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Regulatory filings

3 stories covering regulatory filings — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

Colorful Euro and Romanian Lei banknotes on top of financial charts, symbolizing currency exchange and economic analysis.

Regulatory Apr 26, 2026

Catalio Access Fund IX LLC Files SEC Exemption Notice

Catalio Access Fund IX LLC filed a notice with the SEC on April 24, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.

Regulatory Apr 25, 2026

Catalio Access Fund VIII LLC Files Under Investment Company Act Sections

Catalio Access Fund VIII LLC submitted a filing electing exemptions under Sections 3(c)(1) and 3(c)(7) on April 24, 2026, according to SEC EDGAR.

Legal professionals reviewing divorce documents in a law office with a Lady Justice statue.

Regulatory Apr 23, 2026

AE Co-Investment Partners Fund III-RD Files for Investment Company Act Exemptions

D - AE Co-Investment Partners Fund III-RD, LP filed a SEC form on April 23, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

Daily capital raising signals

Get fund close, LP allocation, and deal flow news before it hits the mainstream.