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Regulatory exemptions

3 stories covering regulatory exemptions — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

Majestic view of the Idaho State Capitol with its iconic dome under a cloudy sky.

Regulatory Apr 27, 2026

Sphera Biotech US Fund Files SEC Document Under Section 3(c)(7)

Sphera Biotech US Fund, L.P. filed a regulatory document with the SEC on April 27, 2026, citing Item 3C and Section 3(c)(7) of the Investment Company Act.

Bitcoin and cryptocurrency coins placed on a financial document next to a laptop.

Regulatory Apr 26, 2026

Catalio Access Fund VIII, LLC Files SEC Form for Investment Company Act Exemptions

Catalio Access Fund VIII, LLC filed a SEC form on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.

Regulatory Apr 25, 2026

Catalio Genesis Fund X, LLC Files Under Investment Company Act Sections

Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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