Regulatory Compliance
371 stories covering regulatory compliance — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Titan Masters Fund LP Files SEC Document on March 18, 2026
Titan Masters Fund LP submitted a filing to the SEC EDGAR system on March 18, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Deep Ventures Capital Fund I, LP Files SEC Notice Under Investment Company Act
Deep Ventures Capital Fund I, LP filed a notice with the SEC on March 18, 2026, regarding an exemption under Section 3(c)(1) of the Investment Company Act.
Lone Star Residential Mortgage Fund IV Files Under Section 3(c)(7)
Lone Star Residential Mortgage Fund IV, L.P. submitted a filing related to Section 3(c)(7) of the Investment Company Act on March 18, 2026.
Starship Ventures SPV XXII Files SEC Document
Starship Ventures Opportunities, LLC filed a SEC document on March 18, 2026, related to Investment Company Act Section 3(c)(1).
Starship Ventures SPV XXII Files Under Investment Company Act
Starship Ventures Opportunities, LLC filed a document on March 18, 2026, under Section 3(c)(1) of the Investment Company Act.
Fourth Sail Discovery Offshore Fund LP Files Under Section 3(c)(7)
Fourth Sail Discovery Offshore Fund LP submitted a SEC filing on March 18, 2026, related to Section 3(c)(7) of the Investment Company Act.
Synergy Asia Master Fund Files SEC Document on Section 3(c)(7)
Synergy Asia Master Fund submitted a SEC filing on March 18, 2026, related to Investment Company Act Section 3(c)(7).
Fourth Sail Discovery Offshore Fund LP Files SEC Document Under Section 3(c)(7)
Fourth Sail Discovery Offshore Fund LP filed a SEC document on March 18, 2026, related to Investment Company Act exemptions.
Ravenclaw Investment Vehicle Files for Investment Company Act Exemptions
Ravenclaw Investment Vehicle, L.P. submitted a SEC filing on March 17, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
CIM Opportunity Zone Fund Files SEC Document on March 17, 2026
CIM Opportunity Zone Fund, L.P. filed a SEC document on March 17, 2026, related to Investment Company Act Section 3(c)(5).
RMWC Real Estate Lending Fund V Files Under Section 3(c)(7)
RMWC Real Estate Lending Fund V - Hybrid Evergreen, LP filed a SEC document on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
SRPMIC Mercer Private Investments LP Files SEC Document Under Section 3(c)(7)
SRPMIC Mercer Private Investments LP filed a SEC document on March 17, 2026, related to Investment Company Act Section 3(c)(7), as per the official records.
Hudson Single-Family Rental Fund L.P. Files Under Section 3(c)(7)
Hudson Single-Family Rental Fund L.P. filed a SEC EDGAR document on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
SRPMIC Mercer Private Investments Files SEC Notice Under Section 3(c)(7)
SRPMIC Mercer Private Investments, LP filed a SEC document on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
Fogline Ventures Gatik Series D SPV Files SEC Exemption Under Investment Company Act
Fogline Ventures Gatik Series D SPV, a series of CGF2021 LLC, filed for an exemption under Section 3(c)(1) on March 17, 2026, as per SEC EDGAR records.
Edgelight Investments Fund Files Under Investment Company Act Section 3(c)(1)
Edgelight Investments Fund, L.P. submitted a filing under Section 3(c)(1) on March 16, 2026, as per SEC EDGAR records.
Hustle Fund IV, L.P. Files Under Investment Company Act Section 3(c)(7)
Hustle Fund IV, L.P. submitted a filing to SEC EDGAR on March 16, 2026, related to Section 3(c)(7) of the Investment Company Act.
Permanens Partners Fund L.P. Files Under Investment Company Act Section 3(c)(1)
Permanens Partners Fund L.P. filed a document under Section 3(c)(1) on March 16, 2026, as per SEC EDGAR records.
AQR Adaptive Equities Fund Files SEC Document on Section 3(c)(7)
AQR Adaptive Equities Offshore Alphaport Fund Ltd. filed a SEC EDGAR document on March 16, 2026, related to Investment Company Act Section 3(c)(7).
AQR Adaptive Equities Offshore Alphaport Fund Files SEC Document Under Section 3(c)(7)
AQR Adaptive Equities Offshore Alphaport Fund Ltd. filed a document with the SEC on March 16, 2026, related to Section 3(c)(7) of the Investment Company Act.
BEDROCK TECH FUND LLC Files SEC Document for Investment Company Act
BEDROCK TECH FUND LLC filed a document with the SEC on March 16, 2026, under Item 3C.1 for Section 3(c)(1) of the Investment Company Act.
BEDROCK TECH FUND LLC Files SEC Document on Investment Company Act
BEDROCK TECH FUND LLC submitted a SEC filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.
Giant Step Capital Specials, LP Files Under Investment Company Act Section 3(c)(1)
Giant Step Capital Specials, LP filed a document on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Giant Step Capital Specials, LP Series Files SEC Notice Under Section 3(c)(1)
Giant Step Capital Specials, LP filed a notice for its BlueDot x Varanium series under Section 3(c)(1) of the Investment Company Act on March 16, 2026, according to SEC EDGAR.
