Exempt Offering
30 stories covering exempt offering — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Washington Area Community Investment Fund Files Rule 504 Notice
Washington Area Community Investment Fund, Inc. submitted a 6 KB SEC filing on August 12, 2026, referencing Item 04 under Rule 504(b)(1).
Washington Capital Management Files SEC Notice Under Rule 504
Washington Capital Management, Inc. submitted a Form D notice to the SEC on July 27, 2026, citing Rule 504(b)(1).
Point Reyes Partners, LLC Files Form D With SEC
Point Reyes Partners, LLC submitted a Form D filing to the SEC on July 27, 2026, according to SEC EDGAR records.
Grant Park Ventures Funds LLC Files Form D for Series 16
Grant Park Ventures Funds LLC submitted a Form D filing for Series 16 to the SEC on July 21, 2026.
Interregnum Capital Fund, LP Files SEC Notice
Interregnum Capital Fund, LP submitted a filing to the SEC on July 20, 2026 under Investment Company Act Section 3(c)(1).
Willow Tree Evergreen Fund Files D/A Amendment on July 17 2026
Willow Tree Evergreen Fund LP submitted a D/A filing on July 17 2026 claiming exemption under Investment Company Act Section 3(c)(7).
Willow Tree Evergreen Fund Files D/A on July 17 2026
Willow Tree Evergreen Fund LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
Polis Strategies Fund LLC Files Form D for Series 4
Polis Strategies Fund LLC - Series 4 submitted a Form D filing with the SEC on July 17, 2026.
Pivot Holdings III LLC Files Form D on SEC EDGAR
Pivot Holdings III LLC submitted a Form D filing to the SEC on July 13, 2026.
Envision Technology Holdings Files Form D on SEC EDGAR
Envision Technology Holdings, LLC submitted a Form D filing to the SEC on July 13, 2026 according to SEC EDGAR.
Clifton First Onshore Fund LP Files D/A With SEC
Clifton First Onshore Fund LP submitted a D/A filing on July 9, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Davidovs Venture Capital Files Form D for E4 QP
Davidovs Venture Capital, LP - E4 QP submitted a Form D notice with the SEC on July 7, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Accolade Blockchain Access Fund II Files Form D/A Amendment
Accolade Blockchain Access Fund II, L.P. submitted a Form D/A filing on July 6, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Triangle Tweener Fund QP, LP Files Form D on 2026-07-06
Triangle Tweener Fund QP, LP - E3 submitted a Form D notice claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Waterview Apts Partners, LLC Files Form D on June 12, 2026
Waterview Apts Partners, LLC submitted a Form D filing to the SEC on June 12, 2026, according to EDGAR records.
Journey Storage Ventures 01, LLC Files With SEC
Journey Storage Ventures 01, LLC submitted a filing to the SEC on June 5, 2026 according to SEC EDGAR.
Ozark Resort Capital, LLC Files Form D on June 4, 2026
Ozark Resort Capital, LLC submitted a Form D filing to the SEC on June 4, 2026, according to SEC EDGAR records.
Apex Tech Growth Partners II Files With SEC
Apex Tech Growth Partners II, LLC submitted a Form D filing to the SEC on June 2, 2026.
Atreides Foundation Fund Files Amended Form D on May 29 2026
Atreides Foundation Fund LP submitted a Form D/A amendment citing Section 3(c)(7) of the Investment Company Act.
Moxi by Play Money Series Files Form D Notice
Moxi by Play Money a Series of Clutch Capital LLC filed a Form D notice citing Section 3(c)(1) on May 22, 2026.
Imagen Dental Partners Files Form D With SEC
Imagen Dental Partners, LLC submitted a Form D notice of exempt securities offering to the SEC on May 21, 2026.
General Industrial Onshore Fund L.P. Files SEC Notice Under 3(c)(7)
General Industrial Onshore Fund L.P. submitted a filing to the SEC on May 15, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Barrel Ventures III-A LP Files Form D on May 15 2026
Barrel Ventures III-A LP submitted a Form D filing to the SEC on May 15 2026 claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Barrel Ventures III LP Files Form D With SEC
Barrel Ventures III LP submits Form D notice for exempt offering claiming Investment Company Act sections 3(c)(1) and 3(c)(7).
Canton Strategic Holdings Files Form D with SEC
Canton Strategic Holdings, Inc. submitted a Form D filing to the SEC on April 15, 2026, for an exempt securities offering in the pharmaceutical sector.
Northstar Venture Capital LLC Files Form D for Series 36
Northstar Venture Capital LLC filed a Form D on April 7, 2026, for Northstar VC Series 36, citing Section 3(c)(1) of the Investment Company Act.
Crow Holdings Realty Partners XI-B Files Form D for Exempt Offering
Crow Holdings Realty Partners XI-B, L.P. filed a Form D on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
North Haven Private Income Fund A LLC Files Form D/A with SEC
North Haven Private Income Fund A LLC submitted a Form D/A filing to the SEC on April 1, 2026, as documented in SEC EDGAR records.
Argonaut Private Equity Fund VI-A, LP Files SEC Form D
Argonaut Private Equity Fund VI-A, LP filed a Form D with the SEC on March 26, 2026, citing exemptions under the Investment Company Act.
Shakti Venture Capital Gatik, LLC Files Form D for Exempt Offering
Shakti Venture Capital Gatik, LLC submitted a Form D filing to the SEC on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
