Exemption
164 stories covering exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
1776 Fund, LLC Files for Section 3(c)(1) Exemption with SEC
D - 1776 Fund, LLC filed a notice with the SEC on April 30, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Stonepeak Infrastructure Fund - M (Side Car) LP Files SEC Exemption
Stonepeak Infrastructure Fund - M (Side Car) LP submitted a filing claiming an exemption under Section 3(c)(7) of the Investment Company Act on April 30, 2026.
Forge Investments LLC Files SEC Document for Fund FG-VDA
Forge Investments LLC submitted a SEC EDGAR filing on April 28, 2026, for Fund FG-VDA under Section 3(c)(1) of the Investment Company Act.
EM-0112 Fund I Files for SEC Exemption Under Section 3(c)(1)
D - EM-0112 Fund I, a series of Roll Up Vehicles, LP, filed a notice with the SEC on April 28, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
EL-0205 Fund II Files SEC Form for Section 3(c)(1) Exemption
D - EL-0205 Fund II, a series of Roll Up Vehicles, LP, filed a SEC document on April 28, 2026, under Item 3C for Section 3(c)(1) of the Investment Company Act.
Sakorum Long/Short Equity Fund Files Under Section 3(c)(7)
Sakorum Long/Short Equity Fund, L.P. filed a document on April 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR records.
Hill of Ares Fund I Files for Section 3(c)(7) Exemption
D - Hill of Ares Fund I, a series of Embedding Funds LLC, filed a SEC EDGAR document on April 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Vestal Point Offshore Fund Files Section 3(c)(7) Exemption
Vestal Point Offshore Fund Ltd., with CIK 1974889, filed a document under the Investment Company Act Section 3(c)(7) on April 24, 2026, according to SEC EDGAR.
Crown Capital Fund II, LP Files for Section 3(c)(7) Exemption
Crown Capital Fund II, LP filed a document on April 23, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7), according to SEC EDGAR.
Forge Investments LLC Files SEC Document for Fund FG-MXY
Forge Investments LLC filed a document for Fund FG-MXY on April 23, 2026, referencing the Investment Company Act Section 3(c)(1), according to SEC EDGAR.
Anchorage Co-Investment Offshore Fund VIII Files Section 3(c)(7) Exemption
Anchorage Co-Investment Offshore Fund VIII, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on April 23, 2026, as per SEC records.
Anchor Capital LS Files for Section 3(c)(1) Exemption
Anchor Capital LS, a series of CGF2021 LLC, submitted a SEC filing on April 23, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
