Forge Investments Submits SEC Filing for Fund Exemption
Forge Investments, LLC filed a document on April 23, 2026, for Fund FG-MMB, a series of the company, as indicated in the SEC EDGAR records. The filing includes Item 3C related to the Investment Company Act Section 3(c). Specifically, it references Item 3C.1, which pertains to Section 3(c)(1), according to SEC EDGAR. The filing’s accession number is 0001776524-26-000001 and has a size of 9 KB.
Details of the Filing
The document was submitted by Forge Investments, LLC under CIK number 1776524. It explicitly covers Item 3C.1 for Section 3(c)(1) of the Investment Company Act, as noted in the filing. Section 3(c)(1) is a provision that exempts certain entities from being defined as investment companies, which is a widely-known aspect of U.S. securities regulations. The filing date of April 23, 2026, marks the official submission, according to SEC EDGAR.
Implications for Emerging Managers
For emerging fund managers like Forge Investments, filings such as this one for Fund FG-MMB under Section 3(c)(1) involve standard regulatory steps. The filing’s reference to Item 3C indicates compliance with specific SEC requirements. As a widely-known context, such exemptions help private funds operate without public registration, though details are limited to the provided information. This filing, with its 9 KB size, reflects a concise submission process, according to SEC EDGAR.
