Fund Managers
178 stories covering fund managers — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Baskerville Capital Partners Files Form D/A for Section 3(c)(1) Exemption
Baskerville Capital Partners, LP filed a Form D/A on April 6, 2026, citing Investment Company Act exemptions as per SEC EDGAR records.
D - PRTNR Debt Fund I, LLC Files SEC Document
D - PRTNR Debt Fund I, LLC submitted a filing to the SEC on April 6, 2026, according to official records.
True Green Capital Fund V-A Files Under Section 3(c)(7)
True Green Capital Fund V-A, L.P. filed a SEC document on April 6, 2026, citing Section 3(c)(7) of the Investment Company Act.
Balaji Rolling Fund QP, LP Files Form D with SEC
Balaji Rolling Fund QP, LP - D2 submitted a Form D filing to the SEC on April 6, 2026, citing exemptions under the Investment Company Act.
House of Stone Capital Fund One LLC Files SEC Document Under Section 3(c)(1)
House of Stone Capital Fund One LLC filed a SEC document on April 3, 2026, related to Section 3(c)(1) of the Investment Company Act.
Oasis Japan Strategic Fund Files SEC Document Under Investment Company Act
Oasis Japan Strategic Fund Offshore Feeder Ltd. filed a document on April 3, 2026, related to Section 3(c) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
PennantPark Senior Credit Fund II Levered Feeder, LP Files for Section 3(c)(7) Exemption
PennantPark Senior Credit Fund II Levered Feeder, LP filed a document on April 3, 2026, under Item 3C.7 of the Investment Company Act Section 3(c), according to SEC EDGAR.
Legacy Opportunity Fund LLC Files SEC Document on Investment Company Act
D/A - Legacy Opportunity Fund LLC submitted a filing to the SEC on April 3, 2026, referencing Section 3(c)(5) of the Investment Company Act.
GHO Capital Sells VISUfarma to Lupin Limited
GHO Capital has sold specialty pharmaceutical provider VISUfarma to Lupin Limited, a deal that expands the buyer's presence in Europe and accelerates its specialty franchise.
PCM Long Offshore Fund Files Section 3(c)(7) Exemption
PCM Long Offshore Fund Ltd. filed a document under Item 3C of the Investment Company Act on April 3, 2026, according to SEC EDGAR.
Emerging Managers Face Punch-Drunk LPs
Buyouts' 2026 survey shows US emerging managers thriving while LPs remain unenthusiastic about the market.
Windstone Investment LLC Files Form D Amendment
Windstone Investment LLC submitted an amendment to Form D on April 3, 2026, as per SEC EDGAR records.
Apollo Fund Files SEC Document for Section 3(c)(7)
Apollo Multi Asset Credit Replacement Co-Investors (A), L.P. filed a SEC document on April 2, 2026, related to Item 3C of the Investment Company Act.
Avlok Capital, LP Files Form D with SEC Exemption Claim
Avlok Capital, LP submitted a Form D filing to the SEC on April 2, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
AM SPV Fund Management LLC Files for D - Mezcla SPV Series
AM SPV Fund Management LLC submitted a SEC filing for D - Mezcla SPV on April 2, 2026, as part of its activities as a fund manager.
VC Firm Fined $216 Million for Business with Sanctioned Russian Oligarch
A venture capital firm faces a $216 million fine from the US government for alleged dealings with a sanctioned Russian oligarch, as detailed in a Venture Capital Journal article.
Swift Street Capital Fund I, LP Files SEC Form for Investment Company Act Exemption
Swift Street Capital Fund I, LP filed a SEC EDGAR form on April 2, 2026, citing Section 3(c)(1) of the Investment Company Act.
BCA Select, LLC Series 3 Files Under Section 3(c)(7)
BCA Select, LLC - Series 3 - Junto Capital Partners filed a SEC document on April 2, 2026, related to Investment Company Act Section 3(c)(7).
Woodworth Contrarian Fund Files Under Investment Company Act Section 3(c)(1)
Woodworth Contrarian Stock & Bond Fund, L.P. filed a document with SEC EDGAR on April 2, 2026, under Item 3C for Section 3(c)(1) of the Investment Company Act.
Crow Holdings Realty Partners XI-B Files Form D for Exempt Offering
Crow Holdings Realty Partners XI-B, L.P. filed a Form D on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
3G Capital Partners L.P. Files SEC Document on Investment Company Act Section 3(c)(1)
3G Capital Partners L.P. submitted a filing to the SEC on April 1, 2026, related to Section 3(c)(1) of the Investment Company Act.
Blackstone Energy Transition Partners V Files SEC Form for Section 3(c)(7)
Blackstone Energy Transition Partners V - BL L.P. filed a SEC EDGAR document on April 1, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
Theta Flux Capital Fund LLC Files SEC Form D
Theta Flux Capital Fund LLC filed a Form D on April 1, 2026, under Item 3C claiming exemption under Section 3(c)(1) of the Investment Company Act.
Align Fund 2, LP Files SEC Document on Investment Company Act
Align Fund 2, LP submitted a filing to the SEC on April 1, 2026, referencing Section 3(c)(1) of the Investment Company Act.
