3c7
389 stories covering 3c7 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
AE Industrial Partners Fund IV-A Files D/A Amendment with SEC
AE Industrial Partners Fund IV-A, LP submitted a D/A filing on July 17, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Willow Tree Fund III Files D/A Amendment on SEC EDGAR
Willow Tree Fund III (Unlevered), LP submitted a D/A filing referencing Investment Company Act Section 3(c)(7) on July 17, 2026.
Willow Tree Fund III Files D/A Amendment With SEC
Willow Tree Fund III (Unlevered) (Offshore), LP submitted a Form D amendment on July 17, 2026, claiming Section 3(c)(7) exemption.
Willow Tree Fund III (Unlevered) (Offshore) Files D/A With SEC
Willow Tree Fund III (Unlevered) (Offshore), LP submitted a D/A filing on 2026-07-17 claiming Section 3(c)(7) exemption under the Investment Company Act.
AE Industrial Partners Fund IV-A, LP Files D/A on SEC EDGAR
AE Industrial Partners Fund IV-A, LP submitted a D/A filing on July 17, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Willow Tree Fund III (Unlevered) (Offshore) Submits D/A Filing
Willow Tree Fund III (Unlevered) (Offshore), LP filed a D/A with the SEC on July 17, 2026, under Section 3(c)(7) of the Investment Company Act.
Willow Tree Fund III Files 3(c)(7) Notice with SEC
Willow Tree Fund III (Unlevered), LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 17, 2026.
Stonepeak Asia Infrastructure Fund II Files D/A Amendment
Stonepeak Asia Infrastructure Fund II (Lux) SCSp submitted a D/A filing to the SEC on July 17 2026 claiming Section 3(c)(7) exemption.
Stonepeak Asia Infrastructure Fund II LP Files D/A With SEC
Stonepeak Asia Infrastructure Fund II LP submitted a D/A filing to the SEC on July 17 2026 under Section 3(c)(7) of the Investment Company Act.
Pax Ventures Opportunities VI LLC Files SEC Notice
Pax Ventures Opportunities VI LLC submitted a Section 3(c)(7) filing to the SEC on July 17 2026.
NCS International Fund LLC Files D/A on 2026-07-17
NCS International Fund LLC submitted a D/A filing referencing Investment Company Act Section 3(c)(7) on July 17, 2026.
Ogun Fund II, L.P. Files SEC Document Under 3(c)(7)
Ogun Fund II, L.P. submitted a filing to the SEC on July 17, 2026, referencing Investment Company Act Section 3(c)(7).
NCS Group Trust International Fund Files D/A on SEC EDGAR
NCS Group Trust International Fund submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 17, 2026.
Readout Capital Onshore Fund, LP Files SEC Notice Claiming 3(c)(7) Exemption
Readout Capital Onshore Fund, LP submitted a D/A filing to the SEC on 2026-07-17 referencing Section 3(c)(7) of the Investment Company Act.
Fortress Intellectual Property Opportunities Fund III (A) LP Files SEC Notice
Fortress Intellectual Property Opportunities Fund III (A) LP submitted a regulatory filing to the SEC on July 17, 2026, under Section 3(c)(7).
Fortress Intellectual Property Opportunities Fund III (B) LP Files SEC Notice
Fortress Intellectual Property Opportunities Fund III (B) LP submitted a Section 3(c)(7) notice to the SEC on July 17, 2026.
D-270 Private Capital Opportunities Fund II Files SEC Notice
D-270 Private Capital Opportunities Fund II, LP submitted a Section 3(c)(7) notice to the SEC on July 16, 2026.
Caffeinated Capital Antares SPV Files 3(c)(7) Notice
Caffeinated Capital Antares SPV, LLC submitted a Section 3(c)(7) filing to the SEC on July 16, 2026.
Numeric Emerging Markets Small Cap Core Offshore Fund Files D/A With SEC
Numeric Emerging Markets Small Cap Core Offshore Fund Ltd. submitted a D/A filing to the SEC on July 16 2026 referencing Section 3(c)(7) of the Investment Company Act.
Global Infrastructure Debt Fund II Feeder Files SEC Notice
D - Global Infrastructure Debt Fund II Feeder SCSp filed a Section 3(c)(7) notice with the SEC on July 16, 2026.
Triata China Equity (Offshore) Fund Submits D/A Filing to SEC
Triata China Equity (Offshore) Fund filed a D/A notice under Section 3(c)(7) of the Investment Company Act on July 16, 2026.
D - Atlas Opportunistic Dedicated Fund Files 3(c)(7) Notice
D - Atlas Opportunistic Dedicated Fund, Ltd. submitted a Section 3(c)(7) notice to the SEC on July 15, 2026.
Brenton Point Capital Partners Golden Co-Invest Fund LP Files SEC Notice
Brenton Point Capital Partners Golden Co-Invest Fund, LP submitted a 7 KB SEC filing on 2026-07-15 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
D - Run Ventures II CIV-D, L.P. Files SEC Notice
D - Run Ventures II CIV-D, L.P. submitted a filing to the SEC on July 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Granite Equity LLC Files Section 3(c)(7) Notice
Granite Equity LLC submitted a filing to the SEC on July 15 2026 referencing Investment Company Act Section 3(c)(7).
