Regulatory filing
31 stories covering regulatory filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Harraden Circle Strategic Investments, LP files D/A on SEC EDGAR citing 3(c)(1)
Harraden Circle Strategic Investments, LP filed a D/A on Sept. 22, 2026, with Item 3C indicating reliance on Investment Company Act Section 3(c)(1).
MCE Social Capital files D/A on SEC EDGAR dated Sept. 17, 2026
MCE Social Capital filed a D/A amendment on Sept. 17, 2026, according to an SEC EDGAR index listing.
ARMRA Capital Partners Growth-A, LP files Form D under 3(c)(1) exemption
ARMRA Capital Partners Growth-A, LP filed a Form D on Sept. 11, 2026, indicating reliance on the Investment Company Act Section 3(c)(1) exemption.
Redemption MRE Income Fund LLC files D/A on SEC EDGAR
Redemption MRE Income Fund LLC filed a D/A on September 11, 2026, according to an SEC EDGAR filing.
Twin Lake Total Return Partners QP L.P. files D/A on SEC EDGAR
Twin Lake Total Return Partners QP L.P. (CIK 0001263633) filed a D/A on 2026-09-11 under AccNo 0001263633-26-000002, per SEC EDGAR.
PHB Capital Fund, LLC files Form D with the SEC
PHB Capital Fund, LLC filed a Form D notice on September 10, 2026, according to an SEC EDGAR index page.
G Vision Capital S Fund VIII, LLC files SEC EDGAR notice citing 3(c)(1) exemption
SEC EDGAR shows a 2026-09-10 filing by G Vision Capital S Fund VIII, LLC referencing Investment Company Act Section 3(c)(1).
Lux Ventures VIII-A, L.P. files Form D with SEC indicating 3(c)(7) exemption
Lux Ventures VIII-A, L.P. filed a Form D on Sept. 10, 2026, with the SEC, indicating reliance on the Investment Company Act Section 3(c)(7) exemption.
Orela Fund LP files SEC Form D/A citing Investment Company Act Section 3(c)(1)
Orela Fund LP filed a Form D/A on Sept. 9, 2026, indicating an Investment Company Act 3(c)(1) exemption on SEC EDGAR.
Constitution Capital Offshore Feeder Fund, SPC files amended Schedule D on EDGAR
Constitution Capital Offshore Feeder Fund, SPC filed an amended Schedule D on EDGAR on 2026-09-08 under accession 0002079998-26-000002.
Crosby Street Fund, L.P. files amended Form D/A citing 3(c)(1) exemption
Crosby Street Fund, L.P. filed a Form D/A on Sept. 8, 2026 on SEC EDGAR, indicating reliance on the Investment Company Act Section 3(c)(1) exemption.
Univest Opportunities Fund LLC, Series I Everline files 3(c)(1) notice on SEC EDGAR
Univest Opportunities Fund LLC, Series I Everline filed a notice on 2026-09-08 indicating reliance on Investment Company Act Section 3(c)(1), according to SEC EDGAR.
Tru Arrow Technology Partners CIV XIII, LP files Form D on SEC EDGAR
Tru Arrow Technology Partners CIV XIII, LP filed a Form D on 2026-09-08, listing an Investment Company Act exemption under Section 3(c)(1).
Civitas Partners Fund I, LLC files Form D with SEC
Civitas Partners Fund I, LLC filed a Form D notice on Sept. 8, 2026, according to an SEC EDGAR filing index.
RGP Income Fund II, LP files amended Form D on SEC EDGAR
RGP Income Fund II, LP filed an amended Form D (D/A) on Sept. 8, 2026, according to SEC EDGAR.
Juniper Fund Cayman, LLC files D/A on SEC EDGAR citing Investment Company Act 3(c)(1)
Juniper Fund Cayman, LLC filed a D/A on 2026-09-04 with SEC EDGAR under accession number 0001936929-26-000003, citing Investment Company Act Section 3(c)(1).
Extract Capital LP files amended Form D/A citing 3(c)(7) exemption
Extract Capital LP filed a Form D/A on Sept. 4, 2026 that references Investment Company Act Section 3(c)(7), according to SEC EDGAR.
Acadian All Country World Managed Volatility Equity Fund files D/A under 3(c)(7)
Acadian All Country World Managed Volatility Equity Fund, LLC filed a D/A on Sept. 3, 2026 with SEC EDGAR, listing Investment Company Act Section 3(c)(7) in Item 3C.7.
Acadian International Equity Fund, LLC files Form D/A under 3(c)(1) exemption
Acadian International Equity Fund, LLC filed a Form D/A on Sept. 3, 2026, indicating reliance on the Investment Company Act Section 3(c)(1) exemption.
Hustle Fund Angel Squad Verticals, LP Files SEC Form for Section 3(c)(1)
D - AN-0403 Fund I, a series of Hustle Fund Angel Squad Verticals, LP, filed a SEC EDGAR document on May 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Mason/Avant Infrastructure Fund LLC Files SEC Document
D - Mason/Avant Infrastructure Fund LLC submitted a filing to the SEC on May 14, 2026, according to EDGAR records.
Cultivate Capital Focus Fund Files SEC Document
D - cultivate(MD) Capital Focus Fund, L.P. submitted a filing to the SEC on May 14, 2026, with details available in EDGAR records.
Alpaca Real Estate Fund LP Files SEC Document on May 12, 2026
Alpaca Real Estate Fund LP submitted a filing to the SEC on May 12, 2026, as recorded in the EDGAR database.
Veteran-HA-0407 Fund I Files SEC Document Under Investment Company Act
Veteran-HA-0407 Fund I, a series of Platform Funds 2026, LP, filed a SEC document on May 12, 2026, related to Section 3(c)(1) of the Investment Company Act.
HVP Opportunities Fund Files Under SEC Investment Company Act Section 3(c)(1)
HVP Opportunities Fund, LP filed a document with the SEC on May 11, 2026, citing Section 3(c)(1) of the Investment Company Act.
Shah Capital Opportunity Fund LP Files for Investment Company Act Exemptions
Shah Capital Opportunity Fund LP filed a document on May 8, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act, as per SEC EDGAR.
SEC Filing for D - 451-455 South Galvez Qualified Opportunity Fund, LLC
D - 451-455 South Galvez Qualified Opportunity Fund, LLC filed a document with SEC EDGAR on May 5, 2026.
Cache Exchange Fund - Bedrock, LLC Files Under Section 3(c)(7)
Cache Exchange Fund - Bedrock, LLC submitted a SEC filing on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Genesis New Ventures, LLC Files SEC Document on April 30, 2026
Genesis New Ventures, LLC submitted a filing to the SEC on April 30, 2026, as documented in the EDGAR database.
Equitybee cFund Series Files Under Investment Company Act Section 3(c)(1)
D - Equitybee 22-62267, a series of Equitybee cFund Master LLC, filed a SEC document on April 28, 2026, citing Section 3(c)(1) of the Investment Company Act.
Bentkey Ventures, LLC Files with SEC on April 23, 2026
Bentkey Ventures, LLC submitted a filing to the SEC on April 23, 2026, with details available in EDGAR records.
