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Section 3c7

526 stories covering section 3c7 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Apr 6, 2026

True Green Capital Fund V-A Files Under Section 3(c)(7)

True Green Capital Fund V-A, L.P. filed a SEC document on April 6, 2026, citing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 6, 2026

True Green Capital Fund V-B L.P. Files Under Section 3(c)(7)

True Green Capital Fund V-B, L.P. filed a document with the SEC on April 6, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 6, 2026

Balaji Rolling Fund, LP - D2 Files SEC Document on April 6, 2026

Balaji Rolling Fund, LP - D2 submitted a filing to the SEC on April 6, 2026, claiming exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Regulatory Apr 6, 2026

Balaji Rolling Fund, LP - D2 Files SEC Form Under Investment Company Act

Balaji Rolling Fund, LP - D2 filed a SEC document on April 6, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Apr 6, 2026

Balaji Rolling Fund QP, LP - D2 Files SEC Form D

Balaji Rolling Fund QP, LP - D2 submitted a Form D filing on April 6, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Fundraising Apr 6, 2026

Balaji Rolling Fund QP, LP Files Form D with SEC

Balaji Rolling Fund QP, LP - D2 submitted a Form D filing to the SEC on April 6, 2026, citing exemptions under the Investment Company Act.

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Fundraising Apr 3, 2026

Oasis Investments II Offshore Feeder Ltd. Files Form D/A for Section 3(c)(7)

Oasis Investments II Offshore Feeder Ltd. submitted a Form D/A filing on April 3, 2026, citing Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.

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Regulatory Apr 3, 2026

Oasis Investments II Offshore Feeder Ltd. Files SEC Document on Investment Company Act

Oasis Investments II Offshore Feeder Ltd. submitted a SEC filing on April 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 3, 2026

Oasis Investments II US Feeder Ltd. Files SEC Document for Section 3(c)(7)

D/A - Oasis Investments II US Feeder Ltd. submitted a SEC EDGAR filing on April 3, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 3, 2026

Oasis Japan Strategic Fund Files SEC Document Under Investment Company Act

Oasis Japan Strategic Fund Offshore Feeder Ltd. filed a document on April 3, 2026, related to Section 3(c) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.

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Regulatory Apr 3, 2026

Oasis Japan Strategic Fund Files Under Section 3(c)(7)

Oasis Japan Strategic Fund Offshore Feeder Ltd. filed a document with the SEC on April 3, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 3, 2026

Oasis Japan Strategic Fund US Feeder Ltd. Files SEC Document on Section 3(c)(7)

Oasis Japan Strategic Fund US Feeder Ltd. filed a SEC document on April 3, 2026, related to Investment Company Act Section 3(c)(7), as per EDGAR records.

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Regulatory Apr 3, 2026

Oasis Japan Strategic Fund US Feeder Ltd. Files Under Investment Company Act Section 3(c)(7)

Oasis Japan Strategic Fund US Feeder Ltd. filed a document with SEC EDGAR on April 3, 2026, referencing Item 3C and Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 3, 2026

Oasis Japan Strategic Fund Y Files Form D/A with SEC

Oasis Japan Strategic Fund Y Offshore Feeder Ltd. filed a Form D/A on April 3, 2026, citing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 3, 2026

Oasis Japan Strategic Fund Y US Feeder Ltd. Files SEC Document on Section 3(c)(7)

Oasis Japan Strategic Fund Y US Feeder Ltd. filed a SEC document on April 3, 2026, related to the Investment Company Act Section 3(c) and Section 3(c)(7).

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Regulatory Apr 3, 2026

Oasis Japan Strategic Fund Y Offshore Feeder Ltd. Files SEC Document

Oasis Japan Strategic Fund Y Offshore Feeder Ltd. filed a document with the SEC on April 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 3, 2026

KPE 2026 Allocate Access Fund Files Under Section 3(c)(7)

D - KPE 2026 Allocate Access Fund, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on April 3, 2026, according to SEC EDGAR.

