Investment Company Act
352 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
MissionOG Parallel Fund IV, L.P. files Form D with SEC EDGAR
MissionOG Parallel Fund IV, L.P. filed a Form D on Sept. 4, 2026, according to an SEC EDGAR index page.
Stellar Growth Fund LP files Form D under Rule 504 and 3(c)(1) exemption
Stellar Growth Fund LP filed a Form D on Sept. 4, 2026, indicating a Rule 504(b)(1) offering and a 3(c)(1) Investment Company Act exemption.
IDA Ventures VII LLC files Form D on SEC EDGAR under Investment Company Act 3(c)(1)
IDA Ventures VII LLC filed a Form D on 2026-09-04, with the filing indicating reliance on Investment Company Act Section 3(c)(1).
MissionOG Fund IV, L.P. files Form D on SEC EDGAR
MissionOG Fund IV, L.P. filed a Form D on Sept. 4, 2026, according to an SEC EDGAR index page.
Juniper Fund Cayman, LLC files D/A on SEC EDGAR citing Investment Company Act 3(c)(1)
Juniper Fund Cayman, LLC filed a D/A on 2026-09-04 with SEC EDGAR under accession number 0001936929-26-000003, citing Investment Company Act Section 3(c)(1).
Stafford VC Fund I, LP files Form D/A on SEC EDGAR
Stafford VC Fund I, LP filed a Form D/A on Sept. 4, 2026, indicating a 3(c)(1) exemption under the Investment Company Act, according to SEC EDGAR.
Armistice Capital Offshore Fund Ltd. files Form D/A citing 3(c)(7) exemption
Armistice Capital Offshore Fund Ltd. filed a Form D/A on Sept. 4, 2026, and the filing references Investment Company Act Section 3(c)(7).
Acadian All Country World Managed Volatility Equity Fund files D/A under 3(c)(7)
Acadian All Country World Managed Volatility Equity Fund, LLC filed a D/A on Sept. 3, 2026 with SEC EDGAR, listing Investment Company Act Section 3(c)(7) in Item 3C.7.
GH Opportunity Fund LP files D/A on SEC EDGAR under Investment Company Act Section 3(c)
GH Opportunity Fund LP filed a D/A on Sept. 1, 2026, with SEC EDGAR that references Investment Company Act Section 3(c), including 3(c)(1) and 3(c)(7).
Khosla Ventures GI SPV II, LLC files Form D with SEC under 3(c)(1) and 3(c)(7)
Khosla Ventures GI SPV II, LLC filed a Form D on Sept. 3, 2026, with SEC EDGAR listing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Griffin Special Opportunities Fund, L.P. files Form D under 3(c)(7) exemption
Griffin Special Opportunities Fund, L.P. filed a Form D on Sept. 3, 2026, listing Investment Company Act Section 3(c)(7) on SEC EDGAR.
Logos Global Offshore Fund Ltd. files D/A amendment citing 3(c)(7) exemption
Logos Global Offshore Fund Ltd. filed a D/A on Sept. 1, 2026 on SEC EDGAR that references Investment Company Act Section 3(c)(7).
SALI Multi-Series Fund files D/A for Bernstein Diversified Targeted Services Insurance Fund
A 2026-09-01 SEC EDGAR filing shows a D/A for interests in the Bernstein Diversified Targeted Services Insurance Fund Series of SALI Multi-Series Fund, L.P.
Gratia Capital Concentrated Fund Files Section 3(c)(7) Exemption
D/A - Gratia Capital Concentrated Fund, L.P. filed a document with the SEC on May 15, 2026, citing Section 3(c)(7) of the Investment Company Act.
Antero Real Assets Fund II Files SEC Document Under Section 3(c)(7)
Antero Real Assets Fund II, LLC filed a SEC EDGAR document on May 15, 2026, related to Section 3(c)(7) of the Investment Company Act.
Balaji Rolling Fund QP, LP Files for Investment Company Act Exemptions
Balaji Rolling Fund QP, LP submitted a D/A filing to the SEC on May 15, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Syntax Ventures LP Files for Section 3(c)(1) Exemption
D - AL-0311 Fund I, a series of Syntax Ventures, LP, filed a document with SEC EDGAR on May 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Balaji Rolling Fund, LP Files D/A with SEC
Balaji Rolling Fund, LP submitted a D/A filing to the SEC on May 15, 2026, detailing exemptions under the Investment Company Act.
Riverside Ventures LP Files for Fund III Exemption
Riverside Ventures, LP filed a notice for its Fund III series on May 15, 2026, under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Hustle Fund Angel Squad Verticals, LP Files SEC Form for Section 3(c)(1)
D - AN-0403 Fund I, a series of Hustle Fund Angel Squad Verticals, LP, filed a SEC EDGAR document on May 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Argo Fund I, L.P. Files Under Investment Company Act Section 3(c)(7)
Argo Fund I, L.P. submitted a SEC filing on May 14, 2026, invoking Section 3(c)(7) of the Investment Company Act.
Lightspeed SU Holdings LLC Files SEC Document on Section 3(c)(7)
Lightspeed SU Holdings LLC filed a document with the SEC on May 14, 2026, related to Section 3(c)(7) of the Investment Company Act.
AQR Apex Offshore Fund II Ltd. Files SEC Document for Section 3(c)(7)
AQR Apex Offshore Fund II Ltd. filed a document with the SEC on May 14, 2026, under Item 3C.7 of the Investment Company Act.