Global Strategic Risk Management LP Files D/A With SEC
Global Strategic Risk Management, LP submitted a D/A filing to the SEC on July 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ASA-US Building Blocks Series Files 3(c)(7) Notice
D - ASA-US Building Blocks Series, LP filed a Section 3(c)(7) notice for its ASA-US Equity Long Short Asia Strategy on July 15, 2026.
Pamir Ventures I, LP Files SEC Notice Under Section 3(c)(7)
Pamir Ventures I, LP submitted a 7 KB filing to the SEC on July 15, 2026, referencing Investment Company Act Section 3(c)(7).
D - CL RPC MSR Investment Fund LLC Files 3(c)(7) Claim With SEC
D - CL RPC MSR Investment Fund LLC filed an SEC document on 2026-07-15 referencing Section 3(c)(7) of the Investment Company Act.
Vista Tactical Credit Fund-A, L.P. Files 3(c)(7) Notice
D - Vista Tactical Credit Fund-A, L.P. submitted a Section 3(c)(7) filing under the Investment Company Act on July 15, 2026.
Amaltas Capital India Fund LLC Files D/A With SEC
Amaltas Capital India Fund LLC submitted a D/A filing to the SEC on July 15, 2026, claiming Section 3(c)(7) exemption.
AG Direct Lending Fund V Files Amended Form D/A
AG Direct Lending Fund V (Levered) Structured Note, L.P. submitted a Form D/A filing with the SEC on 2026-07-15 claiming Section 3(c)(7) exemption.
Heartwood Partners V-A, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
Heartwood Partners V-A, LP submitted a 13 KB SEC filing on July 14, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
ARGA Emerging Markets Equity Fund Files SEC Notice
ARGA Emerging Markets Equity Fund, a series of ARGA Funds Trust, submitted a Section 3(c)(7) filing to the SEC on July 14, 2026.
ARGA International Fund Files 3(c)(7) Notice
ARGA International Fund, a series of ARGA Funds Trust, submitted a Section 3(c)(7) filing to the SEC on July 14, 2026.
Elevation Capital IX LP Files 3(c)(7) Notice
Elevation Capital IX LP submitted a Section 3(c)(7) filing with the SEC on July 14, 2026.
Neuberger Berman Emerging Market Debt Fund Files D/A With SEC
Neuberger Berman Emerging Market Debt Fund LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 14, 2026.
Neuberger Berman Files Amendment for Short Duration EM Debt Fund
Neuberger Berman Short Duration Emerging Market Debt Fund LLC submitted a Section 3(c)(7) amendment filing to the SEC on July 14, 2026.
Marathon Direct Lending Fund Files 3(c)(7) Amendment
Marathon Direct Lending Fund, LP submitted a D/A filing on July 14, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Pinebridge Global Dynamic Absolute Return Fund LLC Files D/A With SEC
Pinebridge Global Dynamic Absolute Return Fund LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 14, 2026.
SRF Onshore Plan Assets Opportunistic Credit Fund LP Files D/A
SRF Onshore Plan Assets Opportunistic Credit Fund LP submitted a D/A filing on 2026-07-14 claiming Section 3(c)(7) exemption.
AlphaKeys ExodusPoint Partners Fund Files SEC Notice July 13 2026
AlphaKeys ExodusPoint Partners Fund, L.P. submitted an SEC EDGAR filing on July 13 2026 referencing Section 3(c)(7) of the Investment Company Act.
NISA Confluence Offshore Fund Ltd Files Form D Amendment
NISA Confluence Offshore Fund Ltd submitted a Form D amendment on July 13 2026 claiming Section 3(c)(7) exemption.
TL Managed Investments Files D/A With SEC
TL Managed Investments, L.P. submitted a D/A amendment under Investment Company Act Section 3(c)(7) on July 13, 2026.
D - FCP Venture X QP LLC Series XX Files SEC Notice
D - FCP Venture X QP LLC Series XX filed an exemption notice under Section 3(c)(7) of the Investment Company Act on July 13 2026.
Valiant Peregrine Special Opportunities Fund 8 Files SEC Notice
Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) filing with the SEC on July 10, 2026, according to SEC EDGAR.
Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice
Valiant Peregrine Special Opportunities Fund 8, L.P. submitted an SEC filing under Investment Company Act Section 3(c)(7) on July 10, 2026.
Manatuck Hill Mariner Offshore Fund Files D/A on July 10 2026
Manatuck Hill Mariner Offshore Fund Ltd filed a D/A notice referencing Section 3(c)(7) of the Investment Company Act with the SEC on July 10 2026.
MVP Opportunity Fund VI Series 26I Files 3(c)(7) Notice
D - MVP Opportunity Fund VI LLC Series 26I filed with the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Valiant Peregrine Special Opportunities Fund 8 Files Form D
Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Form D filing with the SEC on July 10, 2026 under Section 3(c)(7).
