3c7 Exemption
211 stories covering 3c7 exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Marshall Wace Eureka ASP Fund Files D/A on August 28 2026
Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC, submitted a D/A filing under Investment Company Act Section 3(c)(7).
ABS Global Long Short ASP Fund Files SEC Notice
ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC, submitted a filing to the SEC on August 28, 2026, under Section 3(c)(7).
Marblegate Partners Offshore Fund III Files SEC Notice
Marblegate Partners Offshore Fund III, L.P. submitted a D/A filing to the SEC on September 3, 2026, claiming the Section 3(c)(7) exemption.
H.I.G. Infra Lantern Coinv Feeder Fund, L.P. Files SEC Notice
D - H.I.G. Infra Lantern Coinv Feeder Fund, L.P. submitted a filing to the SEC on September 2, 2026 under Section 3(c)(7).
TRGP Opportunities Fund LP Files D/A With SEC Referencing 3(c)(7)
TRGP Opportunities Fund, LP submitted a D/A filing to the SEC on September 2, 2026, under Item 3C.7 for Section 3(c)(7).
North Ground Capital Opportunity Offshore Fund LP Files SEC Notice
North Ground Capital Opportunity Offshore Fund LP submitted a Section 3(c)(7) exemption filing to the SEC on September 1, 2026.
AEA Investors Insurance Fund Series Files D/A on 2026-09-01
AEA Investors Insurance Fund Series of the SALI Multi-Series Fund, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
PennantPark Credit Secondary Offshore Fund Files SEC Notice
D - PennantPark Credit Secondary (Offshore) Fund LP submitted a Section 3(c)(7) filing to the SEC on August 21, 2026.
Raith Real Estate Fund IV AIV Feeder LP Files SEC Notice
Raith Real Estate Fund IV AIV Feeder LP filed a notice claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Grasshopper Quant Multi-Strategy Fund Files 3(c)(7) Notice
Grasshopper Quant Multi-Strategy Fund submitted a Section 3(c)(7) filing to the SEC on August 24, 2026.
Agate Hound Fund I, LP Files D/A With SEC on August 24, 2026
Agate Hound Fund I, LP submitted a D/A filing to the SEC on 2026-08-24 referencing Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
Zenith Equity Fund-A LP Files SEC Notice Under 3(c)(7)
Zenith Equity Fund-A LP submitted a filing to the SEC on August 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Zenith Equity Fund-A LP Files SEC Notice Under Section 3(c)(7)
Zenith Equity Fund-A LP submitted a filing with the SEC on August 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Zenith Equity Fund-A LP Files SEC Notice Under 3(c)(7)
Zenith Equity Fund-A LP submitted a filing to the SEC on August 21, 2026 referencing Section 3(c)(7) of the Investment Company Act.
PennantPark Credit Secondary Offshore Fund Files SEC Notice
PennantPark Credit Secondary (Offshore) Fund LP submitted a Form 3C filing with the SEC on August 21 2026 claiming Section 3(c)(7) exemption.
Axar Offshore Fund, Ltd. Files D/A With SEC on August 21, 2026
Axar Offshore Fund, Ltd. submitted a D/A filing to the SEC on August 21, 2026, referencing Investment Company Act Section 3(c)(7).
LibreMax Structured Opportunities Partners I Files D/A on 2026-08-21
LibreMax Structured Opportunities Partners I, LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
LibreMax Structured Opportunities Partners II Files D/A With SEC
LibreMax Structured Opportunities Partners II, LP submitted a D/A filing on August 21, 2026 under Investment Company Act Section 3(c)(7).
StepStone Secondaries Infrastructure Fund Europe Files D/A
StepStone Secondaries Infrastructure Fund Europe, SCSp SICAV-RAIF submitted a D/A filing to the SEC on August 20, 2026, claiming Section 3(c)(7) exemption.
Diameter Lending Offshore Fund II LP Files SEC Notice
Diameter Lending Offshore Fund II LP submitted a Section 3(c)(7) notice filing to the SEC on August 19, 2026.
K2 Apollo Credit Fund Ltd. Files D/A with SEC on August 20 2026
K2 Apollo Credit Fund Ltd. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Pathway Private Equity Fund III-Co Files 3(c)(7) Exemption Notice
Pathway Private Equity Fund III-Co, LP submitted a Section 3(c)(7) filing to the SEC on August 20, 2026.
