3c7 Exemption
125 stories covering 3c7 exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Aptitude Alternative Equity Ltd Files D/A With SEC
Aptitude Alternative Equity Ltd submitted a D/A filing to the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
EQV Energy Opportunities Fund III Files D/A With SEC
EQV Energy Opportunities Fund III, L.P. submitted a D/A filing on July 24, 2026, under Investment Company Act Sections 3(c)(1) and 3(c)(7).
ECM Feeder Fund 1 Files D/A with SEC Under 3(c)(7)
ECM Feeder Fund 1 submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.
Blackstone Private Equity Strategies Fund Files D/A on July 24 2026
Blackstone Private Equity Strategies Fund (TE) L.P. submitted a Form D/A amendment claiming Section 3(c)(7) exemption under the Investment Company Act.
Highbury Holdings XVII Files 3(c)(7) Exemption Notice
Highbury Holdings XVII, LLC submitted a Section 3(c)(7) notice to the SEC on July 24, 2026.
Point Olema U.S. Venture Capital Portfolio Files D/A With SEC
Point Olema U.S. Venture Capital Portfolio, L.P. submitted a D/A filing on July 23, 2026 referencing Section 3(c)(7) of the Investment Company Act.
MAM Qualified Staff Investment Series II Files 3(c)(7) Notice
D - MAM Qualified Staff Investment Series II, LLC filed a 22 KB notice under Section 3(c)(7) of the Investment Company Act on July 22, 2026.
D - WCP Fund C, L.P. Files Section 3(c)(7) Notice
D - WCP Fund C, L.P. submitted a Section 3(c)(7) exemption filing to the SEC on July 22, 2026.
D-MAM Qualified Staff Investment Series II Files 3(c)(7) Notice
D-MAM Qualified Staff Investment Series II, LLC filed a Section 3(c)(7) notice with the SEC on July 22, 2026.
CenterSquare Value-Added Fund VI Files D/A With SEC
CenterSquare Value-Added Fund VI, L.P. submitted a D/A filing on 2026-07-21 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
Willow Tree Fund III (Unlevered) (Offshore) Files D/A on July 17 2026
Willow Tree Fund III (Unlevered) (Offshore), LP filed a D/A amendment with the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
AE Industrial Partners Fund IV Files 3(c) Exemptions Notice
AE Industrial Partners Fund IV, LP submitted a D/A filing on 2026-07-17 claiming Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
Willow Tree Fund III Files D/A Notice Under 3(c)(7)
Willow Tree Fund III (Unlevered), LP submitted a D/A filing to the SEC on July 17, 2026, claiming the Section 3(c)(7) exemption.
Willow Tree Fund III Files D/A With SEC on July 17 2026
Willow Tree Fund III (Unlevered) (Offshore), LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Willow Tree Fund III Files D/A Claiming 3(c)(7) Exemption
Willow Tree Fund III (Unlevered) (Offshore), LP submitted a D/A filing on 2026-07-17 under Section 3(c)(7) of the Investment Company Act.
Willow Tree Fund III Files 3(c)(7) Amendment With SEC
Willow Tree Fund III (Unlevered), LP submitted a D/A filing on 2026-07-17 claiming the Section 3(c)(7) exemption under the Investment Company Act.
Willow Tree Fund III Files D/A Notice With SEC
Willow Tree Fund III (Unlevered) (Offshore), LP submitted a D/A filing to the SEC on July 17, 2026 claiming a Section 3(c)(7) exemption.
AE Industrial Partners Fund IV Files D/A Notice with SEC
AE Industrial Partners Fund IV, LP submitted a D/A filing to the SEC on July 17, 2026 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Willow Tree Fund III Files SEC Exemption Notice
Willow Tree Fund III (Unlevered), LP submits D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
Stonepeak Asia Infrastructure Feeder Fund II LP Files D/A on 2026-07-17
Stonepeak Asia Infrastructure Feeder Fund II LP submitted a D/A filing under Investment Company Act Section 3(c)(7) to the SEC on 2026-07-17.
Andalusian Partners Files D/A for Fund II Onshore Committed Series
Andalusian Partners Fund II, L.P. submitted a D/A filing on July 16, 2026, for APF II Onshore Committed Series under Section 3(c)(7).
Westwood Energy Secondaries Co-Investment Fund VII Files SEC Notice
Westwood Energy Secondaries Co-Investment Fund VII, LLC submitted a filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Renaissance Institutional Equities Fund Files D/A on July 15 2026
Renaissance Institutional Equities Fund LLC submitted a D/A filing with the SEC on July 15 2026 referencing Section 3(c)(7).
Celero Capital Fund II Files 3(c)(7) Exemption Notice
Celero Capital Fund II (D) AB submitted a Section 3(c)(7) notice to the SEC on July 15, 2026.
ARGA Global Concentrated Fund Files 3(c)(7) Notice
ARGA Global Concentrated Fund, a series of ARGA Funds Trust, filed a Section 3(c)(7) notice with the SEC on July 14, 2026.
