Regulatory
475 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
LM DNM SEED SPV 2026 Files Under Investment Company Act Section 3(c)(1)
D - LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a document on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Navier Ventures LP Files SEC Document for Series Exemption
Navier Ventures LP filed a document on March 30, 2026, for D - NavierCVAlloyed 1 under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Navier Ventures LP Files SEC Notice for Fund Series
Navier Ventures LP submitted a filing on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Snow Lion Note Fund 12 RES LLC Files SEC Document
D - Snow Lion Note Fund 12 RES LLC submitted a filing to the SEC on March 30, 2026, with an accession number of 0002125243-26-000001, according to EDGAR records.
Snow Lion Note Fund 12 RES LLC Files with SEC on March 30, 2026
D - Snow Lion Note Fund 12 RES LLC submitted a filing to the SEC, as recorded on March 30, 2026.
D - Collektion Investments IV LLC Files SEC Document
D - Collektion Investments IV LLC, with CIK 0002125748, submitted a filing to the SEC on March 30, 2026.
River Oak Capital Public Equities Fund Files Under Investment Company Act
River Oak Capital Public Equities Fund, LP filed a document with the SEC on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
1EP Ventures I (Cayman) L.P. Files Under SEC Section 3(c)(7)
D - 1EP Ventures I (Cayman), L.P. submitted a filing to the SEC on March 27, 2026, under Item 3C and Section 3(c)(7) of the Investment Company Act.
Greystar Global Strategic Partners II Files Under Section 3(c)(7)
Greystar Global Strategic Partners II (US Feeder), LP filed a notice related to Section 3(c)(7) of the Investment Company Act on March 27, 2026, as per SEC EDGAR.
MSD Investment Corp. Files D/A Form with SEC
MSD Investment Corp. submitted a D/A filing to the SEC on March 27, 2026, according to official records.
MSD Investment Corp. Files Form D/A with SEC
MSD Investment Corp. submitted a Form D/A filing to the SEC on March 27, 2026, as recorded in official documents.
SLR Multi-Strategy Private Credit Fund III Files Under Section 3(c)(7)
SLR Multi-Strategy Private Credit Fund III L.P. filed a document related to Investment Company Act Section 3(c)(7) on March 27, 2026, according to SEC EDGAR.
SLR Multi-Strategy Private Credit Fund III L.P. Files SEC Document Under Investment Company Act
SLR Multi-Strategy Private Credit Fund III L.P. filed a SEC document on March 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - MWH Fund, LLC Files SEC Document on March 27, 2026
D - MWH Fund, LLC submitted a filing to the SEC on March 27, 2026, as recorded in EDGAR archives.
D - MWH Fund, LLC Files with SEC EDGAR
D - MWH Fund, LLC submitted a filing to SEC EDGAR on March 27, 2026, with a file size of 9 KB.
SecondMarket Growth LLC Files SEC Notice for AI CNGL Fund III
D - AI CNGL Fund III, a series of SecondMarket Growth LLC, filed under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Private Select Partners VI LP Files SEC Exemption Under Section 3(c)(7)
D/A - Private Select Partners VI LP filed a document with the SEC on March 27, 2026, related to an exemption under the Investment Company Act.
D - EBS Muni TIF Bond Fund A, LLC Files with SEC
D - EBS Muni TIF Bond Fund A, LLC submitted a filing to the SEC on March 27, 2026, according to EDGAR records.
DL Partners, LP Files SEC Document on Investment Company Act Section 3(c)(1)
DL Partners, LP submitted a filing to the SEC on March 26, 2026, referencing Item 3C and Section 3(c)(1) of the Investment Company Act.
Intertide Partners Opportunity Fund II LLC Files SEC Exemption Notice
Intertide Partners Opportunity Fund II LLC submitted a SEC filing on March 26, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
Argonaut Private Equity Fund VI, LP Files SEC Form D
Argonaut Private Equity Fund VI, LP filed a Form D with the SEC on March 26, 2026, citing Section 3(c)(7) of the Investment Company Act.
CoinShares Bastion Fund Files for Section 3(c)(1) Exemption
CoinShares Bastion Market Neutral USD Feeder Fund, LP filed a document with the SEC on March 26, 2026, under Item 3C of the Investment Company Act.
D - Venture on Lockett, LLC Files SEC Document
D - Venture on Lockett, LLC submitted a filing to the SEC on March 26, 2026, with accession number 0002112254-26-000001.
Sarmis Capital Partners Fund II SCSp Files Under Section 3(c)(7)
Sarmis Capital Partners Fund II SCSp filed a notice under Item 3C.7 of the Investment Company Act on March 26, 2026, according to SEC EDGAR.
OIC Credit Fund IV Files SEC Notice Under Section 3(c)(7)
D - OIC Credit Fund IV (Onshore) SRF, L.P. filed a document with the SEC on March 26, 2026, under Item 3C.7 of the Investment Company Act.
