c)(7) of the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice for 3(c)(1) and 3(c)(7) Exemptions
MAVRK Celestia Fund, LP submitted an SEC EDGAR filing on 2026-05-22 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
MAVRK Celestia Fund, LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
MAVRK Celestia Fund, LP submitted a Form D notice to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Shellback Real Estate Fund I, LLC Files with SEC
Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026, under CIK 0002123578.
Lone Gull Holdings, Ltd. Files With SEC on May 22, 2026
Lone Gull Holdings, Ltd. (CIK 0001913669) submitted a regulatory filing to the SEC on May 22, 2026.
Clutch Capital Series Submits SEC Filing Under 3(c)(1)
D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a notice with the SEC on May 22, 2026, referencing Section 3(c)(1).
Cerberus Kaysville Fund 1 LLC Files D/A With SEC
Cerberus Kaysville Fund 1 LLC submitted a D/A filing to the SEC on May 22, 2026 under accession number 0002125378-26-000003.
Clutch Capital Files 3(c)(1) Notice for Moxi by Play Money Series
Clutch Capital LLC submitted an SEC filing on May 22 2026 for its D - Moxi by Play Money series claiming Section 3(c)(1) status.
Western Standard Partners QP, L.P. Submits D/A Filing
Western Standard Partners QP, L.P. filed a D/A notice under Section 3(c)(7) of the Investment Company Act on 2026-05-22.
Straightpoint Capital Fund LP Files D/A with SEC
Straightpoint Capital Fund LP submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(1) of the Investment Company Act.
Edale Europe Absolute Fund LP Files D/A With SEC
Edale Europe Absolute Fund LP submitted a D/A filing on May 22 2026 under Investment Company Act Section 3(c)(7).
Spruceview Income Value Fund 2026 Files SEC Notice
Spruceview Income Value Fund 2026, LP submitted a filing to the SEC on May 22, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Coller Evergreen CFO I Equity Holdings Feeder B Files SEC Notice
D - Coller Evergreen CFO I Equity Holdings Feeder B, L.P. filed a notice with the SEC on May 22, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Madison Partners Limited Partnership Files 3(c)(1) Notice
Madison Partners Limited Partnership submitted an SEC filing on May 22 2026 referencing Section 3(c)(1) of the Investment Company Act.
SignalFire Eureka Fund Files SEC Document Referencing 3(c)(7)
SignalFire Eureka Fund, L.P. submitted a filing to the SEC on May 22, 2026 under Investment Company Act Section 3(c)(7).
Coller Evergreen CFO I Equity Holdings Feeder A Files SEC Notice
D - Coller Evergreen CFO I Equity Holdings Feeder A, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on May 22, 2026.
D - OG5 Limited Partnership Files SEC Notice Under Section 3(c)(1)
D - OG5 Limited Partnership submitted a filing to the SEC on May 22 2026 referencing Investment Company Act Section 3(c)(1).
Western Standard Partners LP Files D/A With SEC on May 22 2026
Western Standard Partners LP submitted a D/A filing on May 22 2026 citing Section 3(c)(1) of the Investment Company Act.
Corbel Special Opportunities Fund II Files 3(c)(7) Notice With SEC
Corbel Special Opportunities Fund II, L.P. submitted a Section 3(c)(7) filing to the SEC on May 22, 2026.
Neuberger Specialty Finance Fund IV LP Files SEC Form D
Neuberger Specialty Finance Fund IV LP submitted a Form D filing on May 22, 2026 under Investment Company Act Section 3(c)(7).
D - Scarlet by Angel Hive Series Files Section 3(c)(1) Notice
D - Scarlet by Angel Hive a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.
Stonepeak Motion (Co-Invest) Holdings LP Files SEC Notice
D - Stonepeak Motion (Co-Invest) Holdings LP submitted a regulatory filing to the SEC on May 22, 2026, claiming exemption under Section 3(c)(7).
Ravel Holdings Series Files SEC 3(c)(1) Notice
D - Ravel Holdings Jan 2026 a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on May 22 2026.
HEEL Ventures Technology Fund I Files 3(c)(7) Exemption Notice
D - HEEL Ventures Technology Fund I a Series of CGF2021 LLC filed a notice claiming exemption under Section 3(c)(7) of the Investment Company Act with the SEC.
SPX Seafire Fund SPC Files for Segregated Portfolio One
SPX Seafire Fund SPC submitted a D/A filing for SPX Seafire Fund Segregated Portfolio One on May 22, 2026 under Section 3(c)(7).
Bedford Ridge Investment Co XII Files SEC Exemption Notice
Bedford Ridge Investment Co XII, LP submitted a Section 3(c)(7) exemption filing to the SEC on May 21, 2026.
Cambium Capital Tamarind LP Files SEC Exemption Notice
Cambium Capital Tamarind LP submitted a regulatory filing on May 21 2026 claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Waypoint Energy Fund 2026 Files SEC Notice Under Section 3(c)(9)
D - Waypoint Energy Fund 2026, L.P. submitted a filing to the SEC on May 21, 2026 claiming exemption under Investment Company Act Section 3(c)(9).
Bedford Ridge Investment Co XIV LP Files SEC Notice
D - Bedford Ridge Investment Co XIV LP submitted a filing to the SEC on May 21, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Bedford Ridge Investment Co XIII LP Files SEC Notice
Bedford Ridge Investment Co XIII LP submitted a filing to the SEC on May 21 2026 referencing Section 3(c)(7) of the Investment Company Act.
BluCarbon Investment Fund (UK) LLC Files D/A with SEC
BluCarbon Investment Fund (UK) LLC submitted a D/A filing on May 21 2026 under accession number 0001926772-26-000001.
