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Sec Filing

2777 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

The old courthouse in St. Louis with the iconic Gateway Arch in the backdrop.
Regulatory Jul 14, 2026

SRF Offshore Plan Assets Opportunistic Credit Fund LP Files D/A

SRF Offshore Plan Assets Opportunistic Credit Fund LP submitted a D/A filing on 2026-07-14 under Investment Company Act Section 3(c)(7).

Close-up of a person signing a divorce decree on a desk.
Regulatory Jul 14, 2026

Clout Fund LLC Files D/A Amendment With SEC

Clout Fund LLC submitted a Form D/A filing on 2026-07-14 claiming Section 3(c)(1) exemption under the Investment Company Act.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory Jul 14, 2026

SRF Onshore Plan Assets Opportunistic Credit Fund LP Files D/A

SRF Onshore Plan Assets Opportunistic Credit Fund LP submitted a D/A filing on 2026-07-14 claiming Section 3(c)(7) exemption.

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Regulatory Jul 14, 2026

1789 Capital Lakehouse III LP Files SEC Notice

D - 1789 Capital Lakehouse III LP submitted a filing to the SEC on 2026-07-14 referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 14, 2026

D - Telligent Fund, LP Submits Section 3(c)(1) Filing

D - Telligent Fund, LP filed a notice under Investment Company Act Section 3(c)(1) with the SEC on July 14, 2026.

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Regulatory Jul 14, 2026

D - GR-0529 Fund I Files SEC Notice Claiming 3(c)(1) Exemption

D - GR-0529 Fund I, a series of MV Funds, LP, filed a notice with the SEC on 2026-07-14 claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 14, 2026

D - VE-0526 Fund II Files 3(c)(1) Notice With SEC

D - VE-0526 Fund II, a series of Roll Up Vehicles, LP filed a Section 3(c)(1) notice with the SEC on July 14, 2026.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory Jul 14, 2026

Telligent Fund II, LP Files SEC Notice Under 3(c)(1)

Telligent Fund II, LP submitted a filing to the SEC on July 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 13, 2026

Pivot Holdings III LLC Files Form D on SEC EDGAR

Pivot Holdings III LLC submitted a Form D filing to the SEC on July 13, 2026.

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Regulatory Jul 13, 2026

Seraya Partners Fund II, LP Files D/A with SEC

Seraya Partners Fund II, LP submitted a D/A filing on July 13, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).

Historic courthouse facade with statue and American flag in daylight.
Regulatory Jul 13, 2026

Open Title Texas Holdings, LLC Files D/A With SEC

Open Title Texas Holdings, LLC (CIK 0002108502) submitted a D/A filing on 2026-07-13 via SEC EDGAR.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory Jul 13, 2026

Gelbourne Capital Partners Fund I Files D/A Amendment

Gelbourne Capital Partners Fund I, LP submitted a D/A filing to the SEC on July 13, 2026, claiming Section 3(c)(1) exemption.

Explore the majestic architecture of the Victoria BC Parliament Building surrounded by lush gardens.
Regulatory Jul 13, 2026

EB5 Capital Jobs Fund 50 LLC Files with SEC EDGAR

EB5 Capital - Jobs Fund 50, LLC submitted a filing to SEC EDGAR on July 13, 2026 under accession number 0002144645-26-000001.

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Regulatory Jul 13, 2026

Seraya Partners Fund II Files D/A for 3(c)(1) and 3(c)(7) Exemptions

Seraya Partners Fund II (SEA), LP submitted a D/A filing on July 13, 2026, claiming Investment Company Act exemptions under Sections 3(c)(1) and 3(c)(7).

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Fundraising Jul 13, 2026

Envision Technology Holdings Files Form D on SEC EDGAR

Envision Technology Holdings, LLC submitted a Form D filing to the SEC on July 13, 2026 according to SEC EDGAR.

Wooden letter blocks spelling tariffs, China, and USA representing trade relations.
Regulatory Jul 13, 2026

NISA Confluence Onshore Fund LP Files D/A with SEC

NISA Confluence Onshore Fund LP submitted a D/A filing referencing Section 3(c)(7) on July 13, 2026.

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Fundraising Jul 13, 2026

SWS Alternative Investment Fund VII LLC Files SEC Documents

SWS Alternative Investment Fund VII LLC submitted a filing to the SEC on July 13, 2026, under accession number 0002144111-26-000001.

