Regulatory update
33 stories covering regulatory update — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Inertia Access Fund I, Series LLC Files SEC Document
Inertia Access Fund I, Series LLC submitted a filing to the SEC on May 15, 2026, according to EDGAR records.
D - R. Homes Capital LLC Files SEC Document
D - R. Homes Capital LLC submitted a filing to the SEC on May 14, 2026, as recorded in the EDGAR database.
Modular Capital Investments LLC Files SEC Document on May 14, 2026
Modular Capital Investments LLC, an emerging fund manager, submitted a filing to the SEC on May 14, 2026, according to EDGAR records.
Wilshire SL Feeder Fund LP Files Under Section 3(c)(7)
D - Wilshire SL Feeder Fund LP submitted a SEC filing on May 14, 2026, specifying Section 3(c)(7) of the Investment Company Act.
D - Massive Fund II, LP Files SEC Document
D - Massive Fund II, LP submitted a filing to the SEC on May 12, 2026, according to EDGAR records.
Chatham Small Cap Partnership I, LP Files D/A with SEC
Chatham Small Cap Partnership I, LP submitted a D/A filing to SEC EDGAR on May 11, 2026, as part of routine regulatory requirements.
D - X Capital Equity Master Fund LP Files SEC Exemption
D - X Capital Equity Master Fund LP filed for Section 3(c)(1) exemption on May 11, 2026, according to SEC EDGAR.
Linse Capital Stellar II LP Files D/A with SEC
Linse Capital Stellar II LP submitted a D/A filing to the SEC on May 11, 2026, according to official records.
Rho OPCO Ventures Files for Section 3(c)(1) Exemption
D - Rho OPCO Ventures Mar 2026, a series of CGF2021 LLC, filed a SEC document on May 11, 2026, under Item 3C.1 of the Investment Company Act.
TPG AG Corporate Credit Opportunities Fund Files Under Section 3(c)(7)
TPG AG Corporate Credit Opportunities Fund, L.P. submitted a SEC EDGAR filing on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files SEC Exemption Claim
JS Opportunity Fund LLC Series Q30 filed a document under Section 3(c)(1) of the Investment Company Act on May 8, 2026, as per SEC EDGAR records.
JS Opportunity Fund LLC Series Q30 Files for Section 3(c)(1) Exemption
JS Opportunity Fund LLC Series Q30 submitted a filing on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
EP Guardian Fund, LLC Files SEC Document on May 8, 2026
EP Guardian Fund, LLC submitted a filing to the SEC on May 8, 2026, as recorded in the EDGAR database.
D - 109 SE 5th Partners LLC Files SEC Document
D - 109 SE 5th Partners LLC submitted a filing to the SEC on May 8, 2026, as recorded in the EDGAR database.
New Kings Rd Self Storage Equity Partners LLC Files SEC Document
New Kings Rd Self Storage Equity Partners LLC, with CIK 0002111839, submitted a filing to the SEC on May 6, 2026.
Cross Ocean USD ESS Fund V Closed SCSp Files SEC Document Under Section 3(c)(7)
D - Cross Ocean USD ESS Fund V Closed SCSp filed a document on May 6, 2026, related to Section 3(c)(7) of the Investment Company Act.
SAVA Capital Inc. Files Document on SEC EDGAR
SAVA Capital Inc. submitted a filing to SEC EDGAR on May 5, 2026, with accession number 0001946415-26-000004.
H.I.G. Private Equity Co-Investment SMA Files for Section 3(c)(7) Exemption
D - H.I.G. Private Equity Co-Investment SMA (A), L.P. filed a form with the SEC on May 5, 2026, related to Investment Company Act exemptions.
CTAN Sidecar Fund 2026 Files for Investment Company Act Exemption
CTAN Sidecar Fund 2026, a series of CTAN Sidecar Master Fund LLC, filed a form claiming exemption under Section 3(c)(1) of the Investment Company Act on May 5, 2026.
AG Net Lease Realty Fund III L.P. Files SEC Document on Investment Company Act
AG Net Lease Realty Fund III L.P. filed a document with SEC EDGAR on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Fulcrum Venture Group Funds LLC - Series CMG 1 Files D/A on SEC EDGAR
Fulcrum Venture Group Funds LLC - Series CMG 1 submitted a D/A filing to SEC EDGAR on May 4, 2026.
Screendoor Fund I, L.P. Files Under Section 3(c)(7)
Screendoor Fund I, L.P. filed a document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Latitude Energy Holdings Inc. Submits SEC Filing
On May 1, 2026, Latitude Energy Holdings Inc. filed a document with SEC EDGAR, as per official records.
Open Doors Partners, LLC Files SEC Document on April 30, 2026
D - OPEN DOORS PARTNERS, LLC submitted a filing to the SEC EDGAR system on April 30, 2026, with an accession number and file size of 5 KB.
Zachary Ginsburg Funds LP Files for PR-1217 Fund III Under SEC Exemption
Zachary Ginsburg Funds LP submitted a filing for its PR-1217 Fund III series on April 29, 2026, referencing Section 3(c)(1) of the Investment Company Act.
D - 3RC/BCG Holdings LLC Files SEC Document
D - 3RC/BCG Holdings LLC, with CIK 0001897565, submitted a filing to the SEC on April 27, 2026, as recorded in the EDGAR database.
Catalio Access Fund VIII, LLC Files SEC Exemptions Under Investment Company Act
Catalio Access Fund VIII, LLC submitted a filing to the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files for Investment Company Act Exemptions
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files for Investment Company Act Exemptions
Catalio Access Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX Files for Investment Company Act Exemption
Catalio Access Fund IX, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files SEC Document on Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing to the SEC on April 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files SEC Exemptions Under Investment Company Act
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files for Investment Company Act Exemptions
Catalio Genesis Fund X, LLC submitted a filing to SEC EDGAR on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
