Investment Company Act
352 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
8090 Industries Flagship Fund Files Under Section 3(c)(1)
D - 8090 Industries Flagship Fund, LP filed a SEC document on May 6, 2026, under Item 3C.1 for Section 3(c)(1) of the Investment Company Act.
RO-1114 Fund I Files Under Investment Company Act Section 3(c)(1)
D - RO-1114 Fund I, a series of Roll Up Vehicles, LP, filed a SEC document on May 6, 2026, citing Section 3(c)(1) of the Investment Company Act.
Saturnin-LU-0207 Fund I Files Under Investment Company Act Section 3(c)(1)
Saturnin-LU-0207 Fund I, a series of Platform Funds 2026, LP, filed a notice under Section 3(c)(1) of the Investment Company Act on May 6, 2026.
ImpactA Global Partners I SCSp Files Form D/A Under Section 3(c)(7)
ImpactA Global Partners I SCSp filed a Form D/A on May 6, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
AI Innovation Fund V LLC Files SEC Document for Section 3(c)(7)
AI Innovation Fund V LLC submitted a filing to the SEC on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
K India Opportunities Fund Files SEC Form D/A Under Section 3(c)(7)
K India Opportunities Fund Ltd Class P filed a Form D/A on May 5, 2026, relating to Section 3(c)(7) of the Investment Company Act.
CC&L Q Global Equity Market Neutral Fund Files SEC Document Under Section 3(c)(7)
On May 5, 2026, CC&L Q Global Equity Market Neutral Fund Ltd. filed a document with the SEC, citing Section 3(c)(7) of the Investment Company Act.
D - M31 Fund LP Files SEC Document Under Section 3(c)(7)
D - M31 Fund LP submitted a filing to the SEC on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Cache Exchange Fund - Bedrock, LLC Files Under Section 3(c)(7)
Cache Exchange Fund - Bedrock, LLC submitted a SEC filing on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Principal Real Estate Liquid Debt Fund LP Files Under Section 3(c)(7)
Principal Real Estate Liquid Debt Fund LP filed a form on May 5, 2026, under Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
H.I.G. Private Equity Co-Investment SMA Files for Section 3(c)(7) Exemption
D - H.I.G. Private Equity Co-Investment SMA (A), L.P. filed a form with the SEC on May 5, 2026, related to Investment Company Act exemptions.
Varick Dynamo Offshore Fund Ltd. Files SEC Document for Section 3(c)(7)
Varick Dynamo Offshore Fund Ltd. filed a 9 KB SEC document on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Centre Lane Partners VI, L.P. Files SEC Notice for Section 3(c)(7) Exemption
Centre Lane Partners VI, L.P. filed a notice with the SEC on May 5, 2026, under Section 3(c)(7) of the Investment Company Act.
Cat Rock Capital Partners LP Files SEC Document Under Section 3(c)(7)
Cat Rock Capital Partners LP submitted a filing to the SEC on May 5, 2026, related to Investment Company Act exemptions.
D - Era Compute Investment Fund LP Files SEC Document on Investment Company Act
D - Era Compute Investment Fund LP filed a document with the SEC on May 5, 2026, related to Section 3(c)(1) of the Investment Company Act.
GCW Investments LP Files SEC Document Under Investment Company Act
GCW Investments LP submitted a filing to SEC EDGAR on May 5, 2026, citing Section 3(c)(7) of the Investment Company Act.
D - MI-0409 Fund I Files Under Investment Company Act Section 3(c)(1)
D - MI-0409 Fund I, a series of The Fund Series, LP, filed a document with the SEC on May 5, 2026, related to Section 3(c)(1) of the Investment Company Act.
CTAN Sidecar Fund 2026 Files for Investment Company Act Exemption
CTAN Sidecar Fund 2026, a series of CTAN Sidecar Master Fund LLC, filed a form claiming exemption under Section 3(c)(1) of the Investment Company Act on May 5, 2026.
AG Net Lease Realty Fund III L.P. Files SEC Document on Investment Company Act
AG Net Lease Realty Fund III L.P. filed a document with SEC EDGAR on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Umami Capital, LP Files SEC Document for D - RE-0320 Fund I
Umami Capital, LP submitted a filing on May 5, 2026, for D - RE-0320 Fund I under Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
Waybury Capital II, LP Files SEC Document Under Investment Company Act
Waybury Capital II, LP submitted a filing to the SEC on May 4, 2026, citing Section 3(c)(1) of the Investment Company Act.
King River Investments Fund 3, L.P. Files Under Section 3(c)(7)
King River Investments Fund 3, L.P. filed a document with SEC EDGAR on May 4, 2026, under Item 3C.7 of the Investment Company Act.
Balerion Space Ventures Fund II Files Under Section 3(c)(7)
Balerion Space Ventures Fund II, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on May 4, 2026, as per SEC EDGAR records.
Chimney Rock Equity Partners Fund I F&F Files Under Investment Company Act
Chimney Rock Equity Partners Fund I F&F, LP filed a document on May 4, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Balerion Space Ventures Fund II Files Form D/A with SEC
Balerion Space Ventures Fund II (Onshore Parallel), L.P. filed a Form D/A on May 4, 2026, citing Section 3(c)(1) of the Investment Company Act.