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Regulatory Apr 3, 2026

Michigan Aggregated Investments No. 1, L.P. Files Under Investment Company Act Section 3(c)(7)

D - Michigan Aggregated Investments No. 1, L.P. submitted a SEC filing on April 3, 2026, citing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 3, 2026

PennantPark Senior Credit Fund II Levered Feeder, LP Files for Section 3(c)(7) Exemption

PennantPark Senior Credit Fund II Levered Feeder, LP filed a document on April 3, 2026, under Item 3C.7 of the Investment Company Act Section 3(c), according to SEC EDGAR.

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Regulatory Apr 3, 2026

Resilience Fund I, LP Files SEC Document Under Investment Company Act Section 3(c)(7)

D - Resilience Fund I, LP submitted a filing to the SEC on April 3, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.

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Fundraising Apr 3, 2026

KPE 2026 Allocate Access Fund Files SEC Document Under Section 3(c)(7)

D - KPE 2026 Allocate Access Fund, L.P. filed a document with SEC EDGAR on April 3, 2026, under Item 3C.7 of the Investment Company Act.

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Regulatory Apr 3, 2026

Michigan Aggregated Investments Files SEC Document for Section 3(c)(7)

D - Michigan Aggregated Investments No. 1, L.P. filed a SEC document on April 3, 2026, related to Investment Company Act Section 3(c), according to EDGAR records.

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Regulatory Apr 3, 2026

PennantPark Fund Files for Section 3(c)(7) Exemption

PennantPark Senior Credit Fund II ERISA Levered Feeder, LP filed a document under the Investment Company Act Section 3(c)(7) on April 3, 2026.

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Regulatory Apr 3, 2026

PennantPark Senior Credit Fund II Levered Feeder, LP Files Section 3(c)(7) Notice

PennantPark Senior Credit Fund II Levered Feeder, LP submitted a filing under the Investment Company Act Section 3(c)(7) on April 3, 2026, according to SEC EDGAR.

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Regulatory Apr 3, 2026

PCM Long Offshore Fund Files SEC Notice for Section 3(c)(7) Exemption

PCM Long Offshore Fund, Ltd. filed a SEC document on April 3, 2026, related to Investment Company Act exemptions, according to SEC EDGAR records.

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Regulatory Apr 3, 2026

PCM Long Offshore Fund Files Section 3(c)(7) Exemption

PCM Long Offshore Fund Ltd. filed a document under Item 3C of the Investment Company Act on April 3, 2026, according to SEC EDGAR.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Apr 3, 2026

Sagefield Multi-Strategy Fund LP Files SEC Document on Section 3(c)(7)

Sagefield Multi-Strategy Fund LP submitted a filing to the SEC on April 3, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 3, 2026

Sagefield Multi-Strategy Fund LP Files Under Section 3(c)(7)

Sagefield Multi-Strategy Fund LP filed a document with the SEC on April 3, 2026, under Item 3C and Item 3C.7 of the Investment Company Act.

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Regulatory Apr 3, 2026

Sagefield Multi-Strategy Offshore Fund Files SEC Document for Section 3(c)(7)

Sagefield Multi-Strategy Offshore Fund Ltd. filed a SEC EDGAR document on April 3, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 3, 2026

Sagefield Multi-Strategy Offshore Fund Files Under Section 3(c)(7)

Sagefield Multi-Strategy Offshore Fund Ltd. filed a notice under Section 3(c)(7) of the Investment Company Act on April 3, 2026, according to SEC EDGAR.

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Regulatory Apr 3, 2026

Sagefield Relative Value Fund LP Files Under Section 3(c)(7)

Sagefield Relative Value Fund LP submitted a filing related to Section 3(c)(7) of the Investment Company Act on April 3, 2026, as per SEC EDGAR records.

The classic architecture of San Juan County Courthouse in Silverton, Colorado, nestled in a mountain town setting.
Regulatory Apr 3, 2026

Sagefield Relative Value Offshore Fund Ltd Files SEC Document

Sagefield Relative Value Offshore Fund Ltd filed a document with the SEC on April 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 3, 2026

Sagefield Relative Value Offshore Fund Ltd Files Under SEC Section 3(c)(7)

Sagefield Relative Value Offshore Fund Ltd submitted a filing to the SEC on April 3, 2026, under Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 3, 2026

Acadian Fund Files Under Section 3(c)(7) of Investment Company Act

Acadian Enhanced Global All-Country Equity Fund, LLC submitted a filing related to Section 3(c)(7) on April 3, 2026, as per SEC EDGAR records.