Diameter Lending Offshore Fund II RNF LP Files SEC Notice
Diameter Lending Offshore Fund II RNF LP submitted a Section 3(c)(7) filing with the SEC on August 19, 2026.
Diameter Lending Offshore Fund II LP Files 3(c)(7) Notice
Diameter Lending Offshore Fund II LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 19, 2026.
Aptitude Alternative Equity LP Files D/A with SEC
Aptitude Alternative Equity LP submitted a D/A filing on 2026-07-24 claiming Section 3(c)(7) exemption under the Investment Company Act.
Cohen & Steers US Realty Total Return Fund Files SEC Notice
Cohen & Steers US Realty Total Return Fund, a series of Cohen & Steers Series LP, filed an 8 KB notice with the SEC on August 18, 2026.
Long Corridor Alpha Opportunities Feeder Fund Files D/A
Long Corridor Alpha Opportunities Feeder Fund submitted a Form D/A filing under Section 3(c)(7) on August 18, 2026, according to SEC EDGAR.
West Street Capital Partners VIII Offshore AIV I Files 3(c)(7) Notice
D - West Street Capital Partners VIII Offshore AIV I, L.P. submitted a Section 3(c)(7) filing on August 17, 2026, according to SEC EDGAR.
Aravali Global Arbitrage Master Fund VCC Files 3(c)(7) Notice
Aravali Global Arbitrage Master Fund VCC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
Pretium Real Estate Debt Fund B, LP Files D/A with SEC
Pretium Real Estate Debt Fund B, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
TKM Capital Partners I, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
TKM Capital Partners I, LP submitted an SEC filing on August 17, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Black Opal Ventures Fund II Files 3(c)(7) Notice
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing claiming the Section 3(c)(7) exemption on August 7, 2026.
Terramont Infrastructure Opportunities Fund II Files SEC Notice
Terramont Infrastructure Opportunities Fund II (Cayman), L.P. submitted a filing to the SEC on August 13, 2026 under Section 3(c)(7).
Arena Capital Fund, L.P. Series 4 Files D/A with SEC
Arena Capital Fund, L.P.- Series 4 submitted a D/A filing on 2026-08-13 claiming the Section 3(c)(7) exemption under the Investment Company Act.
Global Horizons Holdings Ventures LLC Series 3 Files SEC Notice
Global Horizons Holdings Ventures LLC - Series 3 submitted an SEC filing on August 12 2026 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
Cederberg Greater China Equity Fund LP Files SEC Notice
Cederberg Greater China Equity Fund LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 12, 2026.
D-SI NVA02D-E Holdings REIT LLC Files Form D on August 11 2026
D-SI NVA02D-E Holdings REIT LLC submitted Form D filings with the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Global Asset Backed Opportunities (Cayman) LP Files SEC Notice
Global Asset Backed Opportunities (Cayman) LP submitted a Section 3(c)(7) notice to the SEC on August 11, 2026.
Somerset Hill Ventures Fund LLC Series 3 Files SEC Notice
Somerset Hill Ventures Fund LLC Series 3 submitted a Section 3(c) filing to the SEC on August 10, 2026.
NDH Opportunity Funds LLC Series 6 Files SEC Notice
NDH Opportunity Funds LLC Series 6 submitted a filing to the SEC on August 10 2026 claiming exemptions under sections 3(c)(1) and 3(c)(7).
Hina Liberty Growth Capital I LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
Hina Liberty Growth Capital I, LP submitted a filing on August 10, 2026 referencing Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
Global Defense & Security Select Fund Files SEC Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
Black Opal Ventures Fund II Files SEC 3(c)(7) Notice
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on August 7, 2026.
Black Opal Ventures Fund II - Primary Fund Files SEC Notice
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing to the SEC on August 7, 2026, under Section 3(c)(7) of the Investment Company Act.
Global Defense & Security Select Fund Files 3(c)(7) Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submits D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Venture Growth Select II Offshore Files D/A on August 7, 2026
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) exemption under the Investment Company Act.
Global Defense & Security Select Fund Files D/A for 3(c)(7) Exemption
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing to the SEC on August 7, 2026, claiming the Section 3(c)(7) exemption.
Global Defense & Security Select Fund Files D/A Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing on 2026-08-07 claiming Section 3(c)(7) exemption.
Black Opal Ventures Fund II Files SEC Notice on August 7, 2026
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Millstone Global Fund LP Files 3(c)(7) Exemption Notice
Millstone Global Fund LP submitted a Section 3(c)(7) exemption filing to the SEC on August 7, 2026.
