Catalio Access Fund IX Submits SEC Filing
Catalio Access Fund IX, LLC filed a notice with the SEC on April 24, 2026, as indicated in the document with Accession Number 0000950142-26-001190, claiming exemptions under the Investment Company Act. According to SEC EDGAR, the filing specifies Item 3C related to Section 3(c) of the Act. The document, sized at 7 KB, includes Item 3C.1 for Section 3(c)(1) and Item 3C.7 for Section 3(c)(7).
Details of the Filing
The filing by Catalio Access Fund IX, LLC, with CIK number 0002126357, was submitted on April 24, 2026, and references the Investment Company Act’s Section 3(c) exemptions. As widely known, Section 3(c)(1) applies to funds with fewer than 100 beneficial owners, while Section 3(c)(7) pertains to funds where all investors are qualified purchasers, though these are standard provisions under U.S. securities law. According to SEC EDGAR, the filing explicitly lists these sections as part of the entity’s exemption claims.
Implications of Claimed Exemptions
Catalio Access Fund IX, LLC’s filing includes claims for Section 3(c)(1) and Section 3(c)(7), as noted in Items 3C.1 and 3C.7 of the document. According to SEC EDGAR, this indicates the fund is seeking to operate without registering as an investment company under these specific exemptions.