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Regulatory Apr 3, 2026

East Rock Charitable Fund L.P. Files SEC Document for Section 3(c)(7)

East Rock Charitable Fund L.P. filed a document with the SEC on April 3, 2026, referencing Item 3C.7 of the Investment Company Act.

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Regulatory Apr 3, 2026

Hill City Capital Onshore Fund LP Files Under Section 3(c)(7)

Hill City Capital Onshore Fund LP submitted a filing to the SEC on April 3, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 3, 2026

Riparian Water Fund Delaware Feeder, LP Files SEC Document for Section 3(c)(7)

Riparian Water Fund Delaware Feeder, LP filed a SEC document on April 3, 2026, citing Section 3(c)(7) of the Investment Company Act.

Front view of the historic Barnstable County Courthouse with a prominent statue and flag.
Regulatory Apr 2, 2026

Apollo Fund Files SEC Document for Section 3(c)(7)

Apollo Multi Asset Credit Replacement Co-Investors (A), L.P. filed a SEC document on April 2, 2026, related to Item 3C of the Investment Company Act.

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Regulatory Apr 2, 2026

Apollo Multi Asset Credit Replacement Files SEC Form for Section 3(c)(7)

D/A - Apollo Multi Asset Credit Replacement (Offshore), Ltd. filed a SEC document on April 2, 2026, related to Item 3C.7 under the Investment Company Act Section 3(c)(7).

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Regulatory Apr 2, 2026

Vista Co-Invest Fund 2026-1 Files SEC Form Under Investment Company Act

D - Vista Co-Invest Fund 2026-1, L.P. filed a SEC form on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 2, 2026

Apollo Fund Files SEC Form for Section 3(c)(7) Exemption

Apollo Multi Asset Credit Replacement Co-Investors (A), L.P. filed a SEC document on April 2, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 2, 2026

Apollo Multi Asset Credit Replacement Files Under Section 3(c)(7)

D/A - Apollo Multi Asset Credit Replacement (Offshore), Ltd. filed a document with the SEC on April 2, 2026, citing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 2, 2026

Vista Co-Invest Fund 2026-1 Files SEC Document for Section 3(c)(7) Exemption

D - Vista Co-Invest Fund 2026-1, L.P. filed a 10 KB document with the SEC on April 2, 2026, related to Investment Company Act Section 3(c)(7).

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Fundraising Apr 2, 2026

Decibel Partners III Affiliates Files SEC Form D/A Amendment

Decibel Partners III Affiliates, LP filed a Form D/A on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.

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Regulatory Apr 2, 2026

Decibel Partners III, LP Files SEC Document for Investment Company Act

Decibel Partners III, LP filed a document with the SEC on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 2, 2026

Focused Investors Fund LP Files for Section 3(c)(7) Exemption

D/A - Focused Investors Fund LP submitted a filing on April 2, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 2, 2026

D/A - Focused Investors Fund L.P. Files SEC Document for Section 3(c)(7)

D/A - Focused Investors Fund L.P. filed a document with the SEC on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act.

Historic courthouse facade with statue and American flag in daylight.
Regulatory Apr 2, 2026

Decibel Partners III Affiliates LP Files SEC Amendment

Decibel Partners III Affiliates LP submitted an amendment filing to the SEC on April 2, 2026, related to the Investment Company Act.

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Regulatory Apr 2, 2026

Decibel Partners III, LP Files SEC Amendment

Decibel Partners III, LP submitted a definitive amendment filing to the SEC on April 2, 2026, related to Investment Company Act exemptions.

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Regulatory Apr 2, 2026

AQR Alternative Trends Offshore Fund II Ltd. Files SEC Document Under Section 3(c)(7)

AQR Alternative Trends Offshore Fund II Ltd. submitted a filing on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.

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