Investment Company Act
339 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Gratia Capital Concentrated Fund Files Section 3(c)(7) Exemption
D/A - Gratia Capital Concentrated Fund, L.P. filed a document with the SEC on May 15, 2026, citing Section 3(c)(7) of the Investment Company Act.
Antero Real Assets Fund II Files SEC Document Under Section 3(c)(7)
Antero Real Assets Fund II, LLC filed a SEC EDGAR document on May 15, 2026, related to Section 3(c)(7) of the Investment Company Act.
Balaji Rolling Fund QP, LP Files for Investment Company Act Exemptions
Balaji Rolling Fund QP, LP submitted a D/A filing to the SEC on May 15, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Syntax Ventures LP Files for Section 3(c)(1) Exemption
D - AL-0311 Fund I, a series of Syntax Ventures, LP, filed a document with SEC EDGAR on May 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Balaji Rolling Fund, LP Files D/A with SEC
Balaji Rolling Fund, LP submitted a D/A filing to the SEC on May 15, 2026, detailing exemptions under the Investment Company Act.
Riverside Ventures LP Files for Fund III Exemption
Riverside Ventures, LP filed a notice for its Fund III series on May 15, 2026, under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Hustle Fund Angel Squad Verticals, LP Files SEC Form for Section 3(c)(1)
D - AN-0403 Fund I, a series of Hustle Fund Angel Squad Verticals, LP, filed a SEC EDGAR document on May 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Argo Fund I, L.P. Files Under Investment Company Act Section 3(c)(7)
Argo Fund I, L.P. submitted a SEC filing on May 14, 2026, invoking Section 3(c)(7) of the Investment Company Act.
Lightspeed SU Holdings LLC Files SEC Document on Section 3(c)(7)
Lightspeed SU Holdings LLC filed a document with the SEC on May 14, 2026, related to Section 3(c)(7) of the Investment Company Act.
AQR Apex Offshore Fund II Ltd. Files SEC Document for Section 3(c)(7)
AQR Apex Offshore Fund II Ltd. filed a document with the SEC on May 14, 2026, under Item 3C.7 of the Investment Company Act.
Merchant Wealth Partners LLC Files Under Investment Company Act Section 3(c)(7)
D - MERCHANT WEALTH PARTNERS, LLC filed a document on May 14, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
DataPower Capital Partners LLC Files Under Investment Company Act Section 3(c)(1)
On May 14, 2026, DataPower Capital Partners LLC submitted a SEC filing under Item 3C for Section 3(c)(1) exemption, as per EDGAR records.
Helm Fund II, L.P. Files Under Investment Company Act Section 3(c)(1)
Helm Fund II, L.P. submitted a SEC filing on May 14, 2026, citing reliance on Section 3(c)(1) of the Investment Company Act.
Summit Street US Equity Value Fund Files Under Section 3(c)(1)
Summit Street US Equity Value Fund, L.P. filed a SEC document on May 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Wilshire SL Feeder Fund LP Files Under Section 3(c)(7)
D - Wilshire SL Feeder Fund LP submitted a SEC filing on May 14, 2026, specifying Section 3(c)(7) of the Investment Company Act.
D - DE-0226 Fund II Files SEC Document on Investment Company Act
D - DE-0226 Fund II, a series of Roll Up Vehicles, LP, filed a SEC document on May 14, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
Seidler Equity Australia III, LP Files SEC Document Referencing Section 3(c)(7)
D - Seidler Equity Australia III, LP filed a SEC document on May 13, 2026, including items related to the Investment Company Act Section 3(c) and specifically Section 3(c)(7).
MVP Opportunity Fund VI LLC Series 26A QP Files Under Investment Company Act Section 3(c)(1)
MVP Opportunity Fund VI LLC Series 26A QP submitted a SEC filing on May 13, 2026, under Item 3C of the Investment Company Act.
InvestX Growth Equity V-US LP Files Under Investment Company Act Section 3(c)
InvestX Growth Equity V-US LP filed a SEC form on May 13, 2026, citing Section 3(c)(1) of the Investment Company Act.
InvestX Growth Equity V-US LP Files SEC Document Under Investment Company Act
InvestX Growth Equity V-US LP submitted a filing on May 13, 2026, referencing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Ansa Capital Fund II Files SEC Form D for Exemption
Ansa Capital Fund II, L.P. filed a Form D with the SEC on May 13, 2026, under Section 3(c)(7) of the Investment Company Act.
Inatai PRI Fund, LP Files SEC Document Under Section 3(c)(7)
Inatai PRI Fund, LP submitted a filing to the SEC on May 13, 2026, referencing Investment Company Act Section 3(c)(7).
Lorimer Ventures Fund 2 QP LP Files SEC Document on Investment Company Act
Lorimer Ventures Fund 2 QP LP submitted a filing to the SEC on May 13, 2026, under Section 3(c)(7) of the Investment Company Act.
Santa Barbara Homes Fund I, LP Files for Investment Company Act Exemptions
Santa Barbara Homes Fund I, LP submitted a SEC filing on May 13, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(5) of the Investment Company Act.
Boothbay Diversified Alpha Fund LP Files SEC Document on Section 3(c)(7)
Boothbay Diversified Alpha Fund LP filed a document with the SEC on May 13, 2026, related to Item 3C.7 under the Investment Company Act.