Crestview Partners III CV-B, L.P. Files Under Section 3(c)(7)
Crestview Partners III CV-B, L.P. filed a document with SEC EDGAR on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
MVP LS FUND DCLVI LLC Files Under Investment Company Act Section 3(c)(1)
D - MVP LS FUND DCLVI LLC filed a document with SEC EDGAR on March 25, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Absolute Strategies Partners LP Files Under Investment Company Act Section 3(c)(1)
D - Absolute Strategies Partners LP submitted a filing on March 25, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
EDG Voss Holdings, LP Files SEC Document
EDG Voss Holdings, LP submitted a filing to the SEC on March 25, 2026, as part of regulatory requirements.
King Tide Harbor Capital 1 LLC Files SEC Document
King Tide Harbor Capital 1 LLC submitted a filing to the SEC on March 25, 2026, as recorded in EDGAR.
Merritt Community Capital Fund 26, L.P. Files with SEC on March 25, 2026
Merritt Community Capital Fund 26, L.P., filed by entity 0002123990, submitted a document to the SEC on March 25, 2026, as recorded in SEC EDGAR.
Merritt Community Capital Fund 26, L.P. Files SEC Document
Merritt Community Capital Fund 26, L.P. submitted a filing to the SEC on March 25, 2026, according to EDGAR records.
Sandalwood Debt Traders Fund Files SEC Form Under Section 3(c)(1)
D/A - SANDALWOOD DEBT TRADERS FUND, L.P. filed a document with SEC EDGAR on March 25, 2026, citing Section 3(c)(1) of the Investment Company Act.
Tyrus Capital Fund Files Under SEC Investment Company Act Section 3(c)(7)
Tyrus Capital Special Situations Fund filed a document on March 25, 2026, under Item 3C.7 of the Investment Company Act.
DC 601 Co-Investment, LP Files Under Investment Company Act Section 3(c)(1)
DC 601 Co-Investment, LP submitted a filing to SEC EDGAR on March 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Rangeley Lake Partners, LP Files SEC Document
Rangeley Lake Partners, LP submitted a filing to the SEC on March 24, 2026, with accession number 0002123885-26-000001.
8188 Capital XXVII Starcloud 2 Files Under Investment Company Act Section 3(c)(1)
CGF2021 LLC's series 8188 Capital XXVII Starcloud 2 filed a SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Hesperian Ventures Files SEC Notice for Section 3(c)(1) Exemption
Hesperian Ventures Workplace AI, a series of CGF2021 LLC, filed an SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Potrero Capital Research Partners II Files SEC Notice Under Section 3(c)(7)
Potrero Capital Research Partners II, L.P. filed a 10 KB document with the SEC on March 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
Capco Partners Files Under Investment Company Act Section 3(c)(1)
Capco Partners, Ltd. filed a document under Item 3C of the Investment Company Act on March 23, 2026, as reported by SEC EDGAR.
Augurey Ventures III Files Form D Amendment Referencing Investment Company Act
Augurey Ventures III - Series SpaceX A filed an amendment to Form D on March 23, 2026, citing Section 3(c)(1) of the Investment Company Act, as per SEC records.
Augurey Ventures III, LLC Files SEC Notice for Series Crusoe A
Augurey Ventures III, LLC - Series Crusoe A filed a notice under Section 3(c)(1) of the Investment Company Act on March 23, 2026, according to SEC EDGAR.
Augurey Ventures III, LLC Files Under Investment Company Act Section 3(c)(1)
Augurey Ventures III, LLC - Series Crusoe A filed a document with the SEC on March 23, 2026, citing Section 3(c)(1) of the Investment Company Act.
D/A - Diversified Exchange Fund Large-Cap, LLC Files SEC Notice for Section 3(c)(7)
D/A - Diversified Exchange Fund Large-Cap, LLC submitted a filing on March 23, 2026, related to the Investment Company Act Section 3(c)(7), as per SEC records.
Deep Tech Fund I LP Files SEC Document Under Investment Company Act
Deep Tech Fund I LP filed a document with SEC EDGAR on March 23, 2026, referencing Section 3(c)(1) of the Investment Company Act.
AgAide Fund I, LP Files for Investment Company Act Exemptions
D - AgAide Fund I, LP filed a SEC document on March 23, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Ghisallo Credit Opportunity Partners LP Files SEC Document for Section 3(c)(7)
Ghisallo Credit Opportunity Partners LP submitted a filing to the SEC on March 20, 2026, citing Investment Company Act Section 3(c)(7).
GC Venture XII (A-III), L.P. Files for Investment Company Act Exemption
D - GC Venture XII (A-III), L.P. submitted a filing on March 20, 2026, under Section 3(c)(7) of the Investment Company Act, as recorded in SEC EDGAR documents.
Ghisallo Credit Opportunity Partners LP Files Under Section 3(c)(7)
Ghisallo Credit Opportunity Partners LP submitted a SEC filing on March 20, 2026, related to Investment Company Act exemptions.
Pan Capital Energy Offshore Fund Ltd. Files Form D/A with SEC
Pan Capital Energy Offshore Fund Ltd. filed a Form D/A on March 20, 2026, as per SEC EDGAR records.
