Section 3c7
581 stories covering section 3c7 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Sandalwood Overseas Fund SPC Ltd Files D/A Under Section 3(c)(7)
Sandalwood Overseas Fund SPC Ltd filed a D/A on March 25, 2026, relating to Investment Company Act Section 3(c)(7), as per SEC EDGAR records.
Valent Fund LLC - Green Elements Series Files SEC Document
Valent Fund LLC's Green Elements Series filed a document with the SEC on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
DataPower Capital Partners LLC Files SEC Document for Section 3(c)(7)
DataPower Capital Partners LLC filed a SEC EDGAR document on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
DataPower Capital Partners LLC Files Under Section 3(c)(7)
DataPower Capital Partners LLC's series D - DPV OAI VI filed a notice with the SEC on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
GSBackers Axiom Math Fund II Files Under Section 3(c)(7)
GSBackers Axiom Math Fund II, a series of CGF2021 LLC, filed a document with the SEC on March 25, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Rhone Technology Fund XIIId Files SEC Document for Section 3(c)(7)
D - Rhone Technology Fund XIIId, a series of CGF2021 LLC, filed a SEC document on March 25, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Rhone Technology Fund XIIId Files SEC EDGAR Form for Section 3(c)(7)
Rhone Technology Fund XIIId, a series of CGF2021 LLC, filed a SEC EDGAR form on March 25, 2026, under Item 3C and Item 3C.7 of the Investment Company Act.
Tyrus Capital Fund Files Under Investment Company Act Section 3(c)(7)
Tyrus Capital Special Situations Fund filed a document on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
Tyrus Capital Fund Files Under SEC Investment Company Act Section 3(c)(7)
Tyrus Capital Special Situations Fund filed a document on March 25, 2026, under Item 3C.7 of the Investment Company Act.
1315 Capital Emerging Growth & Buyout II, L.P. Files SEC Form D
1315 Capital Emerging Growth & Buyout II, L.P. filed a Form D with the SEC on March 24, 2026, citing exemption under Section 3(c)(7) of the Investment Company Act.
1315 Capital Emerging Growth & Buyout II Parallel, L.P. Files Form D
1315 Capital Emerging Growth & Buyout II Parallel, L.P. filed a Form D on March 24, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
1315 Capital Files Form D for Emerging Growth & Buyout II Parallel Fund
1315 Capital Emerging Growth & Buyout II Parallel, L.P. submitted a Form D filing to the SEC on March 24, 2026, for an investment fund under Section 3(c)(7).
Base4 Private Ventures III LP Files Form D/A for Section 3(c)(7) Exemption
Base4 Private Ventures III LP submitted a Form D/A to the SEC on March 24, 2026, related to an exemption under Section 3(c)(7) of the Investment Company Act.
Base4 Private Ventures III LP Files Under Section 3(c)(7)
Base4 Private Ventures III LP submitted a SEC filing on March 24, 2026, for exemption under Investment Company Act Section 3(c)(7).
Centerbridge Flex Trigger Fund Files SEC Document on Section 3(c)(7)
D - Centerbridge Flex Trigger Fund - A, L.P. filed a SEC document on March 24, 2026, referencing Investment Company Act Section 3(c)(7), according to SEC EDGAR records.
Centerbridge Flex Trigger Fund Files Under Investment Company Act Section 3(c)(7)
D - Centerbridge Flex Trigger Fund - A, L.P. filed a document with the SEC on March 24, 2026, citing Investment Company Act Section 3(c) and 3(c)(7), according to SEC EDGAR.
Helikon Long Short Equity Fund ICAV Files Under Section 3(c)(7)
Helikon Long Short Equity Fund ICAV filed a regulatory document on March 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
Helikon Long Short Equity Fund LP Files SEC Document
Helikon Long Short Equity Fund LP filed a document with the SEC on March 24, 2026, related to Investment Company Act exemptions.
17th Street Capital, LP Files SEC Document Under Section 3(c)(7)
On March 24, 2026, 17th Street Capital, LP submitted a filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
Thebes Partners, LP Files SEC Document Under Section 3(c)(7)
Thebes Partners, LP submitted a SEC filing on March 24, 2026, citing Section 3(c)(7) of the Investment Company Act.
Thebes Partners Offshore, Ltd. Files SEC Document for Investment Company Act Section 3(c)(7)
Thebes Partners Offshore, Ltd. submitted a filing to the SEC on March 24, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Thebes Partners Offshore Files SEC Document on Section 3(c)(7)
Thebes Partners Offshore, Ltd. submitted a SEC filing on March 24, 2026, related to Item 3C.7 under the Investment Company Act.
Capstone Dispersion Fund Files SEC Form D/A for Section 3(c)(7)
D/A - Capstone Dispersion Fund (US) LP filed a Form D/A with the SEC on March 24, 2026, referencing Item 3C and Section 3(c)(7) of the Investment Company Act.
Capstone Dispersion Fund Files Under Investment Company Act Section 3(c)(7)
D/A - Capstone Dispersion Fund (US) LP filed a SEC document on March 24, 2026, related to Investment Company Act exemptions.
Potrero Capital Research Partners II Files SEC Notice Under Section 3(c)(7)
Potrero Capital Research Partners II, L.P. filed a 10 KB document with the SEC on March 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
Capmont MidCap Fund II Feeder SCSp Files SEC Document
Capmont MidCap Fund II Feeder SCSp submitted a filing to the SEC on March 23, 2026, referencing specific sections of the Investment Company Act.