Kabouter Fund II Files for Section 3(c)(7) Exemption
Kabouter International Opportunities Fund II, LLC filed a document with the SEC on May 13, 2026, citing Section 3(c)(7) of the Investment Company Act.
Kabouter Fund II, LLC Files Under Investment Company Act Section 3(c)(1)
Kabouter Fund II, LLC submitted a filing to the SEC on May 13, 2026, citing Section 3(c)(1) for exemption.
Seidler Equity Australia III, LP Files SEC Form for Section 3(c)(7)
Seidler Equity Australia III, LP submitted a SEC filing on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Pragmatech Fund II, LP Files for Section 3(c)(1) Exemption
Pragmatech Fund II, LP submitted a SEC filing on May 13, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
Lorimer Ventures Fund 2 LP Files for Section 3(c)(1) Exemption
D - Lorimer Ventures Fund 2 LP submitted a SEC filing on May 13, 2026, under Item 3C for Investment Company Act Section 3(c)(1) exemption.
Animal-RE-0422 Fund I Files for Section 3(c)(1) Exemption
D - Animal-RE-0422 Fund I, a series of Platform Funds 2026, LP, filed a form with SEC EDGAR on May 13, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Grant Park Ventures LP Series Files Under Investment Company Act Section 3(c)(1)
D - AA-0119 Fund I, a series of Grant Park Ventures, LP, filed a SEC document on May 13, 2026, under Item 3C and Section 3(c)(1).
WH Capital VIII LLC Files for Section 3(c)(1) Exemption
WH Capital VIII LLC submitted a filing to the SEC on May 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
North Coast Angel Fund V Files Form D/A for Section 3(c)(1) Exemption
North Coast Angel Fund V, LLC submitted a Form D/A to the SEC on May 12, 2026, citing Section 3(c)(1) of the Investment Company Act.
Skye Global Fund LLC Files Under Investment Company Act Section 3(c)(7)
Skye Global Fund LLC submitted a filing on May 12, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
Long Angle Investments LLC Files for RC Fund IV Exemption
Long Angle Investments LLC filed a document for RC Fund IV on May 12, 2026, under Section 3(c)(1) of the Investment Company Act.
Mach Speed Capital Debt Fund LLC Files Under Investment Company Act Section 3(c)(1)
Mach Speed Capital Debt Fund LLC filed a document on May 12, 2026, under Item 3C of the Investment Company Act, specifying Section 3(c)(1), according to SEC EDGAR.
WorldQuant Millennium Advisors SABER Access LLC Files Under Section 3(c)(7)
WorldQuant Millennium Advisors SABER Access LLC filed a document related to Section 3(c)(7) of the Investment Company Act on May 12, 2026, according to SEC EDGAR.
Long Angle Investments LLC Files SEC Document for TPGCS 3 2025 SPV
Long Angle Investments LLC submitted a SEC filing on May 12, 2026, for TPGCS 3 2025 SPV under Section 3(c)(7) of the Investment Company Act.
MV Funds, LP Series Files for Investment Company Act Exemption
D - SU-0427 Fund I, a series of MV Funds, LP, filed a document with the SEC on May 12, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Time Travel Fund I Files Under Investment Company Act Section 3(c)(1)
D - Time Travel Fund I, a series of Platform Funds 2026, LP, filed a regulatory document on May 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Gaingels Fund I Files SEC Form for Investment Company Act Exemption
Gaingels Fund I, a series of AngelList-GP-Funds-I, LP, filed a form claiming exemption under Section 3(c)(1) of the Investment Company Act on May 12, 2026.
Veteran-HA-0407 Fund I Files SEC Document Under Investment Company Act
Veteran-HA-0407 Fund I, a series of Platform Funds 2026, LP, filed a SEC document on May 12, 2026, related to Section 3(c)(1) of the Investment Company Act.
BTG Pactual Strategic Capital Fund II-B Files Form D with SEC
BTG Pactual Strategic Capital Fund II-B, L.P. filed a Form D on May 11, 2026, citing Section 3(c)(7) of the Investment Company Act.
BTG Pactual Strategic Capital Fund II-A Files SEC Form D
BTG Pactual Strategic Capital Fund II-A, L.P. filed a Form D with the SEC on May 11, 2026, under Section 3(c)(7) of the Investment Company Act.
Peritas Investments 1, LP Files SEC Document for Section 3(c)(7)
Peritas Investments 1, LP filed a document with the SEC on May 11, 2026, referencing Item 3C and Section 3(c)(7) of the Investment Company Act.
xE RE Debt Fund I, LP Files Under Investment Company Act Section 3(c)(1)
xE RE Debt Fund I, LP submitted a SEC filing on May 11, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Clayton Capital Appreciation Fund Files SEC Document Under Section 3(c)(1)
Clayton Capital Appreciation Fund L.P. filed a SEC document on May 11, 2026, related to Section 3(c)(1) of the Investment Company Act, as per EDGAR records.
Silver Screen Master Fund Files Under Investment Company Act Section 3(c)(1)
Silver Screen Master Fund, LLC filed a SEC document on May 11, 2026, related to Investment Company Act exemptions.
D - X Capital Equity Master Fund LP Files SEC Exemption
D - X Capital Equity Master Fund LP filed for Section 3(c)(1) exemption on May 11, 2026, according to SEC EDGAR.
