SEC filing
52 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Catalio Genesis Fund X, LLC Files Under Investment Company Act Sections
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files SEC Document on Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing to the SEC on April 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Catalio Access Fund IX, LLC Files SEC Form D for Exemptions
Catalio Access Fund IX, LLC submitted a Form D filing to the SEC on April 24, 2026, claiming exemptions under the Investment Company Act.
Catalio Access Fund VIII LLC Files Under Investment Company Act Sections
Catalio Access Fund VIII LLC submitted a filing electing exemptions under Sections 3(c)(1) and 3(c)(7) on April 24, 2026, according to SEC EDGAR.
Catalio Access Fund X, LLC Files SEC Document on Investment Exemptions
Catalio Access Fund X, LLC filed a SEC EDGAR document on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX LLC Files SEC Exemption Notice
Catalio Access Fund IX LLC filed a notice with the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files SEC Exemptions Under Investment Company Act
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII Files for Investment Company Act Exemptions
Catalio Access Fund VIII, LLC filed an SEC form on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files for Investment Company Act Exemptions
Catalio Access Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX, LLC Files for Investment Company Act Exemptions
Catalio Access Fund IX, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII LLC Files SEC Notice for Investment Exemptions
Catalio Access Fund VIII LLC submitted a filing to SEC EDGAR on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files SEC Document Under Investment Company Act
Catalio Access Fund X, LLC submitted a filing to the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Hill of Ares Fund I Files SEC Form D for Section 3(c)(7) Exemption
Embedding Funds LLC's Hill of Ares Fund I filed a Form D on April 24, 2026, citing Section 3(c)(7) of the Investment Company Act.
NISA Global Equity Alpha Extension Offshore Fund Files SEC Document
D - NISA Global Equity Alpha Extension Offshore Fund Ltd filed a document under Section 3(c)(7) on April 24, 2026, according to SEC EDGAR.
Hill of Ares Fund I Files for Section 3(c)(7) Exemption
D - Hill of Ares Fund I, a series of Embedding Funds LLC, filed a SEC EDGAR document on April 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
NISA Global Equity Alpha Extension Offshore Fund Files Section 3(c)(7) Exemption
D - NISA Global Equity Alpha Extension Offshore Fund Ltd filed for an exemption under Section 3(c)(7) of the Investment Company Act on April 24, 2026, according to SEC EDGAR.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Saluda Grade Income Fund LP Files SEC Document Under Section 3(c)(7)
Saluda Grade Income Fund LP filed a document on April 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
LGIMA Long Duration Fund Files SEC Document for Section 3(c)(7)
LGIMA Long Duration US Government/Credit Fund, LLC filed a document with the SEC on April 24, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
Bridgewater Pure Alpha Fund V Files SEC Document Under Section 3(c)(7)
Bridgewater Pure Alpha Fund V, Ltd. filed a document with the SEC on April 24, 2026, citing Section 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files for Investment Company Act Exemptions
Catalio Genesis Fund X, LLC submitted a filing to SEC EDGAR on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
SKK Ventures LLC Files SEC Document for Section 3(c)(1)
SKK Ventures LLC, with CIK 1625087, filed a SEC EDGAR document on April 24, 2026, including Item 3C for Investment Company Act Section 3(c)(1).
Saluda Grade Income Fund LP Files SEC Document for Section 3(c)(7) Exemption
Saluda Grade Income Fund LP filed a SEC document on April 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
SKK Ventures LLC Files Under Investment Company Act Section 3(c)(1)
SKK Ventures LLC filed a document under Section 3(c)(1) of the Investment Company Act on April 24, 2026, according to SEC EDGAR.
LGIMA Fund Files for Section 3(c)(7) Exemption
LGIMA Long Duration US Government/Credit Fund, LLC filed a SEC document on April 24, 2026, under Investment Company Act Section 3(c)(7).
Prometheus Fund A, L.P. Files for Section 3(c)(1) Exemption
Prometheus Fund A, L.P. submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Daybreak Ventures Opportunities 2, LLC Files for Investment Company Act Exemptions
Daybreak Ventures Opportunities 2, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Vestal Point Partners Files Under Section 3(c)(7)
Vestal Point Partners, LP submitted a SEC filing on April 24, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Vestal Point Offshore Fund Files Section 3(c)(7) Exemption
Vestal Point Offshore Fund Ltd., with CIK 1974889, filed a document under the Investment Company Act Section 3(c)(7) on April 24, 2026, according to SEC EDGAR.