Capmont MidCap Fund II SCSp Files SEC Exemption Notice
Capmont MidCap Fund II SCSp filed a notice with the SEC on March 23, 2026, for exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Finality Credit Opportunities Fund LP Files for Section 3(c)(7) Exemption
D - Finality Credit Opportunities Fund LP filed a regulatory document on March 23, 2026, related to Section 3(c)(7) of the Investment Company Act.
Valor Mining Credit Partners II Files Under Investment Company Act Section 3(c)(7)
D - VALOR MINING CREDIT PARTNERS II, L.P. filed a document on March 23, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
D/A - Diversified Exchange Fund Large-Cap, LLC Files SEC Notice for Section 3(c)(7)
D/A - Diversified Exchange Fund Large-Cap, LLC submitted a filing on March 23, 2026, related to the Investment Company Act Section 3(c)(7), as per SEC records.
Janchor Partners Pan-Asian Fund Files SEC Form for Section 3(c)(7)
Janchor Partners Pan-Asian Fund submitted a SEC filing on March 23, 2026, related to Section 3(c)(7) of the Investment Company Act.
AgAide Fund I, LP Files for Investment Company Act Exemptions
D - AgAide Fund I, LP filed a SEC document on March 23, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Janchor Partners Pan-Asian Fund Files Under SEC Section 3(c)(7)
Janchor Partners Pan-Asian Fund submitted a SEC filing on March 23, 2026, citing Section 3(c)(7) of the Investment Company Act.
Janchor Partners Pan-Asian U.S. Feeder Fund Files SEC Document
Janchor Partners Pan-Asian U.S. Feeder Fund submitted a filing to the SEC on March 23, 2026, related to Investment Company Act Section 3(c)(7).
Ghisallo Credit Opportunity Partners LP Files SEC Document for Section 3(c)(7)
Ghisallo Credit Opportunity Partners LP submitted a filing to the SEC on March 20, 2026, citing Investment Company Act Section 3(c)(7).
GC Venture XII (A-III), L.P. Files for Investment Company Act Exemption
D - GC Venture XII (A-III), L.P. submitted a filing on March 20, 2026, under Section 3(c)(7) of the Investment Company Act, as recorded in SEC EDGAR documents.
GC Venture XII (A-III), L.P. Files SEC Document Under Section 3(c)(7)
On March 20, 2026, GC Venture XII (A-III), L.P. submitted a filing to the SEC related to Item 3C.7 of the Investment Company Act.
Ghisallo Credit Opportunity Partners LP Files Under Section 3(c)(7)
Ghisallo Credit Opportunity Partners LP submitted a SEC filing on March 20, 2026, related to Investment Company Act exemptions.
AG Net Lease Realty Fund V-B Files SEC Document Referencing Section 3(c)(7)
On March 20, 2026, AG Net Lease Realty Fund V-B, L.P. filed a SEC EDGAR document that includes Item 3C and Item 3C.7 related to the Investment Company Act.
Forge Investments Files SEC Document for Fund FG-WIL
Forge Investments filed a SEC document for Fund FG-WIL, a series of their investments, on March 20, 2026, citing Section 3(c)(7) of the Investment Company Act.
AG Net Lease Realty Fund V-B Files Under Section 3(c)(7)
AG Net Lease Realty Fund V-B, L.P. filed a SEC document on March 20, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
Forge Investments Files SEC Document for Fund FG-WIL Series
Forge Investments submitted a filing for Fund FG-WIL, a series of their funds, under Section 3(c)(7) of the Investment Company Act on March 20, 2026.
FFL VI Rome Co-Investment Fund Files SEC Form for Section 3(c)(7)
D - FFL VI Rome Co-Investment Fund, L.P. filed a SEC document on March 20, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
FFL VI Rome Co-Investment Fund Files SEC Section 3(c)(7) Notice
D - FFL VI Rome Co-Investment Fund, L.P. filed a notice under Section 3(c)(7) of the Investment Company Act on March 20, 2026, as per SEC EDGAR records.
FFL VI Rome Co-Investment Parallel Fund Files Under Section 3(c)(7)
D - FFL VI Rome Co-Investment Parallel Fund, L.P. filed a document with the SEC on March 20, 2026, citing Investment Company Act Section 3(c) and 3(c)(7).
Greenbelt Capital Partners Phoenix L.P. Files SEC Notice for Investment Company Act Exemptions
Greenbelt Capital Partners Phoenix L.P. submitted a SEC filing on March 20, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Invesco Fixed Income Trust Files SEC Document Referencing Investment Company Act Sections
Invesco Fixed Income Trust filed a SEC EDGAR document on March 20, 2026, detailing reliance on specific sections of the Investment Company Act.
Invesco Short-Term Investment Fund Files SEC Document on Investment Act
Invesco Fixed Income Trust filed a SEC EDGAR document on March 20, 2026, referencing sections of the Investment Company Act.
PPB Capital Dynamics Fund Files SEC Form D Amendment
PPB Capital Dynamics Mid-Market Direct VI Access Fund LP filed an SEC Form D amendment on March 20, 2026, citing Section 3(c)(7).
PPB Capital Dynamics Fund LP Files SEC Exemption Under Section 3(c)(7)
PPB Capital Dynamics Mid-Market Direct VI Access Fund LP submitted a filing to the SEC on March 20, 2026, related to an exemption under the Investment Company Act.
