Regulatory Filing
20 stories covering regulatory filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
CIM VB 2809 Holdings, LLC Files SEC Document August 14, 2026
CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, with accession number 0002144476-26-000002.
Essential Income Fund I, LLC Files D/A on August 14, 2026
Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, with accession number 0002126377-26-000002.
AIHF I Files Amended D/A Claiming 3(c)(1) Exemption
AIHF I, a series of Artificial Intelligence in Health Fund, LP filed a D/A on August 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
TCD 274 Small Bay Industrial Investment LP Files SEC Document
TCD 274 Small Bay Industrial Investment LP submitted a filing to the SEC on August 4, 2026.
D-Investment Partners Files 3(c)(7) Notice for Credit Opportunities Fund III
D-Investment Partners, LLC submitted a Section 3(c)(7) exemption filing for Credit Opportunities Fund III on August 4, 2026.
MegaSurge Capital Inc Files SEC Document July 21 2026
MegaSurge Capital Inc submitted a 6 KB filing to the SEC EDGAR system on July 21, 2026 under accession number 0002146409-26-000001.
AE Industrial Partners Fund IV, LP Files D/A Amendment with SEC
AE Industrial Partners Fund IV, LP submitted a D/A filing on 2026-07-17 claiming Investment Company Act exemptions under Sections 3(c)(1) and 3(c)(7).
AE Industrial Partners Fund IV Files D/A on July 17 2026
AE Industrial Partners Fund IV LP submitted a D/A filing to the SEC on July 17 2026 claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Accolade Blockchain Access Fund II Feeder Files D/A on 2026-07-06
Accolade Blockchain Access Fund II Feeder, L.P. submitted an amended Form D filing claiming Section 3(c)(7) exemption.
Novacap TMT VI Co-Investment Files 3(c)(7) Notice
D - Novacap TMT VI Co-Investment (Cadent), L.P. submitted a Section 3(c)(7) notice to the SEC on July 2, 2026.
Hummingbird Development Fund A LLC Files SEC Document
Hummingbird Development Fund A LLC submitted a filing to the SEC on May 27, 2026, according to EDGAR records.
Abakkus Growth Fund Files 3(c)(1) Notice with SEC
Abakkus Growth Fund Open Ended submitted a Section 3(c)(1) filing to the SEC on May 20 2026 under accession number 0002131519-26-000001.
D - MCP Co-Investment Fund 2026 I C.V. Files SEC Notice
D - MCP Co-Investment Fund 2026 I C.V. submitted an 8 KB filing to the SEC on May 19, 2026, referencing Investment Company Act Section 3(c)(7).
Blue Cheese Investments LLC Files with SEC EDGAR
Blue Cheese Investments LLC submitted a filing to the SEC on May 19, 2026, according to SEC EDGAR records.
FMC Operating Partnership LP Files SEC Document on Investment Company Act Section 3(c)(5)
FMC Operating Partnership LP filed a document with the SEC on May 11, 2026, referencing Section 3(c)(5) of the Investment Company Act.
Efficient U.S. Funds, LLC Files SEC Document for Efficient Pure Trend Series
Efficient U.S. Funds, LLC filed a document for the Efficient Pure Trend Series on May 8, 2026, as reported by SEC EDGAR.
Snowhawk Capital Digital Opportunities Fund I-B L.P. Files SEC EDGAR Document
Snowhawk Capital's Digital Opportunities Fund I-B L.P. filed a SEC EDGAR form on May 4, 2026, referencing sections of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files SEC Document
D - AB Municipal Credit Opportunities Fund, L.P. filed a document with SEC EDGAR on May 1, 2026, related to Item 3C.7 under the Investment Company Act.
Sakorum Long Short Equity Fund Files Under Investment Company Act Section 3(c)(7)
Sakorum Long Short Equity Fund Ltd. submitted a filing related to Section 3(c)(7) on April 27, 2026, as per SEC EDGAR records.
Sakorum Long/Short Equity Fund Files Under Section 3(c)(7)
Sakorum Long/Short Equity Fund, L.P. filed a document on April 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
