Investment Company Act
920 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Janchor Partners Pan-Asian U.S. Feeder Fund Files SEC Document
Janchor Partners Pan-Asian U.S. Feeder Fund submitted a filing to the SEC on March 23, 2026, related to Investment Company Act Section 3(c)(7).
Windfield Growth Fund LLC Files SEC Document for Section 3(c)(1) Exemption
Windfield Growth Fund LLC submitted a SEC filing on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act.
Ghisallo Credit Opportunity Partners LP Files SEC Document for Section 3(c)(7)
Ghisallo Credit Opportunity Partners LP submitted a filing to the SEC on March 20, 2026, citing Investment Company Act Section 3(c)(7).
GC Venture XII (A-III), L.P. Files for Investment Company Act Exemption
D - GC Venture XII (A-III), L.P. submitted a filing on March 20, 2026, under Section 3(c)(7) of the Investment Company Act, as recorded in SEC EDGAR documents.
GC Venture XII (A-III), L.P. Files SEC Document Under Section 3(c)(7)
On March 20, 2026, GC Venture XII (A-III), L.P. submitted a filing to the SEC related to Item 3C.7 of the Investment Company Act.
Ghisallo Credit Opportunity Partners LP Files Under Section 3(c)(7)
Ghisallo Credit Opportunity Partners LP submitted a SEC filing on March 20, 2026, related to Investment Company Act exemptions.
IC Hedge Fund Series Files for Section 3(c)(1) Exemption
IC Hedge Fund Series, L.P. - Series Tiger Global 1 Interests filed a SEC form on March 20, 2026, citing Section 3(c)(1) of the Investment Company Act.
IC Hedge Fund Series Files Under Investment Company Act Section 3(c)(1)
IC Hedge Fund Series, L.P. - Series Tiger Global 1 Interests filed a document with the SEC on March 20, 2026, citing Section 3(c)(1) of the Investment Company Act.
AG Net Lease Realty Fund V-B Files SEC Document Referencing Section 3(c)(7)
On March 20, 2026, AG Net Lease Realty Fund V-B, L.P. filed a SEC EDGAR document that includes Item 3C and Item 3C.7 related to the Investment Company Act.
Forge Investments Files SEC Document for Fund FG-WIL
Forge Investments filed a SEC document for Fund FG-WIL, a series of their investments, on March 20, 2026, citing Section 3(c)(7) of the Investment Company Act.
MVP Diversification Fund Files Under Investment Company Act Section 3(c)(5)
D - MVP Diversification Fund, LLC filed a document with the SEC on March 20, 2026, related to Section 3(c)(5) of the Investment Company Act.
AG Net Lease Realty Fund V-B Files Under Section 3(c)(7)
AG Net Lease Realty Fund V-B, L.P. filed a SEC document on March 20, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
Forge Investments Files SEC Document for Fund FG-WIL Series
Forge Investments submitted a filing for Fund FG-WIL, a series of their funds, under Section 3(c)(7) of the Investment Company Act on March 20, 2026.
MVP Diversification Fund LLC Files SEC Document on Investment Company Act
D - MVP Diversification Fund LLC submitted a filing to the SEC on March 20, 2026, related to Section 3(c)(5) of the Investment Company Act.
FFL VI Rome Co-Investment Fund Files SEC Form for Section 3(c)(7)
D - FFL VI Rome Co-Investment Fund, L.P. filed a SEC document on March 20, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
FFL VI Rome Co-Investment Fund Files SEC Section 3(c)(7) Notice
D - FFL VI Rome Co-Investment Fund, L.P. filed a notice under Section 3(c)(7) of the Investment Company Act on March 20, 2026, as per SEC EDGAR records.
FFL VI Rome Co-Investment Parallel Fund Files Under Section 3(c)(7)
D - FFL VI Rome Co-Investment Parallel Fund, L.P. filed a document with the SEC on March 20, 2026, citing Investment Company Act Section 3(c) and 3(c)(7).
Greenbelt Capital Partners Phoenix L.P. Files SEC Notice for Investment Company Act Exemptions
Greenbelt Capital Partners Phoenix L.P. submitted a SEC filing on March 20, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Invesco Fixed Income Trust Files SEC Document Referencing Investment Company Act Sections
Invesco Fixed Income Trust filed a SEC EDGAR document on March 20, 2026, detailing reliance on specific sections of the Investment Company Act.
Invesco Short-Term Investment Fund Files SEC Document on Investment Act
Invesco Fixed Income Trust filed a SEC EDGAR document on March 20, 2026, referencing sections of the Investment Company Act.
PPB Capital Dynamics Fund Files SEC Form D Amendment
PPB Capital Dynamics Mid-Market Direct VI Access Fund LP filed an SEC Form D amendment on March 20, 2026, citing Section 3(c)(7).
PPB Capital Dynamics Fund LP Files SEC Exemption Under Section 3(c)(7)
PPB Capital Dynamics Mid-Market Direct VI Access Fund LP submitted a filing to the SEC on March 20, 2026, related to an exemption under the Investment Company Act.
TRC Optimum Fund LLC Files SEC Document Referencing Section 3(c)(1)
TRC Optimum Fund LLC submitted a SEC filing on March 20, 2026, citing Item 3C and Section 3(c)(1) of the Investment Company Act.
TRC Optimum Fund LLC Files Under Investment Company Act Section 3(c)(1)
TRC Optimum Fund LLC filed a document on March 20, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Carrhae Capital Long Fund LP Files Under Section 3(c)(7)
Carrhae Capital Long Fund LP submitted a SEC filing on March 20, 2026, related to Section 3(c)(7) of the Investment Company Act.
