Regulatory
645 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Mica Creek Capital Partners Files SEC Document Under Section 3(c)(7)
Mica Creek Capital Partners, LP filed a document with the SEC on April 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Kleiner Perkins Select Fund IV Friends LLC Files SEC Exemption Notice
Kleiner Perkins Select Fund IV Friends LLC submitted a filing to the SEC on April 30, 2026, citing Section 3(c)(7) of the Investment Company Act.
1776 Fund, LLC Files for Section 3(c)(1) Exemption with SEC
D - 1776 Fund, LLC filed a notice with the SEC on April 30, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Blackstone Private Real Estate Credit & Income Fund Files D/A with SEC
Blackstone's Private Real Estate Credit & Income Fund submitted a D/A filing on April 30, 2026, as per SEC EDGAR records.
Fenimore Small Cap Fund LLC Files Under Investment Company Act
Fenimore Small Cap Fund LLC filed a document on April 30, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Open Doors Partners, LLC Submits SEC Filing on April 30, 2026
Open Doors Partners, LLC filed a document with the SEC on April 30, 2026, as recorded in EDGAR archives.
Brookfield BBUC Annex Fund LP Files SEC Form for Investment Company Act Exemption
Brookfield BBUC Annex Fund LP filed a document with the SEC on April 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Beichen Strategic Capital LLC Files with SEC on April 29, 2026
Beichen Strategic Capital LLC submitted a filing to the SEC, as recorded in the EDGAR database on April 29, 2026.
Forge Investments, LLC Files SEC Document for Fund FG-VMS Under Section 3(c)(1)
Forge Investments, LLC submitted a SEC filing on April 28, 2026, for Fund FG-VMS, citing exemption under Section 3(c)(1) of the Investment Company Act.
Forge Investments LLC Files for Fund FG-UYF Under Section 3(c)(1)
On April 28, 2026, Forge Investments LLC filed a document for Fund FG-UYF, referencing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Juniper Hospitality Fund LLC Files SEC Document
Juniper Hospitality Fund LLC, with CIK 0002131979, filed a document on the SEC EDGAR system on April 28, 2026.
EM-0112 Fund I Files for SEC Exemption Under Section 3(c)(1)
D - EM-0112 Fund I, a series of Roll Up Vehicles, LP, filed a notice with the SEC on April 28, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
EL-0205 Fund II Files SEC Form for Section 3(c)(1) Exemption
D - EL-0205 Fund II, a series of Roll Up Vehicles, LP, filed a SEC document on April 28, 2026, under Item 3C for Section 3(c)(1) of the Investment Company Act.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR records.
Catalio Access Fund X, LLC Files Under Investment Company Act Sections
Catalio Access Fund X, LLC filed a SEC document on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
ShawSpring Partners QP Fund Files Under SEC Section 3(c)(7)
ShawSpring Partners QP Fund, LP filed a document with the SEC on April 24, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
Daybreak Ventures Opportunities 2, LLC Files for Investment Company Act Exemptions
Daybreak Ventures Opportunities 2, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Equitybee cFund Master LLC Series Files SEC Document
Equitybee 22-35131 a Series of Equitybee cFund Master LLC filed a document with the SEC on April 23, 2026, according to official records.
KSL Capital Partners Credit Opportunities Fund V Files SEC Document
KSL Capital Partners Credit Opportunities Fund V FF, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on April 23, 2026, according to SEC EDGAR.
Anchorage Co-Investment Offshore Fund VIII Files Section 3(c)(7) Exemption
Anchorage Co-Investment Offshore Fund VIII, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on April 23, 2026, as per SEC records.
Civic Housing Solutions Fund I LLC Files with SEC on April 23, 2026
D - Civic Housing Solutions Fund I LLC submitted a filing to the SEC on April 23, 2026, according to EDGAR records.
Anchor Capital LS Files for Section 3(c)(1) Exemption
Anchor Capital LS, a series of CGF2021 LLC, submitted a SEC filing on April 23, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
Kazazian Capital Fund LP Files Under Section 3(c)(1)
Kazazian Capital Fund LP filed a document with the SEC on April 22, 2026, under Section 3(c)(1) of the Investment Company Act.
Argon Environmental Partners LLC Files SEC Document
Argon Environmental Partners LLC submitted a filing to the SEC on April 22, 2026, according to EDGAR records.
MVP ES FUND CLVI LLC Files Under Investment Company Act Section 3(c)(1)
MVP ES FUND CLVI LLC submitted a SEC filing on April 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
D - JS Venture Fund LLC Series A19 Files SEC Document on Section 3(c)(7)
D - JS Venture Fund LLC Series A19 submitted a filing to the SEC on April 21, 2026, including references to Item 3C and Section 3(c)(7) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Files Under Section 3(c)(1)
EquityZen Growth Technology Fund LLC - Series 2268 filed a SEC document on April 21, 2026, related to Section 3(c)(1) of the Investment Company Act.
