Fund exemption
13 stories covering fund exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Pragmatech Fund II, LP Files for Section 3(c)(1) Exemption
Pragmatech Fund II, LP submitted a SEC filing on May 13, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
Lorimer Ventures Fund 2 LP Files for Section 3(c)(1) Exemption
D - Lorimer Ventures Fund 2 LP submitted a SEC filing on May 13, 2026, under Item 3C for Investment Company Act Section 3(c)(1) exemption.
TPG AG Corporate Credit Opportunities Fund Files Form D/A
TPG AG Corporate Credit Opportunities Fund, L.P. filed a Form D/A on May 8, 2026, citing Section 3(c)(7) of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files Under Investment Company Act
JS Opportunity Fund LLC Series Q30 filed a document on May 8, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Retro Bio A Series of VUVP Fund LLC Files Under Investment Company Act Section 3(c)(1)
D/A - Retro Bio A Series of VUVP Fund LLC filed a document on May 7, 2026, citing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Saturnin-LU-0207 Fund I Files Under Investment Company Act Section 3(c)(1)
Saturnin-LU-0207 Fund I, a series of Platform Funds 2026, LP, filed a notice under Section 3(c)(1) of the Investment Company Act on May 6, 2026.
Umami Capital, LP Files SEC Document for D - RE-0320 Fund I
Umami Capital, LP submitted a filing on May 5, 2026, for D - RE-0320 Fund I under Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
EquityZen Growth Technology Fund LLC Series 2241 Files for Section 3(c)(1) Exemption
EquityZen Growth Technology Fund LLC - Series 2241 submitted a SEC filing on April 29, 2026, related to Item 3C of the Investment Company Act, specifically Section 3(c)(1).
Spatial Capital Fund I LP Files SEC Document Under Section 3(c)(1)
Spatial Capital Fund I LP submitted a SEC filing on April 29, 2026, citing Section 3(c)(1) of the Investment Company Act for exemption purposes.
BlackOak Alpha Growth Fund Files SEC Document for Section 3(c)(1)
BlackOak Alpha Growth Fund, LP filed a SEC document on April 29, 2026, related to Investment Company Act Section 3(c)(1).
Forge Investments, LLC Files SEC Notice for Fund FG-SHE
Forge Investments, LLC submitted a filing for Fund FG-SHE under Section 3(c)(1) of the Investment Company Act on April 27, 2026.
Catalio Access Fund X, LLC Files SEC Document on Investment Exemptions
Catalio Access Fund X, LLC filed a SEC EDGAR document on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Forge Investments Files for Section 3(c)(1) Exemption for Fund FG-MMB
Forge Investments, LLC submitted a SEC filing for its Fund FG-MMB under Investment Company Act Section 3(c)(1) on April 23, 2026.