Ceiba Digital Assets LP Files Under Investment Company Act Section 3(c)(1)
Ceiba Digital Assets LP submitted a filing on March 20, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
INCA Latin American Offshore Fund Files SEC Document Under Section 3(c)(7)
INCA Latin American Offshore Fund, Ltd. submitted a SEC filing on March 20, 2026, related to Investment Company Act Section 3(c)(7).
INCA Latin American Offshore Fund Files Under Section 3(c)(7)
INCA Latin American Offshore Fund Ltd. filed a document with the SEC on March 20, 2026, citing Section 3(c)(7) of the Investment Company Act.
RREEF Core Plus Residential Fund LP Files SEC Document on Investment Company Act
RREEF Core Plus Residential Fund LP filed a document with the SEC on March 20, 2026, related to Section 3(c)(5) of the Investment Company Act.
RREEF Core Plus Residential Fund LP Files SEC Notice Under Section 3(c)(5)
RREEF Core Plus Residential Fund LP filed a regulatory notice with the SEC on March 20, 2026, referencing Section 3(c)(5) of the Investment Company Act.
Carrhae Capital Long Master Fund Files Section 3(c)(7) Exemption
Carrhae Capital Long Master Fund Ltd filed a document under Section 3(c)(7) of the Investment Company Act on March 20, 2026, as reported in SEC EDGAR filings.
EquityZen Growth Technology Fund LLC Files SEC Document on Investment Company Act
EquityZen Growth Technology Fund LLC - Series 2257 filed a document with the SEC on March 20, 2026, related to Section 3(c)(1) of the Investment Company Act.
DA-0202 Fund II Files Under Investment Company Act Section 3(c)(1)
D - DA-0202 Fund II, a series of Roll Up Vehicles, LP, filed a document with SEC EDGAR on March 20, 2026, citing Section 3(c)(1) of the Investment Company Act.
Verdis Hedged Strategies Fund Files Under Section 3(c)(7)
Verdis Hedged Strategies Fund, L.P. filed a document with the SEC on March 20, 2026, citing Section 3(c)(7) of the Investment Company Act.
Verdis Opportunistic Global Equity Partners Files SEC Document on Investment Company Act
Verdis Opportunistic Global Equity Partners, L.P. filed a document with the SEC on March 20, 2026, related to Section 3(c)(7) of the Investment Company Act.
Blue Owl Real Estate Fund Files Under Investment Company Act Section 3(c)(7)
Blue Owl Real Estate Net Lease Property Fund (B) LP filed a SEC document on March 19, 2026, citing Section 3(c)(7) of the Investment Company Act.
Socratic Eridu Holdings LLC Files SEC Form for Investment Company Act Exemption
D - Socratic Eridu Holdings LLC filed a SEC document on March 19, 2026, citing Investment Company Act Section 3(c) and Section 3(c)(7).
WTW Global Equity Focus Fund Files Under Investment Company Act Section 3(c)(7)
WTW Global Equity Focus Fund, LLC filed a form with SEC EDGAR on March 19, 2026, citing Section 3(c)(7) of the Investment Company Act.
400 Capital Merchant Street Fund LP Files Section 3(c)(7) Exemption
400 Capital Merchant Street Fund LP submitted a filing under Section 3(c)(7) of the Investment Company Act on March 19, 2026, according to SEC EDGAR.
Triple Private Equity Fund I CIV SCSp Files Under Section 3(c)(7)
Triple Private Equity Fund I CIV SCSp submitted a filing related to the Investment Company Act Section 3(c)(7) on March 19, 2026, according to SEC EDGAR.
WTW Diversified Credit Fund Files Under Section 3(c)(7)
D - WTW Diversified Credit Fund, L.P. filed a document with the SEC on March 19, 2026, related to Investment Company Act Section 3(c)(7).
WTW Real Assets Fund Files Section 3(c)(7) Exemption
WTW Real Assets Fund, L.P. submitted a filing under Section 3(c)(7) of the Investment Company Act on March 19, 2026, as per SEC EDGAR records.
400 Capital Merchant Street Fund LP Files SEC Document on Section 3(c)(7)
D - 400 Capital Merchant Street Fund LP filed a SEC document on March 19, 2026, related to Section 3(c)(7) of the Investment Company Act.
Triple Private Equity Fund I CIV SCSp Files for Section 3(c)(7) Exemption
Triple Private Equity Fund I CIV SCSp filed a notice with the SEC on March 19, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
WTW Diversified Credit Fund L.P. Files SEC Document for Section 3(c)(7)
D - WTW Diversified Credit Fund, L.P. filed a SEC document on March 19, 2026, related to Section 3(c)(7) of the Investment Company Act.
WTW Real Assets Fund Files Under Section 3(c)(7)
WTW Real Assets Fund, L.P. submitted a filing on March 19, 2026, related to Section 3(c)(7) of the Investment Company Act.
AIR U.S. Life Fund V, LP Files SEC Document Under Investment Company Act
On March 19, 2026, AIR U.S. Life Fund V, LP submitted a filing to the SEC under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
CFPE Partners X, L.P. Files SEC Document on Investment Company Act
CFPE Partners X, L.P. filed a SEC document on March 19, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Primordial Ventures Fund I Files for Section 3(c)(1) Exemption
D - Primordial Ventures Fund I, LP filed an SEC document on March 19, 2026, citing Section 3(c)(1) of the Investment Company Act.
AIR U.S. Life Fund V, LP Files SEC Form D/A on March 19, 2026
AIR U.S. Life Fund V, LP submitted a Form D/A filing to the SEC on March 19, 2026, referencing Investment Company Act Section 3(c)(7).