KSL Capital Partners Credit Opportunities Fund V Offshore Feeder Files SEC Form D
KSL Capital Partners Credit Opportunities Fund V (Offshore) Feeder, L.P. filed a Form D on April 23, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Fullerton Partners Files SEC Document Under Investment Company Act Section 3(c)(1)
Fullerton Partners submitted a filing related to Section 3(c)(1) of the Investment Company Act on April 23, 2026, as reported by SEC EDGAR.
Crown Capital Fund II, LP Files for Section 3(c)(7) Exemption
Crown Capital Fund II, LP filed a document on April 23, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7), according to SEC EDGAR.
Auren Capital Partners LLC Files Under SEC Investment Company Act Section 3(c)(5)
Auren Capital Partners LLC submitted a SEC filing on April 23, 2026, related to Investment Company Act Section 3(c)(5), as reported in the EDGAR database.
Aventura Space Fund 1, LLC Files SEC Notice for Investment Company Act Exemption
Aventura Space Fund 1, LLC filed a notice with the SEC on April 23, 2026, citing Section 3(c)(7) of the Investment Company Act.
ProLoan Bond Fund Files for Investment Company Act Exemptions
D/A - ProLoan Bond Fund, LLC filed a SEC document on April 23, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Bloomfield Capital Income Fund V Files SEC Exemptions
Bloomfield Capital Income Fund V, LLC - Series E filed for exemptions under the Investment Company Act on April 23, 2026, according to SEC EDGAR.
Forge Investments Files for Section 3(c)(1) Exemption for Fund FG-MMB
Forge Investments, LLC submitted a SEC filing for its Fund FG-MMB under Investment Company Act Section 3(c)(1) on April 23, 2026.
Forge Investments, LLC Files SEC Document for Fund FG-MRS
Forge Investments, LLC submitted a SEC filing on April 23, 2026, for Fund FG-MRS, referencing Section 3(c)(1) of the Investment Company Act.
Forge Investments LLC Files SEC Document for Fund FG-MXY
Forge Investments LLC filed a document for Fund FG-MXY on April 23, 2026, referencing the Investment Company Act Section 3(c)(1), according to SEC EDGAR.
Forge Investments LLC Files for Fund FG-MRB Under Section 3(c)(1)
Forge Investments LLC submitted a regulatory filing for its Fund FG-MRB series on April 23, 2026, according to SEC EDGAR records.
D - 26SSC Co-Investment LP Files Under Investment Company Act
D - 26SSC Co-Investment Limited Partnership filed a SEC document on April 23, 2026, related to Section 3(c)(7).
D - Invito Opportunity Fund 2026, LP Files SEC Document
D - Invito Opportunity Fund 2026, LP submitted a filing to the SEC on April 23, 2026, as part of regulatory requirements for emerging fund managers.
Bentkey Ventures, LLC Files with SEC on April 23, 2026
Bentkey Ventures, LLC submitted a filing to the SEC on April 23, 2026, with details available in EDGAR records.
Anchorage Co-Investment Fund VII Files SEC Document for Section 3(c)(7)
Anchorage Co-Investment Fund VII, L.P. filed a SEC EDGAR document on April 23, 2026, related to Section 3(c)(7) of the Investment Company Act.
StartEngine Private Funds LLC Files SEC Document for D - Series 12-1
StartEngine Private Funds LLC submitted a regulatory filing for D - Series 12-1 on April 23, 2026, as recorded in SEC EDGAR.
AE Co-Investment Partners Fund III-RD Files for Investment Company Act Exemptions
D - AE Co-Investment Partners Fund III-RD, LP filed a SEC form on April 23, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
RCM Construction MBS Opportunities Fund Files Under Section 3(c)(7)
RCM Construction MBS Opportunities Fund, L.P. filed a document with the SEC on April 23, 2026, under Item 3C.7 of the Investment Company Act.
Anchorage Co-Investment Offshore Fund VIII Files Section 3(c)(7) Exemption
Anchorage Co-Investment Offshore Fund VIII, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on April 23, 2026, as per SEC records.
Civic Housing Solutions Fund I LLC Files with SEC on April 23, 2026
D - Civic Housing Solutions Fund I LLC submitted a filing to the SEC on April 23, 2026, according to EDGAR records.
Kickstart Seed Fund VII Files SEC Document Under Investment Company Act
Kickstart Seed Fund VII, L.P. filed a SEC document on April 23, 2026, citing Section 3(c)(1) of the Investment Company Act.