E Squared Investment Fund Files Under Section 3(c)(1)
E Squared Investment Fund, LLC filed a document with SEC EDGAR on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Zelda Ventures SPV 1, LLC Files SEC Notice for Investment Exemption
Zelda Ventures SPV 1, LLC filed a notice with the SEC on March 13, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
D - Bodney Fund I LP Files Under SEC Section 3(c)(7)
D - Bodney Fund I LP submitted a filing to the SEC on March 13, 2026, related to Investment Company Act Section 3(c)(7).
Horizon Credit Opportunities Offshore Fund Files SEC Document
Horizon Credit Opportunities Offshore Fund Ltd filed a SEC document on March 13, 2026, related to Investment Company Act Section 3(c)(1).
Bodney Fund I LP Files SEC Document Under Investment Company Act Section 3(c)(7)
D - Bodney Fund I LP submitted a filing to the SEC on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Horizon Credit Opportunities Offshore Fund Files Under Investment Company Act
Horizon Credit Opportunities Offshore Fund Ltd filed a document under Section 3(c)(1) on March 13, 2026, as per SEC EDGAR records.
Hawkeye Partners, LP Files SEC Document on March 13, 2026
Hawkeye Partners, LP submitted a filing to the SEC on March 13, 2026, according to official records.
Investment Solutions Real Estate 2023 Access Fund LP Files SEC Document Under Section 3(c)(7)
Investment Solutions Real Estate 2023 Access Fund LP filed a document on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
Shaw Park Private Markets 2025 Onshore Fund L.P. Files SEC Document
Shaw Park Private Markets 2025 Onshore Fund L.P. filed a document with the SEC on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Domain Evergreen Onshore Fund, LP Files SEC Document
Domain Evergreen Onshore Fund, LP, with CIK 2060665, submitted a filing to the SEC on March 13, 2026.
Investment Solutions Real Estate 2023 Access Fund LP Files Under Section 3(c)(7)
Investment Solutions Real Estate 2023 Access Fund LP filed a document with the SEC on March 13, 2026, related to Investment Company Act Section 3(c)(7).
kWantix Trading Fund I, LP Files for Section 3(c)(1) Exemption
kWantix Trading Fund I, LP submitted a filing for an exemption under Section 3(c)(1) of the Investment Company Act on March 13, 2026, as reported by SEC EDGAR.
Shaw Park Private Markets 2025 Onshore Fund Files SEC Form for Section 3(c)(7)
Shaw Park Private Markets 2025 Onshore Fund L.P. filed a SEC document on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
A&Q Alternative Yield Fund Files Under Section 3(c)(7)
D/A - A&Q Alternative Yield Fund Ltd submitted a SEC filing on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Hiive SpaceX Opp Fund LLC Files Under Section 3(c)(7)
D - Hiive SpaceX Opp Fund LLC filed a document with the SEC on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Silverback Opportunistic Credit Fund Files Under Section 3(c)(7)
Silverback Opportunistic Credit Fund Ltd. submitted a SEC filing on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Altum Credit Fund Files SEC Notice for Section 3(c)(7) Exemption
Altum Credit Fund, L.P. submitted a SEC filing on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Discovery Global Opportunity Partners Files SEC Document on Section 3(c)(7)
Discovery Global Opportunity Partners, L.P. submitted a filing to the SEC on March 13, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
Silvercrest Insurance Fund LP Files SEC Document for Section 3(c)(7)
D - TALSON - SILVERCREST INSURANCE FUND, LP filed a SEC document on March 13, 2026, related to Item 3C.7 under the Investment Company Act.
Pabrai Investment Fund 3 Files Under Investment Company Act Section 3(c)(1)
Pabrai Investment Fund 3, Ltd. submitted a SEC filing on March 12, 2026, citing Section 3(c)(1) of the Investment Company Act.
D - RP 200 N HOLDINGS, LLC Files SEC Document on Investment Company Act
D - RP 200 N HOLDINGS, LLC filed a SEC document on March 12, 2026, referencing Section 3(c) of the Investment Company Act.
ICONIQ Strategic Partners VII Co-Invest Files SEC Exemption Under Section 3(c)(7)
ICONIQ Strategic Partners VII Co-Invest, L.P. (Series Q) filed a notice with the SEC on March 12, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Prototype Fund I LP Files SEC Document Under Investment Company Act
D - Prototype Fund I LP filed a document with the SEC on March 12, 2026, citing Section 3(c)(1) of the Investment Company Act.
Griffin Capital Development Partners Fund III Files SEC Form for Investment Company Act
Griffin Capital Development Partners Fund III, L.P. filed a SEC form on March 12, 2026, citing Section 3(c)(5) of the Investment Company Act, according to SEC EDGAR records.
Prototype Fund I LP Files Under Investment Company Act Section 3(c)(1)
D - Prototype Fund I LP submitted a SEC filing on March 12, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.
K5 Tech Fund II, LP - Series 203 Files Under Section 3(c)(7)
On March 12, 2026, K5 Tech Fund II, LP - Series 203 filed a document with the SEC under Item 3C for Section 3(c)(7) of the Investment Company Act.