Elegant university building with garden courtyard in Rabat, Morocco under clear blue sky.
Regulatory Jul 13, 2026

Institutional Drilling Fund III LP Files D/A on SEC EDGAR

Institutional Drilling Fund III LP submitted a D/A filing on July 13, 2026, according to SEC EDGAR records.

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Regulatory Jul 13, 2026

RL Investment Group LLC Files SEC Document July 13 2026

RL Investment Group LLC submitted a filing to the SEC on July 13 2026 under accession number 0001813406-26-000009.

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Fundraising Jul 13, 2026

USEDC 2026 Drilling Fund 2 LP Files D/A on SEC EDGAR

USEDC 2026 Drilling Fund 2 LP submitted a D/A filing to the SEC on July 13, 2026.

Monochrome photo of the New York State Capitol building with its reflection in water, emphasizing architectural symmetry.
Regulatory Jul 13, 2026

AlphaKeys ExodusPoint Partners Fund Files SEC Notice July 13 2026

AlphaKeys ExodusPoint Partners Fund, L.P. submitted an SEC EDGAR filing on July 13 2026 referencing Section 3(c)(7) of the Investment Company Act.

Monochrome image of a historic building's facade showcasing architectural elegance.
Regulatory Jul 13, 2026

NISA Confluence Offshore Fund Ltd Files Form D Amendment

NISA Confluence Offshore Fund Ltd submitted a Form D amendment on July 13 2026 claiming Section 3(c)(7) exemption.

Front view of the iconic Stockport Town Hall with a clear blue sky backdrop.
Regulatory Jul 13, 2026

D - Premier Roma Access Fund Files 3(c)(7) Notice

D - Premier Roma Access Fund, L.P. submitted an 8 KB SEC filing claiming Section 3(c)(7) exemption on 2026-07-13.

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Regulatory Jul 13, 2026

TL Managed Investments Files D/A With SEC

TL Managed Investments, L.P. submitted a D/A amendment under Investment Company Act Section 3(c)(7) on July 13, 2026.

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Regulatory Jul 13, 2026

D - FCP Venture X QP LLC Series XX Files SEC Notice

D - FCP Venture X QP LLC Series XX filed an exemption notice under Section 3(c)(7) of the Investment Company Act on July 13 2026.

Historic courthouse facade with statue and American flag in daylight.
Regulatory Jul 12, 2026

WH Capital IX LLC Files SEC Notice for 3(c)(1) Exemption

WH Capital IX LLC submitted a Form D filing claiming Section 3(c)(1) exemption under the Investment Company Act.

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Regulatory Jul 12, 2026

D - AI Agent Fund I Files SEC Notice for 3(c)(1) Exemption

D - AI Agent Fund I a Series of FOG Ventures Fund III LLC filed a Section 3(c)(1) notice with the SEC on July 10, 2026.

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Regulatory Jul 12, 2026

Argent Vale Capital Inc. Files SEC Document on July 10 2026

Argent Vale Capital Inc. submitted a 7 KB filing to the SEC with accession number 0002141948-26-000001 on July 10 2026.

Businessman signing important documents at office desk.
Regulatory Jul 12, 2026

D - Creator Revenue Fund I Files 3(c)(1) Exemption Notice

D - Creator Revenue Fund I, LP submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 10, 2026.

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Regulatory Jul 12, 2026

Valiant Peregrine Special Opportunities Fund 8 Files SEC Notice

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) filing with the SEC on July 10, 2026, according to SEC EDGAR.

Wooden tiles spelling ETF on a game holder, representing investment themes.
Regulatory Jul 12, 2026

MVP Opportunity Fund VI LLC Series 26I QC Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I QC submitted a filing under Section 3(c)(1) of the Investment Company Act on July 10, 2026.

South Dade Justice Center and Government Building facade in Miami, Florida showcases modern architecture.
Regulatory Jul 12, 2026

Manatuck Hill Mariner Offshore Fund Files D/A on July 10 2026

Manatuck Hill Mariner Offshore Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory Jul 12, 2026

D - AI Agent Fund I Files 3(c)(1) Notice with SEC

D - AI Agent Fund I a Series of FOG Ventures Fund III LLC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.

Two individuals reviewing and signing official documents in an indoor setting.
Regulatory Jul 12, 2026

WH Capital IX LLC Files 3(c)(1) Notice on July 10 2026

WH Capital IX LLC submitted a Section 3(c)(1) filing under the Investment Company Act to the SEC on July 10 2026.

