3c7 Exemption
211 stories covering 3c7 exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Venture Growth Select II Offshore SICAV-RAIF Files 3(c)(7) Notice
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing under Investment Company Act Section 3(c)(7) on August 7, 2026.
NDH Opportunity Funds LLC Series 10 Files 3(c)(1) and 3(c)(7) Notice
NDH Opportunity Funds LLC Series 10 submitted a filing on August 7 2026 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Global Defense & Security Select Fund Files D/A on August 7 2026
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing claiming Section 3(c)(7) exemption according to SEC EDGAR.
Black Opal Ventures Fund II Files 3(c)(7) Notice With SEC
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing claiming exemption under Section 3(c)(7) of the Investment Company Act on August 7, 2026.
Black Opal Ventures Fund II Files SEC Notice for 3(c)(7) Exemption
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on August 7, 2026.
GAP (Bermuda) Mexico Companion Fund II Files D/A With SEC
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing on August 7, 2026 under Investment Company Act Section 3(c)(7).
First Round Capital X-F, L.P. Files SEC Notice
First Round Capital X-F, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on August 7, 2026, per SEC EDGAR records.
Venture Growth Select Fund II Files 3(c)(7) Notice
Venture Growth Select Fund II, LLC submitted a D/A filing to the SEC on August 7, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Global Defense & Security Select Fund Files SEC Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a filing under Section 3(c)(7) on August 7, 2026.
Venture Growth Select II Offshore SICAV-RAIF Files D/A With SEC
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) on August 7, 2026.
Landmark Realty Partners II-C, LP Files Form D on August 7, 2026
Landmark Realty Partners II-C, LP submitted a Form D filing with the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Black Opal Ventures Fund II Files SEC 3(c)(7) Notice
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on August 7, 2026.
Kaleidoscope Prism Offshore Fund Files D/A Amendment
Kaleidoscope Prism Offshore Fund, Ltd. submitted a D/A filing on August 7, 2026 claiming Section 3(c)(7) exemption according to SEC EDGAR.
West Street Mezzanine Partners IX LP Files SEC Notice August 6 2026
West Street Mezzanine Partners IX LP submitted a notice to the SEC on August 6 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
CD&R Fund XIII Offshore Entity Files SEC 3(c)(7) Notice
D - CD&R Fund XIII Private Investors Offshore SICAV-RAIF S.C.Sp. submitted an Investment Company Act Section 3(c)(7) filing to the SEC on August 5, 2026.
GCW Access-SemiAnalysis Capital Fund I Files SEC Notice
GCW Access-SemiAnalysis Capital Fund I, L.P. submits a notice under Investment Company Act Section 3(c)(7) on August 5, 2026.
Nadara Investments Files 3(c)(7) Amendment With SEC
Nadara Investments, L.P. filed a D/A amendment on August 5, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Acadian Sustainable Global Equity Fund Files 3(c)(7) Notice
Acadian Sustainable Global Equity Fund, LLC submitted a Form D/A filing to the SEC on August 5, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
Yieldpoint Stable Value Fund Files D/A With SEC
Yieldpoint Stable Value Fund, L.P. submitted a D/A filing to the SEC on August 4, 2026 under Section 3(c)(7).
Interlagos V, LLC Files Section 3(c)(7) Notice with SEC
Interlagos V, LLC submitted a Section 3(c)(7) filing under the Investment Company Act on August 4, 2026.
NPGF 2025 Co-Investment Fund Files 3(c)(7) Notice
D - NPGF 2025 Co-Investment S.L.P. - Quest Compartment III submitted an SEC filing referencing Section 3(c)(7) on August 4, 2026.
D-Investment Partners Files 3(c)(7) Notice for Credit Opportunities Fund III
D-Investment Partners, LLC submitted a Section 3(c)(7) exemption filing for Credit Opportunities Fund III on August 4, 2026.
StepStone Capital Partners VI Europe Files 3(c)(7) Notice
StepStone Capital Partners VI Europe, SCSp submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act on July 31, 2026.
