3c7 Exemption
66 stories covering 3c7 exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Scout Energy Partners VII-B Files SEC 3(c)(7) Notice
Scout Energy Partners VII-B, LP submitted a Section 3(c)(7) exemption filing with the SEC on June 12, 2026.
FVP Digital Future Fund Files D/A With SEC on June 12 2026
FVP Digital Future Fund L.P. submitted a D/A filing referencing Investment Company Act Section 3(c)(7) to SEC EDGAR.
Greycroft HMG Growth Fund Files SEC Document June 11 2026
Greycroft HMG Growth Fund L.P. submitted a filing to the SEC on June 11 2026 referencing Section 3(c)(7) of the Investment Company Act.
RedBird Legends Fund, L.P. Files SEC Notice Claiming 3(c)(7) Exemption
RedBird Legends Fund, L.P. submitted a Form D filing on June 11, 2026, citing Investment Company Act Section 3(c)(7).
D-LS Opportunities Access Fund IV Files SEC Notice
D-LS Opportunities Access Fund IV, L.P. submitted a Section 3(c)(7) notice filing to the SEC on June 11, 2026.
Ares Pathfinder Fund III (Offshore) LP Files D/A with SEC
Ares Pathfinder Fund III (Offshore) LP submitted a D/A filing to the SEC on June 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Ares Pathfinder Fund III (Offshore) LP Files D/A on 2026-06-10
Ares Pathfinder Fund III (Offshore) LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Stonelake VIII Access Fund Files SEC Notice Under Section 3(c)(7)
Stonelake VIII Access Fund, L.P. submitted a Form D exemption filing to the SEC on June 9, 2026, referencing Investment Company Act Section 3(c)(7).
801 West Capital Fund Files D/A Amendment Under Section 3(c)(7)
801 West Capital Fund, L.P. submitted a D/A filing on June 9, 2026, referencing Section 3(c)(7) of the Investment Company Act.
MGX Fund I LP Files Section 3(c)(7) Exemption Notice
D - MGX Fund I LP submitted a Form 3C filing claiming exemption under Section 3(c)(7) of the Investment Company Act on June 9, 2026.
Square Nine Specialty Credit Fund I-L LP Files SEC Notice
Square Nine Specialty Credit Fund I-L LP submitted a Section 3(c)(7) exemption filing to the SEC on June 9, 2026.
Global Defense & Security Select Fund Files D/A Amendment
Global Defense & Security Select Fund, LLC submitted a D/A filing on 2026-06-08 claiming Section 3(c)(7) exemption.
KKR Opportunistic Real Estate Credit Fund III Files SEC Notice
KKR Opportunistic Real Estate Credit Fund III (Parallel) LP submitted a Section 3(c)(7) exemption filing to the SEC on June 4, 2026.
Kline Hill Partners Solutions III Expansion Fund Files SEC Notice
Kline Hill Partners Solutions III Expansion Fund LP submitted a Form D filing to the SEC on June 4, 2026, claiming exemption under Section 3(c)(7).
Strategic Opportunities Partners I Files SEC 3(c)(7) Notice
D - Strategic Opportunities Partners I, L.P. submitted a 7 KB filing to the SEC on June 4, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Summit Partners IDF Series Files 3(c)(7) SEC Notice
D - Summit Partners IDF Series of the SALI Multi-Series Fund, L.P. submitted a Section 3(c)(7) filing with the SEC on June 3, 2026.
Olive Partners Select V Files SEC Notice Claiming 3(c)(7) Exemption
D - Olive Partners Select V, LP filed a notice with the SEC on 2026-06-02 under Investment Company Act Section 3(c)(7).
PIMCO Municipal Real Return Fund Files D/A Amendment
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for PIMCO Municipal Real Return Fund under Section 3(c)(7) on May 29, 2026.
Atreides Foundation Fund Files D/A for 3(c)(7) Exemption
Atreides Foundation Fund, LP filed a D/A notice with the SEC on May 29, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, LP Files D/A with SEC
Atreides Foundation Fund, LP submitted a D/A filing to the SEC on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files 3(c)(7) Notice
PIMCO PRIVATE SERIES Co LLC filed a D/A for the PIMCO Municipal Real Return Fund citing Section 3(c)(7) of the Investment Company Act.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A on 2026-05-29
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing to the SEC on 2026-05-29 claiming Section 3(c)(7) exemption.
PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A Amendment
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing on May 29, 2026 claiming Section 3(c)(7) exemption.
Bloom Opportunities Fund II Series Files 3(c)(7) Notice
D - BVP VII a Series of Bloom Opportunities Fund II LLC filed a Section 3(c)(7) notice with the SEC on May 28, 2026.
Bloom Opportunities Fund II LLC Files 3(c)(7) Notice
D - BVP VI a Series of Bloom Opportunities Fund II LLC submitted a Section 3(c)(7) notice to the SEC on May 28, 2026.