Merchant Wealth Partners LLC Files Under Investment Company Act Section 3(c)(7)
D - MERCHANT WEALTH PARTNERS, LLC filed a document on May 14, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
DataPower Capital Partners LLC Files Under Investment Company Act Section 3(c)(1)
On May 14, 2026, DataPower Capital Partners LLC submitted a SEC filing under Item 3C for Section 3(c)(1) exemption, as per EDGAR records.
Helm Fund II, L.P. Files Under Investment Company Act Section 3(c)(1)
Helm Fund II, L.P. submitted a SEC filing on May 14, 2026, citing reliance on Section 3(c)(1) of the Investment Company Act.
Summit Street US Equity Value Fund Files Under Section 3(c)(1)
Summit Street US Equity Value Fund, L.P. filed a SEC document on May 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Wilshire SL Feeder Fund LP Files Under Section 3(c)(7)
D - Wilshire SL Feeder Fund LP submitted a SEC filing on May 14, 2026, specifying Section 3(c)(7) of the Investment Company Act.
D - DE-0226 Fund II Files SEC Document on Investment Company Act
D - DE-0226 Fund II, a series of Roll Up Vehicles, LP, filed a SEC document on May 14, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
Seidler Equity Australia III, LP Files SEC Document Referencing Section 3(c)(7)
D - Seidler Equity Australia III, LP filed a SEC document on May 13, 2026, including items related to the Investment Company Act Section 3(c) and specifically Section 3(c)(7).
MVP Opportunity Fund VI LLC Series 26A QP Files Under Investment Company Act Section 3(c)(1)
MVP Opportunity Fund VI LLC Series 26A QP submitted a SEC filing on May 13, 2026, under Item 3C of the Investment Company Act.
InvestX Growth Equity V-US LP Files Under Investment Company Act Section 3(c)
InvestX Growth Equity V-US LP filed a SEC form on May 13, 2026, citing Section 3(c)(1) of the Investment Company Act.
InvestX Growth Equity V-US LP Files SEC Document Under Investment Company Act
InvestX Growth Equity V-US LP submitted a filing on May 13, 2026, referencing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Ansa Capital Fund II Files SEC Form D for Exemption
Ansa Capital Fund II, L.P. filed a Form D with the SEC on May 13, 2026, under Section 3(c)(7) of the Investment Company Act.
Inatai PRI Fund, LP Files SEC Document Under Section 3(c)(7)
Inatai PRI Fund, LP submitted a filing to the SEC on May 13, 2026, referencing Investment Company Act Section 3(c)(7).
Lorimer Ventures Fund 2 QP LP Files SEC Document on Investment Company Act
Lorimer Ventures Fund 2 QP LP submitted a filing to the SEC on May 13, 2026, under Section 3(c)(7) of the Investment Company Act.
Santa Barbara Homes Fund I, LP Files for Investment Company Act Exemptions
Santa Barbara Homes Fund I, LP submitted a SEC filing on May 13, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(5) of the Investment Company Act.
Boothbay Diversified Alpha Fund LP Files SEC Document on Section 3(c)(7)
Boothbay Diversified Alpha Fund LP filed a document with the SEC on May 13, 2026, related to Item 3C.7 under the Investment Company Act.
Kabouter Fund II Files for Section 3(c)(7) Exemption
Kabouter International Opportunities Fund II, LLC filed a document with the SEC on May 13, 2026, citing Section 3(c)(7) of the Investment Company Act.
Kabouter Fund II, LLC Files Under Investment Company Act Section 3(c)(1)
Kabouter Fund II, LLC submitted a filing to the SEC on May 13, 2026, citing Section 3(c)(1) for exemption.
Seidler Equity Australia III, LP Files SEC Form for Section 3(c)(7)
Seidler Equity Australia III, LP submitted a SEC filing on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Pragmatech Fund II, LP Files for Section 3(c)(1) Exemption
Pragmatech Fund II, LP submitted a SEC filing on May 13, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
Lorimer Ventures Fund 2 LP Files for Section 3(c)(1) Exemption
D - Lorimer Ventures Fund 2 LP submitted a SEC filing on May 13, 2026, under Item 3C for Investment Company Act Section 3(c)(1) exemption.
Animal-RE-0422 Fund I Files for Section 3(c)(1) Exemption
D - Animal-RE-0422 Fund I, a series of Platform Funds 2026, LP, filed a form with SEC EDGAR on May 13, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Grant Park Ventures LP Series Files Under Investment Company Act Section 3(c)(1)
D - AA-0119 Fund I, a series of Grant Park Ventures, LP, filed a SEC document on May 13, 2026, under Item 3C and Section 3(c)(1).
WH Capital VIII LLC Files for Section 3(c)(1) Exemption
WH Capital VIII LLC submitted a filing to the SEC on May 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
North Coast Angel Fund V Files Form D/A for Section 3(c)(1) Exemption
North Coast Angel Fund V, LLC submitted a Form D/A to the SEC on May 12, 2026, citing Section 3(c)(1) of the Investment Company Act.
Skye Global Fund LLC Files Under Investment Company Act Section 3(c)(7)
Skye Global Fund LLC submitted a filing on May 12, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
Long Angle Investments LLC Files for RC Fund IV Exemption
Long Angle Investments LLC filed a document for RC Fund IV on May 12, 2026, under Section 3(c)(1) of the Investment Company Act.
Mach Speed Capital Debt Fund LLC Files Under Investment Company Act Section 3(c)(1)
Mach Speed Capital Debt Fund LLC filed a document on May 12, 2026, under Item 3C of the Investment Company Act, specifying Section 3(c)(1), according to SEC EDGAR.