WTC Multi Strategy Fund Offshore LLC Files Form D/A Under Section 3(c)(7)
WTC Multi Strategy Fund Offshore LLC filed a Form D/A on April 1, 2026, referencing Section 3(c)(7) of the Investment Company Act, as reported in SEC EDGAR filings.
Aubrey GEMs Partners LP Files Form D/A for Section 3(c)(1) Exemption
Aubrey GEMs Partners LP submitted a Form D/A filing on April 1, 2026, citing Section 3(c)(1) of the Investment Company Act.
Infinitas Capital Master LLC Files for SPV XXX Series
Infinitas Capital Master LLC submitted a SEC filing for D - nfinitas Capital SPV XXX on April 1, 2026, according to official records.
MPC IL River Edge Fund LLC Files SEC Document
MPC IL River Edge Fund LLC, with CIK 0001866277, submitted a filing to the SEC on April 1, 2026, according to EDGAR records.
Apollo Global Management Plans Second US Headquarters in Florida or Texas
Apollo Global Management is considering south Florida or Texas for a second US HQ to support talent acquisition and operational growth, amid a trend of financial firms relocating to the Sun Belt.
Apollo Aligned Alternatives ST Fund Files Under Section 3(c)(7)
D/A - Apollo Aligned Alternatives ST Fund (USD), L.P. filed a document with the SEC on March 31, 2026, related to Investment Company Act exemptions.
CLEARMATRIX SPV A SERIES Files SEC Document
CLEARMATRIX SPV A SERIES OF AM SPV FUND MANAGEMENT LLC filed a document with the SEC on March 31, 2026.
StartEngine Private Funds LLC Files for Series 11-1
StartEngine Private Funds LLC submitted a SEC filing for its D - Series 11-1 on March 31, 2026, as part of routine regulatory disclosures.
Ascend Investment Fund II, LLC Files Under Section 3(c)(1)
Ascend Investment Fund II, LLC submitted a filing under Section 3(c)(1) of the Investment Company Act on March 31, 2026, as reported by SEC EDGAR.
Carlyle Asset-Backed Income Strategic Partnership Files SEC Document for Section 3(c)(7)
Carlyle Asset-Backed Income Strategic Partnership, L.P. filed a document with the SEC on March 30, 2026, related to Investment Company Act Section 3(c)(7).
Averin Capital Fund II LP Files Under Investment Company Act Section 3(c)(7)
Averin Capital Fund II LP submitted a SEC filing on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
MDF Capital Partners 2023, LP Files D/A Document with SEC
MDF Capital Partners 2023, LP submitted a D/A filing to the SEC on March 30, 2026, as per official records.
AINA ALOHA Economy Fund, LLC Files SEC Document
AINA ALOHA Economy Fund, LLC submitted a filing to the SEC on March 30, 2026, according to EDGAR records.
Snow Lion Note Fund 12 RES LLC Files with SEC on March 30, 2026
D - Snow Lion Note Fund 12 RES LLC submitted a filing to the SEC, as recorded on March 30, 2026.
Snow Lion Note Fund 12 RES LLC Files SEC Document
D - Snow Lion Note Fund 12 RES LLC submitted a filing to the SEC on March 30, 2026, with an accession number of 0002125243-26-000001, according to EDGAR records.
Western Frontier Master LLC Files for FundNV 2 Series
Western Frontier Master LLC submitted a SEC filing for D - FUNDNV 2 on March 30, 2026, as part of its operations as a series of the master LLC.
Nebular Expansion, LP Files Under Investment Company Act Section 3(c)(1)
Nebular Expansion, LP submitted a SEC filing for D - ST-0223 Fund III on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Skyli First Fund, LLC Files Form D/A for Section 3(c)(1) Exemption
Skyli First Fund, LLC submitted a Form D/A filing to the SEC on March 30, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
ASIC Increases Oversight of Australian Private Credit with Weekly Data Requests
Australia's securities regulator is requiring weekly data submissions from private credit managers amid global scrutiny of the $1.8tn sector, according to a report.
D - MWH Fund, LLC Files with SEC EDGAR
D - MWH Fund, LLC submitted a filing to SEC EDGAR on March 27, 2026, with a file size of 9 KB.
NorthStar Fund III, LP Files Under Investment Company Act Section 3(c)(1)
NorthStar Fund III, LP submitted a SEC filing on March 27, 2026, citing Section 3(c)(1) of the Investment Company Act.
SecondMarket Growth LLC Files SEC Notice for AI CNGL Fund III
D - AI CNGL Fund III, a series of SecondMarket Growth LLC, filed under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Blu Venture Investors Core, LLC Files SEC Notice for New Series
Blu Venture Investors Core, LLC filed a notice for its D/A - BVI Core Q42023-1 Series under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Majority of BDCs Trading Below NAV Amid Private Credit Pressures
A majority of listed business development companies are trading at discounts to their net asset values due to liquidity risks and market concerns, based on recent data.
Most BDCs Trading Below NAV Amid Private Credit and Liquidity Concerns
A majority of listed business development companies are trading at discounts to their net asset values due to investor concerns over liquidity and private credit markets.
D - EBS Muni TIF Bond Fund B, LLC Files SEC Document
D - EBS Muni TIF Bond Fund B, LLC submitted a filing to the SEC on March 27, 2026, according to EDGAR records.
