Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Capstone Dispersion Fund Files SEC Form D/A for Section 3(c)(7)
D/A - Capstone Dispersion Fund (US) LP filed a Form D/A with the SEC on March 24, 2026, referencing Item 3C and Section 3(c)(7) of the Investment Company Act.
Capstone Dispersion Fund Files Under Investment Company Act Section 3(c)(7)
D/A - Capstone Dispersion Fund (US) LP filed a SEC document on March 24, 2026, related to Investment Company Act exemptions.
GSBackers Peltier Fund II Files for Section 3(c)(1) Exemption
GSBackers Peltier Fund II, a series of CGF2021 LLC, filed a notice under Section 3(c)(1) of the Investment Company Act on March 24, 2026, according to SEC EDGAR.
Hesperian Ventures Files SEC Document Under Investment Company Act Section 3(c)(1)
Hesperian Ventures Workplace AI, a series of CGF2021 LLC, filed a SEC EDGAR document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Hesperian Ventures Files SEC Notice for Section 3(c)(1) Exemption
Hesperian Ventures Workplace AI, a series of CGF2021 LLC, filed an SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Kapital Bridge Investments LLC Files Under Investment Company Act Section 3(c)(1)
D - SPCX Mar 2026, a series of Kapital Bridge Investments LLC, filed a SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Kapital Bridge Investments LLC Series Files SEC Exemption
D - SPCX Mar 2026, a series of Kapital Bridge Investments LLC, filed under Section 3(c)(1) of the Investment Company Act on March 24, 2026, according to SEC records.
Potrero Capital Research Partners II Files SEC Notice Under Section 3(c)(7)
Potrero Capital Research Partners II, L.P. filed a 10 KB document with the SEC on March 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
Reyes Capital Partners Files Under Investment Company Act Section 3(c)(1)
Reyes Capital Partners, LP filed a SEC document on March 24, 2026, citing reliance on Section 3(c)(1) for exemption from investment company status.
Corsair Capital Investors Ltd Files Section 3(c)(1) Exemption
Corsair Capital Investors Ltd filed a document under Investment Company Act Section 3(c)(1) on March 23, 2026, as recorded in SEC EDGAR filings.
Corsair Capital Investors Ltd Files SEC Document Under Section 3(c)(1)
Corsair Capital Investors Ltd filed a SEC document on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act.
Capco Partners Files Under Investment Company Act Section 3(c)(1)
Capco Partners, Ltd. filed a document under Item 3C of the Investment Company Act on March 23, 2026, as reported by SEC EDGAR.
Capmont MidCap Fund II Feeder SCSp Files SEC Document
Capmont MidCap Fund II Feeder SCSp submitted a filing to the SEC on March 23, 2026, referencing specific sections of the Investment Company Act.
Capmont MidCap Fund II SCSp Files SEC Exemption Notice
Capmont MidCap Fund II SCSp filed a notice with the SEC on March 23, 2026, for exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Finality Credit Opportunities Fund LP Files for Section 3(c)(7) Exemption
D - Finality Credit Opportunities Fund LP filed a regulatory document on March 23, 2026, related to Section 3(c)(7) of the Investment Company Act.
Valor Mining Credit Partners II Files Under Investment Company Act Section 3(c)(7)
D - VALOR MINING CREDIT PARTNERS II, L.P. filed a document on March 23, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Augurey Ventures I - Series SpaceX A Files SEC Document
Augurey Ventures I - Series SpaceX A filed a document under Section 3(c)(1) of the Investment Company Act on March 23, 2026, according to SEC EDGAR.
Augurey Ventures II - Series SpaceX A Files Under Investment Company Act Section 3(c)(1)
Augurey Ventures II - Series SpaceX A submitted a filing on March 23, 2026, under Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
Augurey Ventures III Files Form D Amendment Referencing Investment Company Act
Augurey Ventures III - Series SpaceX A filed an amendment to Form D on March 23, 2026, citing Section 3(c)(1) of the Investment Company Act, as per SEC records.
Augurey Ventures III, LLC Files SEC Notice for Series Crusoe A
Augurey Ventures III, LLC - Series Crusoe A filed a notice under Section 3(c)(1) of the Investment Company Act on March 23, 2026, according to SEC EDGAR.
Augurey Ventures III, LLC Files Under Investment Company Act Section 3(c)(1)
Augurey Ventures III, LLC - Series Crusoe A filed a document with the SEC on March 23, 2026, citing Section 3(c)(1) of the Investment Company Act.
Augurey Ventures III - Series SpaceX A Files Under Investment Company Act
Augurey Ventures III - Series SpaceX A submitted a filing on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Corsair Capital Partners 100 LP Files SEC Document on Investment Company Act
Corsair Capital Partners 100 LP submitted a filing on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act.
D/A - Diversified Exchange Fund Large-Cap, LLC Files SEC Notice for Section 3(c)(7)
D/A - Diversified Exchange Fund Large-Cap, LLC submitted a filing on March 23, 2026, related to the Investment Company Act Section 3(c)(7), as per SEC records.
Deep Tech Fund I LP Files SEC Document Under Investment Company Act
Deep Tech Fund I LP filed a document with SEC EDGAR on March 23, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Janchor Partners Pan-Asian Fund Files SEC Form for Section 3(c)(7)
Janchor Partners Pan-Asian Fund submitted a SEC filing on March 23, 2026, related to Section 3(c)(7) of the Investment Company Act.