StepStone Capital Partners VI Files SEC Notice on July 31, 2026
StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Merewether Liquid Credit Partners Files D/A on July 29 2026
Merewether Liquid Credit Partners LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
D-270 Private Capital Fund III Files 3(c)(7) Notice
D - 270 Private Capital Fund III (Offshore), LP submitted a filing with the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Crosslink Ventures XI-B, L.P. Files Form D on July 29, 2026
Crosslink Ventures XI-B, L.P. submitted a Form D notice claiming exemption under Investment Company Act Section 3(c)(7).
Kai Diversified Convexity Fund LP Files SEC Notice Claiming 3(c)(7) Exemption
Kai Diversified Convexity Fund LP submitted a filing with the SEC on July 29, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Merewether Cyclicals Offshore Partners Files 3(c)(7) Amendment
Merewether Cyclicals Offshore Partners, Ltd. submitted a D/A filing to the SEC on July 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Vitalbridge Fund III Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
Vitalbridge Fund III, L.P. submitted a 9 KB filing on 2026-07-28 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
AG Japan Value Fund 1-B Files SEC Amendment
AG Japan Value Fund 1-B, L.P. submitted a D/A filing to the SEC on July 27, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Symmetry Master Ltd Files 3(c)(7) Amendment
Hedge Fund Select: Symmetry Master Ltd submits D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
Aptitude Alternative Equity LP Files D/A Amendment With SEC
Aptitude Alternative Equity LP submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.
Blackstone Private Equity Strategies Fund Files D/A Amendment
Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing on July 24, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Aptitude Alternative Equity LP Files D/A With SEC
Aptitude Alternative Equity LP submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.
Aptitude Alternative Equity Ltd Files D/A Amendment
Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 citing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Aptitude Alternative Equity Ltd Files D/A With SEC
Aptitude Alternative Equity Ltd submitted a D/A filing to the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
EQV Energy Opportunities Fund III Files D/A With SEC
EQV Energy Opportunities Fund III, L.P. submitted a D/A filing on July 24, 2026, under Investment Company Act Sections 3(c)(1) and 3(c)(7).
ECM Feeder Fund 1 Files D/A with SEC Under 3(c)(7)
ECM Feeder Fund 1 submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.
Blackstone Private Equity Strategies Fund Files D/A on July 24 2026
Blackstone Private Equity Strategies Fund (TE) L.P. submitted a Form D/A amendment claiming Section 3(c)(7) exemption under the Investment Company Act.
Highbury Holdings XVII Files 3(c)(7) Exemption Notice
Highbury Holdings XVII, LLC submitted a Section 3(c)(7) notice to the SEC on July 24, 2026.
Point Olema U.S. Venture Capital Portfolio Files D/A With SEC
Point Olema U.S. Venture Capital Portfolio, L.P. submitted a D/A filing on July 23, 2026 referencing Section 3(c)(7) of the Investment Company Act.
MAM Qualified Staff Investment Series II Files 3(c)(7) Notice
D - MAM Qualified Staff Investment Series II, LLC filed a 22 KB notice under Section 3(c)(7) of the Investment Company Act on July 22, 2026.
D - WCP Fund C, L.P. Files Section 3(c)(7) Notice
D - WCP Fund C, L.P. submitted a Section 3(c)(7) exemption filing to the SEC on July 22, 2026.
D-MAM Qualified Staff Investment Series II Files 3(c)(7) Notice
D-MAM Qualified Staff Investment Series II, LLC filed a Section 3(c)(7) notice with the SEC on July 22, 2026.
CenterSquare Value-Added Fund VI Files D/A With SEC
CenterSquare Value-Added Fund VI, L.P. submitted a D/A filing on 2026-07-21 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
Willow Tree Fund III (Unlevered) (Offshore) Files D/A on July 17 2026
Willow Tree Fund III (Unlevered) (Offshore), LP filed a D/A amendment with the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
AE Industrial Partners Fund IV Files 3(c) Exemptions Notice
AE Industrial Partners Fund IV, LP submitted a D/A filing on 2026-07-17 claiming Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
Willow Tree Fund III Files D/A Notice Under 3(c)(7)
Willow Tree Fund III (Unlevered), LP submitted a D/A filing to the SEC on July 17, 2026, claiming the Section 3(c)(7) exemption.
Willow Tree Fund III Files D/A With SEC on July 17 2026
Willow Tree Fund III (Unlevered) (Offshore), LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
