Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Crestview Partners III CV-B, L.P. Files Under Section 3(c)(7)
Crestview Partners III CV-B, L.P. filed a document with SEC EDGAR on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
MVP LS FUND DCLVI LLC Files SEC Document Under Investment Company Act
On March 25, 2026, MVP LS FUND DCLVI LLC submitted a SEC filing related to Section 3(c)(1) of the Investment Company Act, as per official records.
MVP LS FUND DCLVI LLC Files Under Investment Company Act Section 3(c)(1)
D - MVP LS FUND DCLVI LLC filed a document with SEC EDGAR on March 25, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Absolute Strategies Partners LP Files Under Investment Company Act Section 3(c)(1)
D - Absolute Strategies Partners LP submitted a filing on March 25, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
EDG Voss Holdings, LP Files SEC Document
EDG Voss Holdings, LP submitted a filing to the SEC on March 25, 2026, as part of regulatory requirements.
Graham Custom Investment Funds I SPC Ltd. Files Section 3(c)(7) Exemption
Graham Custom Investment Funds I SPC Ltd. filed a document under Section 3(c)(7) of the Investment Company Act on March 25, 2026, according to SEC EDGAR.
Graham Custom Investment Funds I SPC Ltd Files Under Section 3(c)(7)
Graham Custom Investment Funds I SPC Ltd filed a document on March 25, 2026, under Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
Harbour Island Opportunity Fund Files for Section 3(c)(1) Exemption
Harbour Island Opportunity Fund, LP filed a regulatory document with the SEC on March 25, 2026, citing Section 3(c)(1) of the Investment Company Act.
Harbour Island Opportunity Fund Files Under Section 3(c)(1)
Harbour Island Opportunity Fund, LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 25, 2026.
Rogue One Investments LP Files Section 3(c)(1) Exemption
Rogue One Investments LP filed a document under the Investment Company Act Section 3(c)(1) on March 25, 2026, as per SEC EDGAR records.
TMAM/Pathway Private Equity Fund VII, LP Files SEC Exemptions
TMAM/Pathway Private Equity Fund VII, LP filed for exemptions under the Investment Company Act on March 25, 2026, according to SEC EDGAR records.
TMAM/Pathway Private Equity Fund VII Files for Investment Company Act Exemptions
TMAM/Pathway Private Equity Fund VII, LP filed with the SEC on March 25, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7).
Sandalwood Debt Fund A Files for Section 3(c)(1) Exemption
Sandalwood Debt Fund A, L.P. submitted a SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 25, 2026.
Sandalwood Fund Files Under Investment Company Act Section 3(c)(7)
Sandalwood Special Credit Opportunities Fund, L.P. filed a document citing Section 3(c)(7) on March 25, 2026, according to SEC EDGAR.
Sandalwood Overseas Fund SPC Ltd Files SEC Document on Section 3(c)(7)
Sandalwood Overseas Fund SPC Ltd filed a document with SEC EDGAR on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
Merritt Community Capital Fund 26, L.P. Files SEC Document
Merritt Community Capital Fund 26, L.P. submitted a filing to the SEC on March 25, 2026, according to EDGAR records.
Sandalwood Debt Fund A, L.P. Files Section 3(c)(1) Exemption
Sandalwood Debt Fund A, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on March 25, 2026, according to SEC EDGAR.
Sandalwood Debt Traders Fund Files SEC Form Under Section 3(c)(1)
D/A - SANDALWOOD DEBT TRADERS FUND, L.P. filed a document with SEC EDGAR on March 25, 2026, citing Section 3(c)(1) of the Investment Company Act.
Sandalwood Overseas Fund SPC Ltd Files D/A Under Section 3(c)(7)
Sandalwood Overseas Fund SPC Ltd filed a D/A on March 25, 2026, relating to Investment Company Act Section 3(c)(7), as per SEC EDGAR records.
Valent Fund LLC - Green Elements Series Files SEC Document
Valent Fund LLC's Green Elements Series filed a document with the SEC on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
DataPower Capital Partners LLC Files Under Section 3(c)(7)
DataPower Capital Partners LLC's series D - DPV OAI VI filed a notice with the SEC on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
DataPower Capital Partners LLC Files SEC Document for Section 3(c)(7)
DataPower Capital Partners LLC filed a SEC EDGAR document on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
GSBackers Axiom Math Fund II Files Under Section 3(c)(7)
GSBackers Axiom Math Fund II, a series of CGF2021 LLC, filed a document with the SEC on March 25, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Kaleida Capital OpenAI SPV I Files Under Investment Company Act Section 3(c)(1)
Kaleida Capital OpenAI SPV I, a series of CGF2021 LLC, filed a SEC document on March 25, 2026, related to Section 3(c)(1) of the Investment Company Act.
Rhone Technology Fund XIIId Files SEC Document for Section 3(c)(7)
D - Rhone Technology Fund XIIId, a series of CGF2021 LLC, filed a SEC document on March 25, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Rhone Technology Fund XIIId Files SEC EDGAR Form for Section 3(c)(7)
Rhone Technology Fund XIIId, a series of CGF2021 LLC, filed a SEC EDGAR form on March 25, 2026, under Item 3C and Item 3C.7 of the Investment Company Act.
