Regulatory exemption
8 stories covering regulatory exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
NISA Global Equity Alpha Extension Offshore Fund Files Section 3(c)(7) Exemption
D - NISA Global Equity Alpha Extension Offshore Fund Ltd filed for an exemption under Section 3(c)(7) of the Investment Company Act on April 24, 2026, according to SEC EDGAR.
LGIMA Long Duration Fund Files SEC Document for Section 3(c)(7)
LGIMA Long Duration US Government/Credit Fund, LLC filed a document with the SEC on April 24, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
Bridgewater Pure Alpha Fund V Files SEC Document Under Section 3(c)(7)
Bridgewater Pure Alpha Fund V, Ltd. filed a document with the SEC on April 24, 2026, citing Section 3(c)(7) of the Investment Company Act.
SKK Ventures LLC Files Under Investment Company Act Section 3(c)(1)
SKK Ventures LLC filed a document under Section 3(c)(1) of the Investment Company Act on April 24, 2026, according to SEC EDGAR.
Prometheus Fund A, L.P. Files for Section 3(c)(1) Exemption
Prometheus Fund A, L.P. submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Vestal Point Partners Files Under Section 3(c)(7)
Vestal Point Partners, LP submitted a SEC filing on April 24, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Forge Investments, LLC Files SEC Document for Fund FG-MRS
Forge Investments, LLC submitted a SEC filing on April 23, 2026, for Fund FG-MRS, referencing Section 3(c)(1) of the Investment Company Act.
Forge Investments LLC Files for Fund FG-MRB Under Section 3(c)(1)
Forge Investments LLC submitted a regulatory filing for its Fund FG-MRB series on April 23, 2026, according to SEC EDGAR records.