Lighthouse Strategies Fund LLC Files D/A for Healthcare Series
Lighthouse Strategies Fund LLC submitted a D/A filing for its Lighthouse Healthcare Series on May 27, 2026, referencing Section 3(c)(7).
Neuberger Specialty Finance Fund IV LP Files SEC 3(c)(7) Notice
Neuberger Specialty Finance Fund IV LP submitted a Section 3(c)(7) filing with the SEC on May 22, 2026.
MAVRK Celestia Fund, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
MAVRK Celestia Fund, LP submitted a 7 KB filing on May 22, 2026 listing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
Western Standard Partners QP Files D/A on May 22 2026
Western Standard Partners QP, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Neuberger Specialty Finance Fund IV LP Files SEC Notice
Neuberger Specialty Finance Fund IV LP submitted a filing to the SEC on May 22, 2026 under Section 3(c)(7) of the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
MAVRK Celestia Fund, LP submitted a Form D notice to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Western Standard Partners QP, L.P. Submits D/A Filing
Western Standard Partners QP, L.P. filed a D/A notice under Section 3(c)(7) of the Investment Company Act on 2026-05-22.
Edale Europe Absolute Fund LP Files D/A With SEC
Edale Europe Absolute Fund LP submitted a D/A filing on May 22 2026 under Investment Company Act Section 3(c)(7).
Spruceview Income Value Fund 2026 Files SEC Notice
Spruceview Income Value Fund 2026, LP submitted a filing to the SEC on May 22, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Coller Evergreen CFO I Equity Holdings Feeder B Files SEC Notice
D - Coller Evergreen CFO I Equity Holdings Feeder B, L.P. filed a notice with the SEC on May 22, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Coller Evergreen CFO I Equity Holdings Feeder A Files SEC Notice
D - Coller Evergreen CFO I Equity Holdings Feeder A, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on May 22, 2026.
Corbel Special Opportunities Fund II Files 3(c)(7) Notice With SEC
Corbel Special Opportunities Fund II, L.P. submitted a Section 3(c)(7) filing to the SEC on May 22, 2026.
Stonepeak Motion (Co-Invest) Holdings LP Files SEC Notice
D - Stonepeak Motion (Co-Invest) Holdings LP submitted a regulatory filing to the SEC on May 22, 2026, claiming exemption under Section 3(c)(7).
HEEL Ventures Technology Fund I Files 3(c)(7) Exemption Notice
D - HEEL Ventures Technology Fund I a Series of CGF2021 LLC filed a notice claiming exemption under Section 3(c)(7) of the Investment Company Act with the SEC.
SPX Seafire Fund SPC Files for Segregated Portfolio One
SPX Seafire Fund SPC submitted a D/A filing for SPX Seafire Fund Segregated Portfolio One on May 22, 2026 under Section 3(c)(7).
Bedford Ridge Investment Co XII Files SEC Exemption Notice
Bedford Ridge Investment Co XII, LP submitted a Section 3(c)(7) exemption filing to the SEC on May 21, 2026.
Bedford Ridge Investment Co XII Files SEC Notice Under 3(c)(7)
Bedford Ridge Investment Co XII, LP filed a notice with the SEC claiming exemption from the Investment Company Act under Section 3(c)(7).
ICQ Investments 8TY, LP Files SEC Notice Claiming 3(c)(7) Exemption
D - ICQ Investments 8TY, LP submitted a Form 3C filing to the SEC on May 21, 2026, electing exemption under Section 3(c)(7) of the Investment Company Act.
D - GC Venture XII (A-IV), L.P. Files SEC Notice
D - GC Venture XII (A-IV), L.P. submitted a filing to the SEC on May 21, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
CoastEdge Focus Fund Offshore LLC Files D/A with SEC
CoastEdge Focus Fund Offshore LLC submitted a D/A filing to the SEC on May 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Blackstone Infrastructure Partners F.2 L.P. Files SEC Notice
Blackstone Infrastructure Partners F.2 L.P. submitted a filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
MG&A Private Assets Master Fund Files D/A Notice with SEC
MG&A Private Assets Master Fund, LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 20, 2026.
Coatue Long Only Offshore Fund Files SEC Amendment
Coatue Long Only Offshore Fund, Ltd. submitted a D/A filing to the SEC on May 20, 2026 under Section 3(c)(7).
Mudrick Co-Investment Opportunity III Offshore Files SEC Notice
Mudrick Co-Investment Opportunity III Offshore, L.P. submitted a Section 3(c)(7) filing to the SEC on May 19, 2026.
Mudrick Stressed Credit Fund Ltd. Files SEC Document May 19 2026
Mudrick Stressed Credit Fund Ltd. submitted a D/A filing to the SEC on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.