Windfield Growth Fund LLC Files Under Section 3(c)(1)
Windfield Growth Fund LLC submitted a SEC filing on March 23, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
AgAide Fund I, LP Files for Investment Company Act Exemptions
D - AgAide Fund I, LP filed a SEC document on March 23, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Deep Tech Fund I LP Files Under Investment Company Act Section 3(c)(1)
D - Deep Tech Fund I LP filed a notice under Section 3(c)(1) of the Investment Company Act on March 23, 2026, as per SEC EDGAR records.
Janchor Partners Pan-Asian Fund Files Under SEC Section 3(c)(7)
Janchor Partners Pan-Asian Fund submitted a SEC filing on March 23, 2026, citing Section 3(c)(7) of the Investment Company Act.
Janchor Partners Pan-Asian U.S. Feeder Fund Files SEC Document
Janchor Partners Pan-Asian U.S. Feeder Fund submitted a filing to the SEC on March 23, 2026, related to Investment Company Act Section 3(c)(7).
Windfield Growth Fund LLC Files SEC Document for Section 3(c)(1) Exemption
Windfield Growth Fund LLC submitted a SEC filing on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act.
Ghisallo Credit Opportunity Partners LP Files SEC Document for Section 3(c)(7)
Ghisallo Credit Opportunity Partners LP submitted a filing to the SEC on March 20, 2026, citing Investment Company Act Section 3(c)(7).
GC Venture XII (A-III), L.P. Files for Investment Company Act Exemption
D - GC Venture XII (A-III), L.P. submitted a filing on March 20, 2026, under Section 3(c)(7) of the Investment Company Act, as recorded in SEC EDGAR documents.
GC Venture XII (A-III), L.P. Files SEC Document Under Section 3(c)(7)
On March 20, 2026, GC Venture XII (A-III), L.P. submitted a filing to the SEC related to Item 3C.7 of the Investment Company Act.
Ghisallo Credit Opportunity Partners LP Files Under Section 3(c)(7)
Ghisallo Credit Opportunity Partners LP submitted a SEC filing on March 20, 2026, related to Investment Company Act exemptions.
IC Hedge Fund Series Files for Section 3(c)(1) Exemption
IC Hedge Fund Series, L.P. - Series Tiger Global 1 Interests filed a SEC form on March 20, 2026, citing Section 3(c)(1) of the Investment Company Act.
IC Hedge Fund Series Files Under Investment Company Act Section 3(c)(1)
IC Hedge Fund Series, L.P. - Series Tiger Global 1 Interests filed a document with the SEC on March 20, 2026, citing Section 3(c)(1) of the Investment Company Act.
AG Net Lease Realty Fund V-B Files SEC Document Referencing Section 3(c)(7)
On March 20, 2026, AG Net Lease Realty Fund V-B, L.P. filed a SEC EDGAR document that includes Item 3C and Item 3C.7 related to the Investment Company Act.
Forge Investments Files SEC Document for Fund FG-WIL
Forge Investments filed a SEC document for Fund FG-WIL, a series of their investments, on March 20, 2026, citing Section 3(c)(7) of the Investment Company Act.
MVP Diversification Fund Files Under Investment Company Act Section 3(c)(5)
D - MVP Diversification Fund, LLC filed a document with the SEC on March 20, 2026, related to Section 3(c)(5) of the Investment Company Act.
Pan Capital Energy Offshore Fund Ltd. Files Form D/A with SEC
Pan Capital Energy Offshore Fund Ltd. filed a Form D/A on March 20, 2026, as per SEC EDGAR records.
AG Net Lease Realty Fund V-B Files Under Section 3(c)(7)
AG Net Lease Realty Fund V-B, L.P. filed a SEC document on March 20, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
Forge Investments Files SEC Document for Fund FG-WIL Series
Forge Investments submitted a filing for Fund FG-WIL, a series of their funds, under Section 3(c)(7) of the Investment Company Act on March 20, 2026.
MVP Diversification Fund LLC Files SEC Document on Investment Company Act
D - MVP Diversification Fund LLC submitted a filing to the SEC on March 20, 2026, related to Section 3(c)(5) of the Investment Company Act.
Pan Capital Energy Fund, LP Files SEC Document on March 20, 2026
Pan Capital Energy Fund, LP submitted a filing to the SEC on March 20, 2026, as recorded in SEC EDGAR.
FFL VI Rome Co-Investment Fund Files SEC Form for Section 3(c)(7)
D - FFL VI Rome Co-Investment Fund, L.P. filed a SEC document on March 20, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
FFL VI Rome Co-Investment Parallel Fund Files Under Section 3(c)(7)
D - FFL VI Rome Co-Investment Parallel Fund, L.P. filed a document with the SEC on March 20, 2026, citing Investment Company Act Section 3(c) and 3(c)(7).
FFL VI Rome Co-Investment Fund Files SEC Section 3(c)(7) Notice
D - FFL VI Rome Co-Investment Fund, L.P. filed a notice under Section 3(c)(7) of the Investment Company Act on March 20, 2026, as per SEC EDGAR records.
Greenbelt Capital Partners Phoenix L.P. Files SEC Notice for Investment Company Act Exemptions
Greenbelt Capital Partners Phoenix L.P. submitted a SEC filing on March 20, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