Detailed loan agreement document close-up on a wooden table representing legal and financial concepts.
Regulatory Jul 12, 2026

WH Capital IX LLC Files Section 3(c)(1) Notice With SEC

WH Capital IX LLC submitted a filing under Investment Company Act Section 3(c)(1) on 2026-07-10 according to SEC EDGAR.

The historic Palais de Justice in Nice, showcasing classic French architectural design.
Regulatory Jul 12, 2026

D - Creator Revenue Fund I, LP Files SEC Notice Under 3(c)(1)

D - Creator Revenue Fund I, LP submitted a 7 KB filing on 2026-07-10 claiming exemption under Section 3(c)(1) of the Investment Company Act.

A stunning view of an illuminated capitol building dome against the night sky.
Regulatory Jul 12, 2026

Argent Vale Capital Inc. Files with SEC on July 10 2026

Argent Vale Capital Inc. (CIK 0002141948) submitted a filing to the SEC on July 10 2026 under accession number 0002141948-26-000001.

US Department of Agriculture building with Washington Monument behind, blue sky with clouds.
Regulatory Jul 12, 2026

D - MVP Opportunity Fund VI LLC Series 26I QC Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) filing to the SEC on 2026-07-10.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory Jul 12, 2026

D - Creator Revenue Fund I, LP Files 3(c)(1) Notice

D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 10, 2026.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Jul 12, 2026

MVP Opportunity Fund VI LLC Series 26I Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I submitted a Section 3(c)(7) exemption filing on July 10 2026 via SEC EDGAR.

Close-up of 50 euro banknotes with a digital stock market chart on a tablet, depicting financial growth.
Regulatory Jul 12, 2026

Argent Vale Capital Inc. Files SEC Document (CIK 0002141948)

Argent Vale Capital Inc. submitted a filing to the SEC on July 10, 2026, with accession number 0002141948-26-000001.

Close-up of a hand pointing to financial charts during a business review.
Regulatory Jul 12, 2026

Creator Revenue Fund I Files 3(c)(1) Notice with SEC

D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) filing under the Investment Company Act on 2026-07-10.

Illuminated government building in Sofia, showing classic architectural design under a twilight sky.
Regulatory Jul 12, 2026

WH Capital IX LLC Files 3(c)(1) Notice With SEC

WH Capital IX LLC submitted a filing under Section 3(c)(1) of the Investment Company Act on July 10, 2026.

Close-up of a digital cryptocurrency Bitcoin coin placed on a pile of coins.
Regulatory Jul 12, 2026

D - MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice

D - MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) notice to the SEC on July 10 2026.

A UK Government envelope with coronavirus update on a wooden floor.
Regulatory Jul 12, 2026

D - MVP Opportunity Fund VI LLC Series 26I Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I submitted a Form 3C filing on July 10, 2026 claiming Section 3(c)(7) exemption.

Neoclassical architecture of Tweed Courthouse in Manhattan at dusk capturing urban elegance.
Regulatory Jul 12, 2026

MVP Opportunity Fund VI Series 26I Files 3(c)(1) Exemption

D - MVP Opportunity Fund VI LLC Series 26I QC filed a Section 3(c)(1) exemption notice with the SEC on July 10, 2026.

Close-up of Bitcoin coins and an iPad displaying 'Financial Freedom,' symbolizing modern digital savings.
Regulatory Jul 12, 2026

Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted an SEC filing under Investment Company Act Section 3(c)(7) on July 10, 2026.

Black and white photo of the iconic Presidio County Courthouse in Marfa, Texas.
Regulatory Jul 12, 2026

Argent Vale Capital Inc. Files SEC Document July 10 2026

Argent Vale Capital Inc. submitted a 7 KB SEC filing on July 10 2026 under accession number 0002141948-26-000001.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory Jul 12, 2026

WH Capital IX LLC Files 3(c)(1) Exemption Notice

WH Capital IX LLC submitted a Section 3(c)(1) notice under the Investment Company Act to the SEC on July 10, 2026.

Monochrome photo of the New York State Capitol building with its reflection in water, emphasizing architectural symmetry.
Regulatory Jul 11, 2026

D - AI Agent Fund I Series Files 3(c)(1) Notice

D - AI Agent Fund I a Series of FOG Ventures Fund III LLC submitted an SEC filing on 2026-07-10 claiming Section 3(c)(1) exemption.

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