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3c7

596 stories covering 3c7 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Aug 21, 2026

AXAR Onshore Fund, LLC Files D/A Under Section 3(c)(7)

AXAR Onshore Fund, LLC submitted a D/A filing to the SEC on August 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 21, 2026

DREAM U.S. Industrial Fund LP Files D/A With SEC on August 21 2026

DREAM U.S. Industrial Fund LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 21 2026 according to SEC EDGAR.

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Regulatory Aug 21, 2026

Cordillera Investment Fund IV, L.P. Files SEC Notice

Cordillera Investment Fund IV, L.P. submitted a filing to the SEC on August 21, 2026 under Section 3(c)(7).

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Regulatory Aug 21, 2026

Cordillera Investment Fund IV-B Files D/A With SEC

Cordillera Investment Fund IV-B, L.P. submitted a D/A filing to the SEC on August 21, 2026, referencing Section 3(c)(7).

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Regulatory Aug 20, 2026

THL (Individuals) Fund X, L.P. Files D/A Amendment on SEC EDGAR

THL (Individuals) Fund X, L.P. submitted D/A filings under Section 3(c)(7) of the Investment Company Act on August 20, 2026.

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Regulatory Aug 20, 2026

Valo Ventures II, L.P. Files Form D on August 19, 2026

Valo Ventures II, L.P. submits SEC Form D filing claiming Section 3(c)(7) exemption under the Investment Company Act according to SEC EDGAR records.

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Regulatory Aug 20, 2026

THL Parallel Fund X, L.P. Files D/A with SEC

THL Parallel Fund X, L.P. submitted a Form D amendment filing on August 20, 2026 under the Securities Act of 1933.

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Regulatory Aug 20, 2026

Diameter Lending Offshore Fund II RNF LP Files 3(c)(7) Notice

D - Diameter Lending Offshore Fund II RNF LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 19, 2026.

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Regulatory Aug 20, 2026

PCA Co-Investments III Files D/A on August 20, 2026

PCA Co-Investments III, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 19, 2026

Valo Ventures II Files SEC Notice Under 3(c)(7)

D - Valo Ventures II, L.P. submitted a Section 3(c)(7) filing to the SEC on August 19, 2026.

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Regulatory Aug 19, 2026

Rise X Capital Fund LLC Series 2 Files SEC Notice for 3(c) Exemptions

D - Rise X Capital Fund LLC - Series 2 filed a notice with the SEC on 2026-08-19 claiming exemptions under sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Aug 19, 2026

Quantix Commodities Opportunities Fund LP Files SEC Notice

Quantix Commodities Opportunities Fund LP submitted a D/A filing under Section 3(c)(7) on August 12, 2026.

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Regulatory Aug 19, 2026

WorldQuant Millennium TA SABER Access Fund LLC Files SEC Notice

WorldQuant Millennium TA SABER Access Fund LLC submitted a filing to the SEC on August 12 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Aug 19, 2026

Aptitude Alternative Equity Ltd Files D/A With SEC

Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 referencing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.

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Regulatory Aug 19, 2026

Blackstone Private Equity Strategies Fund L.P. Files SEC Document

Blackstone Private Equity Strategies Fund L.P. submitted a filing to the SEC on July 24 2026 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 18, 2026

Cohen & Steers Files D/A for Global Realty Focus Fund

Cohen & Steers Global Realty Focus Fund, A Series of Cohen & Steers Series LP files D/A amendment citing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 18, 2026

MGX I Co-Investment 7 LP Files Section 3(c)(7) Notice

D - MGX I Co-Investment 7 LP submitted an SEC filing on August 18, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 18, 2026

Flywheel Capital Master LLC Files SEC Notice for D-NSC 2026 Series

D-NSC 2026 1, a series of Flywheel Capital Master LLC, submitted a Form 3C filing to the SEC on August 18, 2026, under Section 3(c)(7).

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Regulatory Aug 18, 2026

PQ FPL Canadian Revenue Share Access Fund Files SEC D/A

PQ FPL Canadian Revenue Share Access Fund, LP submitted a D/A filing to the SEC on August 18, 2026, claiming the Section 3(c)(7) exemption.

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Regulatory Aug 18, 2026

Cohen & Steers Preferred Securities Fund Files D/A with SEC

Cohen & Steers Preferred Securities Fund, a series of Cohen & Steers Series LP, submitted a D/A filing to the SEC on August 18, 2026 under Section 3(c)(7).

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Regulatory Aug 18, 2026

Barrow Hanley Emerging Markets Equity Fund LP Files D/A

Barrow Hanley Emerging Markets Equity Fund LP submitted a D/A filing on August 18, 2026, referencing Investment Company Act Section 3(c)(7).

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Regulatory Aug 17, 2026

TSO III Project Radiant Investment Aggregator Files SEC Document

D - TSO III Project Radiant Investment Aggregator, L.P. submitted a filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.

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Regulatory Aug 14, 2026

Global Defense & Security Select Fund Files 3(c)(7) Notice

Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. filed a D/A notice under Investment Company Act Section 3(c)(7) on August 7, 2026.

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Regulatory Aug 14, 2026

Millstone Global Fund LP Files 3(c)(7) Notice With SEC

Millstone Global Fund LP submitted a filing to the SEC on August 7, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 14, 2026

KKR Asian Fund V SCSp Files D/A With SEC

KKR Asian Fund V SCSp submitted a D/A filing to the SEC on August 14, 2026, claiming exemption under Section 3(c)(7).