WM Alternatives Hudson Bay Fund Files SEC Document on Section 3(c)(7)
WM Alternatives Hudson Bay Onshore Feeder Fund L.P. filed a SEC document on May 4, 2026, related to Investment Company Act Section 3(c)(7).
Elkhorn Energy Partners LP Files SEC Notice Under Investment Company Act Section 3(c)(9)
Elkhorn Energy Partners LP filed a document with the SEC on May 4, 2026, referencing Section 3(c)(9) of the Investment Company Act.
D - House Holdings 1.2, LP Files SEC Document Under Section 3(c)(1)
D - House Holdings 1.2, LP filed a document with the SEC on May 4, 2026, related to Section 3(c)(1) of the Investment Company Act.
JNE Fund LP Files SEC Document Under Section 3(c)(7)
JNE Fund LP filed a document with SEC EDGAR on May 4, 2026, citing Item 3C and Section 3(c)(7) of the Investment Company Act.
Snowhawk Capital Fund Files SEC Exemption Notice
Snowhawk Capital Digital Opportunities Fund I L.P. filed for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on May 4, 2026.
Gordian Capital Strategies Files SEC Document on Investment Company Act Section 3(c)(7)
Gordian Capital Strategies, LP submitted a filing to the SEC on May 4, 2026, related to Section 3(c)(7) of the Investment Company Act.
Silent Capital XXXIV Files Under Investment Company Act Section 3(c)(1)
Silent Capital XXXIV, a series of Silent Capital Holdings, LP, filed a SEC document on May 4, 2026, related to Investment Company Act Section 3(c)(1).
D - LO-0321 Fund I Files for Section 3(c)(1) Exemption
D - LO-0321 Fund I, a series of Roll Up Vehicles, LP, filed a document with the SEC on May 4, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
MV Funds LP Series Files for Section 3(c)(1) Exemption
D - BU-0407 Fund I, a series of MV Funds, LP, filed a document with the SEC on May 4, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Gaingels Fund I Files Under Investment Company Act Section 3(c)(1)
Gaingels Fund I, a series of Zachary Ginsburg Funds, LP, filed a SEC form on May 4, 2026, citing Section 3(c)(1) of the Investment Company Act.
D - AB Municipal Credit Opportunities Fund Files Under Section 3(c)(7)
D - AB Municipal Credit Opportunities Fund, L.P. filed a regulatory document under Section 3(c)(7) of the Investment Company Act on May 1, 2026, as per SEC EDGAR records.
D - Finalization Fund II, LLC Files SEC Document Under Investment Company Act
D - Finalization Fund II, LLC submitted a filing to the SEC on May 1, 2026, citing Section 3(c)(7) of the Investment Company Act.
Strategic Investors Fund XII-A Files Section 3(c)(7) Exemption
D - Strategic Investors Fund XII-A, L.P. filed a form under the Investment Company Act Section 3(c)(7) on May 1, 2026, as reported by SEC EDGAR.
Strategic Investors Fund XII-A Files Under Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a SEC document on May 1, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
Screendoor Fund I, L.P. Files Form D/A with SEC
Screendoor Fund I, L.P. submitted a Form D/A filing on May 1, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Screendoor Fund I, L.P. Files Under SEC Section 3(c)(7)
Screendoor Fund I, L.P. submitted a filing on May 1, 2026, under Item 3C and Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Strategic Investors Fund XII-A Files Under Investment Company Act Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a SEC document on May 1, 2026, citing Item 3C.7 and Section 3(c)(7) of the Investment Company Act.
Screendoor Fund I, L.P. Files Under Section 3(c)(7)
Screendoor Fund I, L.P. filed a form with the SEC on May 1, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
D - Finalization Fund II, LLC Files Under Section 3(c)(7)
D - Finalization Fund II, LLC submitted a SEC filing on May 1, 2026, related to Investment Company Act exemptions.
D - Strategic Investors Fund XII-A, L.P. Files Under Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. submitted a SEC filing on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files SEC Document for Section 3(c)(7)
D - AB Municipal Credit Opportunities Fund, L.P. filed a SEC document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - Finalization Fund II, LLC Files SEC Document Under Section 3(c)(7)
D - Finalization Fund II, LLC submitted a filing to SEC EDGAR on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Strategic Investors Fund XII-A Files for Section 3(c)(7) Exemption
D - Strategic Investors Fund XII-A, L.P. filed a document with the SEC on May 1, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
D - Finalization Fund II, LLC Files SEC Document for Investment Company Act Section 3(c)(7)
D - Finalization Fund II, LLC filed a document with SEC EDGAR on May 1, 2026, under Item 3C.7 of the Investment Company Act.
Strategic Investors Fund XII-A Files Under Section 3(c)(7)
Strategic Investors Fund XII-A, L.P. filed a document with the SEC on May 1, 2026, citing Section 3(c)(7) of the Investment Company Act.
