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First Oklahoma Holdings Files SEC Document Under Rule 504(b)(1)

First Oklahoma Holdings, Inc. submitted a SEC filing on May 13, 2026, pertaining to Rule 504(b)(1) as detailed in the document.

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First Oklahoma Holdings Submits SEC Filing

First Oklahoma Holdings, Inc., identified by CIK number 0001705558, filed a document with the SEC on May 13, 2026, under Accession Number 0001705558-26-000001, which pertains to Item 04: Rule 504(b)(1) according to SEC EDGAR. The filing specifies that it involves Rule 504(b)(1) but excludes subsections (i), (ii), and (iii). As is widely known, Rule 504 is part of Regulation D under the Securities Act, which provides exemptions for certain small offerings.

Details of the Filing

The document from First Oklahoma Holdings, Inc. was filed on May 13, 2026, and has a file size of 20 KB, as recorded in the SEC EDGAR system. This filing directly references Item 04, indicating compliance with Rule 504(b)(1) while noting the exclusions of (i), (ii), and (iii). According to SEC EDGAR, such filings are part of the standard process for entities engaging with securities regulations.

Regulatory Context

Rule 504(b)(1) appears in the filing as a specific provision, with the document explicitly stating it does not involve subsections (i), (ii), or (iii). As widely known, Regulation D filings like this one are common for companies navigating exemptions from full SEC registration requirements. This particular filing by First Oklahoma Holdings, Inc., according to SEC EDGAR, aligns with routine reporting under the Securities Act.

Sources
Topics
  • #SEC
  • #Regulation D
  • #Filings
  • #Rule 504
  • #Emerging Managers
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