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Regulatory Aug 14, 2026

Venture Growth Select II Offshore SICAV-RAIF Files D/A

Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. filed a D/A notice under Investment Company Act Section 3(c)(7) on August 7, 2026.

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Regulatory Aug 14, 2026

Regents Gate Capital Fund Ltd Files D/A Amendment with SEC

Regents Gate Capital Fund Ltd submitted a D/A filing to the SEC on August 14, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 13, 2026

Kimmeridge Fund VII-B, LP Files SEC Notice

Kimmeridge Fund VII-B, LP submitted a Section 3(c)(7) filing with the SEC on August 13, 2026, according to SEC EDGAR.

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Regulatory Aug 13, 2026

Arena Capital Fund Series 3 Files D/A With SEC

Arena Capital Fund, L.P.- Series 3 submitted a D/A filing on 2026-08-13 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 13, 2026

Marval Guru Fund Files 3(c)(7) Notice With SEC

Marval Guru Fund submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 13, 2026.

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Regulatory Aug 13, 2026

Lightspeed HS Holdings Files SEC Notice for 3(c)(7) Exemption

Lightspeed HS Holdings, LLC submitted a filing under Section 3(c)(7) of the Investment Company Act on August 13, 2026.

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Regulatory Aug 13, 2026

Jefferies Credit Partners Files 3(c)(7) Notice for Levered European Direct Lending Fund

Jefferies Credit Partners (Luxembourg) S.C.A. SICAV-RAIF submitted a Section 3(c)(7) filing for the Jefferies Levered European Direct Lending Fund on August 13, 2026.

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Regulatory Aug 13, 2026

Lynstone Special Situations Fund III (No. 1) LP Files SEC Notice

Lynstone Special Situations Fund III (No. 1) LP submitted a filing to the SEC on August 13, 2026 under Investment Company Act Section 3(c)(7).

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Regulatory Aug 13, 2026

Wellington Asia Quality Market Neutral Fund Files SEC Notice

Wellington Asia Quality Market Neutral Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on August 13, 2026.

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Regulatory Aug 13, 2026

TigerMax Partners, LP Files SEC Document for Series B

TigerMax Partners, LP submitted a filing on 2026-08-13 referencing Section 3(c)(7) of the Investment Company Act.

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Fundraising Aug 12, 2026

D - FS Direct Equity Fund VI, L.P. Files SEC Notice

D - FS Direct Equity Fund VI, L.P. submitted a Form D filing with the SEC on August 12, 2026, claiming exemption under Section 3(c)(7).

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Regulatory Aug 12, 2026

Positive Sum Capital IV, LP Files 3(c)(7) Notice

Positive Sum Capital IV, LP submitted a Section 3(c)(7) filing with the SEC on August 12, 2026.

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Regulatory Aug 12, 2026

Global Horizons Holdings Ventures LLC Series 5 Files SEC Notice

Global Horizons Holdings Ventures LLC Series 5 filed a notice with the SEC on August 12 2026 claiming exemptions under Section 3(c)(1) and 3(c)(7).

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Regulatory Aug 12, 2026

Quantix Commodities Opportunities Fund LP Files SEC D/A Notice

Quantix Commodities Opportunities Fund LP submitted a D/A filing with the SEC on August 12, 2026 claiming exemption under Section 3(c)(7).

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Regulatory Aug 12, 2026

WorldQuant Millennium TA SABER Access Fund LLC Files 3(c)(7) Notice

WorldQuant Millennium TA SABER Access Fund LLC submitted a Section 3(c)(7) exemption filing on August 12, 2026 via SEC EDGAR.

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Regulatory Aug 12, 2026

8VC AI Fund VIII Files 3(c)(7) Notice with SEC

D - 8VC AI Fund VIII, LLC submitted a filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 12, 2026

Redwheel EAFE Intrinsic Value Fund Ltd Files SEC D/A

Redwheel EAFE Intrinsic Value Fund Ltd submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 12, 2026.

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Regulatory Aug 11, 2026

Rialto Credit Opportunities Fund Files D/A With SEC

Rialto Credit Opportunities Fund, LP submitted a D/A filing on August 11, 2026 under Investment Company Act Section 3(c)(7).

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Regulatory Aug 11, 2026

Galaxy Sharplink Onchain Yield Fund Files SEC 3(c)(7) Notice

Galaxy Sharplink Onchain Yield Fund, LP filed an exemption notice under Investment Company Act Section 3(c)(7) on August 11, 2026.

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Regulatory Aug 11, 2026

ITE Rail Fund-IA, L.P. Files D/A on August 11, 2026

ITE Rail Fund-IA, L.P. submitted a Form D/A filing under Investment Company Act Section 3(c)(7).

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Regulatory Aug 11, 2026

Acion Japan Engagement US Feeder Fund Files SEC Notice

D - Acion Japan Engagement US Feeder Fund submitted a filing to the SEC on August 11 2026 under Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 10, 2026

Boardman Bay Ventures Files 3(c)(7) Notice for Series N7

Boardman Bay Ventures, LP - Series N7 filed a Section 3(c)(7) notice with the SEC on August 10, 2026.

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Regulatory Aug 10, 2026

Aptitude Alternative Equity Ltd Files D/A Amendment

Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 10, 2026

Cidel Global Equity Fund LLC Files D/A With SEC

Cidel Global Equity Fund LLC submitted a D/A filing on August 10, 2026 under Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 10, 2026

Blackstone Private Equity Strategies Fund Files D/A with SEC

Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing to the SEC on July 24, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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