Tyrus Capital Fund Files Under Investment Company Act Section 3(c)(7)
Tyrus Capital Special Situations Fund filed a document on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
Tyrus Capital Fund Files Under SEC Investment Company Act Section 3(c)(7)
Tyrus Capital Special Situations Fund filed a document on March 25, 2026, under Item 3C.7 of the Investment Company Act.
BonHope Fund LP Files SEC Document on Investment Company Act Section 3(c)(1)
BonHope Fund LP filed a document with SEC EDGAR on March 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
D - GROW Funds SPV I, LLC Files SEC Document Under Rule 504(b)(1)
D - GROW Funds SPV I, LLC submitted a filing to the SEC on March 24, 2026, under Rule 504(b)(1), as recorded in the EDGAR database.
Factor6 Partners, LP Files SEC Document Under Section 3(c)(1)
Factor6 Partners, LP filed a document with the SEC on March 24, 2026, detailing reliance on Section 3(c)(1) of the Investment Company Act.
1315 Capital Emerging Growth & Buyout II, L.P. Files SEC Form D
1315 Capital Emerging Growth & Buyout II, L.P. filed a Form D with the SEC on March 24, 2026, citing exemption under Section 3(c)(7) of the Investment Company Act.
Base4 Private Ventures III LP Files Form D/A for Section 3(c)(7) Exemption
Base4 Private Ventures III LP submitted a Form D/A to the SEC on March 24, 2026, related to an exemption under Section 3(c)(7) of the Investment Company Act.
Base4 Private Ventures III LP Files Under Section 3(c)(7)
Base4 Private Ventures III LP submitted a SEC filing on March 24, 2026, for exemption under Investment Company Act Section 3(c)(7).
Centerbridge Flex Trigger Fund Files SEC Document on Section 3(c)(7)
D - Centerbridge Flex Trigger Fund - A, L.P. filed a SEC document on March 24, 2026, referencing Investment Company Act Section 3(c)(7), according to SEC EDGAR records.
Centerbridge Flex Trigger Fund Files Under Investment Company Act Section 3(c)(7)
D - Centerbridge Flex Trigger Fund - A, L.P. filed a document with the SEC on March 24, 2026, citing Investment Company Act Section 3(c) and 3(c)(7), according to SEC EDGAR.
D - OZ14 Opportunity Fund, LLC Files SEC Document
D - OZ14 Opportunity Fund, LLC submitted a filing to the SEC on March 24, 2026, as per EDGAR records.
Helikon Long Short Equity Fund ICAV Files Under Section 3(c)(7)
Helikon Long Short Equity Fund ICAV filed a regulatory document on March 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
Helikon Long Short Equity Fund LP Files SEC Document
Helikon Long Short Equity Fund LP filed a document with the SEC on March 24, 2026, related to Investment Company Act exemptions.
17th Street Capital, LP Files SEC Document Under Section 3(c)(7)
On March 24, 2026, 17th Street Capital, LP submitted a filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
DC 601 Co-Investment, LP Files SEC Document Under Investment Company Act
D/A - DC 601 Co-Investment, LP filed a SEC document on March 24, 2026, under Item 3C related to Section 3(c)(1) of the Investment Company Act.
Qena Capital Partners Files Section 3(c)(1) Exemption Notice
Qena Capital Partners Offshore, Ltd. submitted a filing under Section 3(c)(1) of the Investment Company Act on March 24, 2026, as per SEC records.
Thebes Partners, LP Files SEC Document Under Section 3(c)(7)
Thebes Partners, LP submitted a SEC filing on March 24, 2026, citing Section 3(c)(7) of the Investment Company Act.
Thebes Partners Offshore, Ltd. Files SEC Document for Investment Company Act Section 3(c)(7)
Thebes Partners Offshore, Ltd. submitted a filing to the SEC on March 24, 2026, referencing Section 3(c)(7) of the Investment Company Act.
DC 601 Co-Investment, LP Files Under Investment Company Act Section 3(c)(1)
DC 601 Co-Investment, LP submitted a filing to SEC EDGAR on March 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Qena Capital Partners Files Under Investment Company Act Section 3(c)(1)
Qena Capital Partners, LP filed a document with the SEC on March 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Qena Capital Partners Offshore Files Section 3(c)(1) Exemption
Qena Capital Partners Offshore Ltd. filed a SEC document on March 24, 2026, under Item 3C of the Investment Company Act.
Rangeley Lake Partners, LP Files SEC Document
Rangeley Lake Partners, LP submitted a filing to the SEC on March 24, 2026, with accession number 0002123885-26-000001.
Thebes Partners Offshore Files SEC Document on Section 3(c)(7)
Thebes Partners Offshore, Ltd. submitted a SEC filing on March 24, 2026, related to Item 3C.7 under the Investment Company Act.
8188 Capital XXVII Starcloud 2 Files Under Investment Company Act Section 3(c)(1)
CGF2021 LLC's series 8188 Capital XXVII Starcloud 2 filed a SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
