Riverside Ventures LP Submits SEC Filing
Riverside Ventures, LP, identified as the filer for D - KA-0408 Fund III, a series of the firm, submitted a filing on May 15, 2026, under Item 3C of the SEC EDGAR system, specifically citing Section 3(c)(1) of the Investment Company Act. The filing, with accession number 0002130426-26-000001, was made by the entity associated with CIK 2130426, according to SEC EDGAR.
Details of the Filing
The document is titled “D - KA-0408 Fund III, a series of Riverside Ventures, LP” and was filed as a 7 KB submission. It explicitly references Item 3C.1, which pertains to Section 3(c)(1), a provision in the Investment Company Act. As widely known, the Investment Company Act of 1940 is a U.S. federal law that outlines exemptions for certain private investment funds.
Implications for Emerging Managers
This filing indicates that Riverside Ventures, LP is seeking to operate under the Section 3(c)(1) exemption, which applies to funds with specific ownership limits, based on the details provided in the SEC EDGAR record. According to SEC EDGAR, the submission aligns with standard procedures for such exemptions.
Regulatory Context
The filing’s reference to Section 3(c)(1) highlights its role in exempting certain funds from registration, as noted in the document. The Investment Company Act, enacted in 1940, is a foundational regulation for investment entities, and this filing fits within that framework, according to SEC EDGAR.