ExodusPoint LLC Files Under Investment Company Act Section 3(c)(7)
ExodusPoint LLC submitted a SEC filing on April 21, 2026, related to Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Forge Investments LLC Files for Fund FG-KMF Under Investment Company Act
Forge Investments LLC filed a document for Fund FG-KMF on April 21, 2026, citing Section 3(c)(1) of the Investment Company Act.
Greystar Zen Coinvestment Partners Files for Investment Company Act Exemptions
D - Greystar Zen Coinvestment Partners (Blocked), LP filed with the SEC on April 21, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Pearl Diver Empire Fund LP Files Under Section 3(c)(7)
PEARL DIVER EMPIRE FUND LP submitted a SEC filing on April 21, 2026, related to Section 3(c)(7) of the Investment Company Act.
Rainmaker Capital LLC Submits SEC Filing on April 21, 2026
Rainmaker Capital LLC, with CIK 0002130550, filed a document on the SEC EDGAR system on April 21, 2026, as per official records.
Simple Fund LLC Files SEC Document on April 20, 2026
D/A - Simple Fund LLC submitted a filing to the SEC on April 20, 2026, according to EDGAR records.
Bobo CV DC Land Fund I, LLC Files with SEC on April 20, 2026
Bobo CV DC Land Fund I, LLC, with filer number 0002130723, submitted a SEC filing on April 20, 2026, as per official records.
Clarion Partners Fund Files SEC Form for Section 3(c)(7)
Clarion Partners Industrial Opportunity Parallel Institutional Fund, LP filed a SEC document on April 20, 2026, under Item 3C.7 for Section 3(c)(7).
Forward Thinking Capital, LLC Files SEC Document on Investment Company Act
Forward Thinking Capital, LLC submitted a filing to the SEC on April 20, 2026, related to Section 3(c)(1) of the Investment Company Act.
Grant BCS Development Fund 1 LP Files SEC Document
Grant BCS Development Fund 1 LP submitted a filing to the SEC on April 20, 2026, as reported in SEC EDGAR records.
JFL Credit Opportunities Fund II Files SEC Exemption
JFL Credit Opportunities Fund II, L.P. filed a document under Item 3C for Section 3(c)(7) on April 17, 2026, according to SEC EDGAR.
NBPD Creekside Fund LP Files SEC Document for Section 3(c)(7)
D - NBPD Creekside Fund LP, based in the Cayman Islands, filed a SEC document on April 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
CWC Fund I Co-Invest LP Files SEC Exemption Under Investment Company Act
CWC Fund I Co-Invest LP submitted a Form D/A filing to the SEC on April 17, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Gullane Technology Partners VII-B, LLC Files SEC Document
Gullane Technology Partners VII-B, LLC submitted a filing to the SEC on April 17, 2026, as recorded in official archives.
Jennison U.S. Small Cap Equity Fund Files SEC Exemption Under Investment Company Act
The Jennison U.S. Small Cap Equity Fund filed a SEC form on April 17, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Gullane Technology Partners VI, LLC Files with SEC on April 16, 2026
Gullane Technology Partners VI, LLC submitted a filing to the SEC on April 16, 2026, with details available in EDGAR records.
WH Strategic Opportunities Fund XII LP Files SEC Form for Section 3(c)(1) Exemption
D - WH Strategic Opportunities Fund XII LP filed a document with the SEC on April 16, 2026, related to Investment Company Act Section 3(c)(1).
Kemmons Wilson Hospitality Partners Opportunistic III, LP Files SEC Exemptions
Kemmons Wilson Hospitality Partners Opportunistic III, LP submitted a filing on April 16, 2026, claiming exemptions under Section 3(c) of the Investment Company Act.
Optimist Ventures Fund I Files SEC Document for Section 3(c)(1) Exemption
Optimist Ventures Fund I, L.P. filed a SEC document on April 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
D - KING CAPITAL GROUP INVESTMENT FUND LLC Submits SEC Filing
D - KING CAPITAL GROUP INVESTMENT FUND LLC filed a document with the SEC on April 15, 2026, according to official records.
Blixt Fund II LP Files SEC Amendment on April 15, 2026
Blixt Fund II LP submitted a Form D/A filing to the SEC on April 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Lumarra Capital Yield Fund LP Files SEC Document on Investment Company Act
Lumarra Capital Yield Fund LP filed a SEC EDGAR document on April 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