Riot Ventures Select Fund I Files 3(c)(7) Notice
Riot Ventures Select Fund I, L.P. submitted a Section 3(c)(7) exemption filing to the SEC on July 14, 2026.
Invesco Short Duration US Government Securities Fund Files D/A
Invesco Short Duration US Government Securities Fund, a series of Superstate Asset Trust, filed a D/A on 2026-07-14 citing Section 3(c)(7).
SRF Offshore Plan Assets Opportunistic Credit Fund LP Files D/A
SRF Offshore Plan Assets Opportunistic Credit Fund LP submitted a D/A filing on 2026-07-14 under Investment Company Act Section 3(c)(7).
NISA Confluence Onshore Fund LP Files D/A with SEC
NISA Confluence Onshore Fund LP submitted a D/A filing referencing Section 3(c)(7) on July 13, 2026.
D - Premier Roma Access Fund Files 3(c)(7) Notice
D - Premier Roma Access Fund, L.P. submitted an 8 KB SEC filing claiming Section 3(c)(7) exemption on 2026-07-13.
Manatuck Hill Mariner Offshore Fund Files D/A on July 10 2026
Manatuck Hill Mariner Offshore Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
MVP Opportunity Fund VI LLC Series 26I Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I submitted a Section 3(c)(7) exemption filing on July 10 2026 via SEC EDGAR.
D - MVP Opportunity Fund VI LLC Series 26I Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I submitted a Form 3C filing on July 10, 2026 claiming Section 3(c)(7) exemption.
Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice
Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) exemption filing with the SEC on July 10, 2026.
Manatuck Hill Mariner Onshore Fund Files D/A on 2026-07-10
Manatuck Hill Mariner Onshore Fund, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
PSquared US Feeder Fund Files 3(c)(7) Amendment
PSquared US Feeder Fund, LP submitted a D/A filing for its Event Opportunity Series under Section 3(c)(7) of the Investment Company Act.
IFM Core Energy Transition Fund Files SEC Notice Under Section 3(c)(7)
IFM Core Energy Transition Fund (USD) B SCSp filed a D/A notice with the SEC on 2026-07-09 claiming exemption under Investment Company Act Section 3(c)(7).
D - 224 Ventures SPV Series LP Files 3(c)(7) Notice
D - 224 Ventures SPV Series LP, Series B1 filed a Section 3(c)(7) exemption notice with the SEC on July 8, 2026.
Intrinsic Health Partners II Files 3(c)(7) Notice
Intrinsic Health Partners II, L.P. submitted a D/A filing indicating reliance on Investment Company Act Section 3(c)(7).
ROW Diversified 2X Offshore Fund Files D/A with SEC
ROW Diversified 2X Offshore Fund, Ltd. submitted a D/A filing on July 8, 2026, referencing Investment Company Act Section 3(c)(7).
Thayer Street Partners Opportunity Fund III Files 3(c)(7) Notice
Thayer Street Partners Opportunity Fund III, L.P. submitted an SEC filing on July 7, 2026, citing reliance on Section 3(c)(7) of the Investment Company Act.
Davidovs Venture Capital, LP Files Form D on 2026-07-07
Davidovs Venture Capital, LP submitted a Form D filing with the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Superstate Asset Trust Files D/A for Short Duration Fund Series
Superstate Short Duration US Government Securities Fund filed a D/A notice under Section 3(c)(7) of the Investment Company Act on 2026-07-07.
Clemenceau Fund LLC Files D/A Amendment with SEC
Clemenceau Fund LLC submitted a D/A filing to the SEC on 2026-07-06 claiming Section 3(c)(7) exemption under the Investment Company Act.
D - BIP V Co-Investment A L.P. Files SEC Notice Under 3(c)(7)
D - BIP V Co-Investment A L.P. submits notice of exemption under Investment Company Act Section 3(c)(7) on July 6, 2026.
HighVista HFS Partners (Offshore) SPC Files 3(c)(7) Notice
HighVista HFS Partners (Offshore) SPC - Portfolio A submitted a D/A filing claiming Section 3(c)(7) exemption on 2026-07-06.
Sandbrook Climate Infrastructure Fund II-B LP Files D/A on 2026-07-02
Sandbrook Climate Infrastructure Fund II-B LP submits D/A filing referencing Investment Company Act Section 3(c)(7) according to SEC EDGAR.
Sandbrook Climate Infrastructure Fund II LP Files D/A With SEC
Sandbrook Climate Infrastructure Fund II LP submitted a D/A amendment on 2026-07-02 claiming exemption under Investment Company Act Section 3(c)(7).
Sandbrook Climate Infrastructure Fund II-C LP Files D/A with SEC
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing on 2026-07-02 claiming Section 3(c)(7) exemption under the Investment Company Act.
Sandbrook Climate Infrastructure Fund II-B LP Files D/A With SEC
Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC on July 2 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
