SEC filing
401 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
GTCR Capital Solutions Feeder C LP Files Under Section 3(c)(7)
GTCR Capital Solutions Feeder C LP submitted a SEC filing on May 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Refactor Capital V, L.P. Files Under Investment Company Act Section 3(c)(7)
D - Refactor Capital V, L.P. submitted a filing on May 7, 2026, for exemption under Section 3(c)(7) of the Investment Company Act.
Retro Bio A Series of VUVP Fund LLC Files Under Investment Company Act Section 3(c)(1)
D/A - Retro Bio A Series of VUVP Fund LLC filed a document on May 7, 2026, citing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Copenhagen Infrastructure Fund Files SEC Form for Section 3(c)(7)
Copenhagen Infrastructure Evergreen Credit Fund EUR SCSp filed a SEC document on May 7, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
LM DNM SEED SPV 2026 Files for Section 3(c)(1) Exemption
LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a notice under Section 3(c)(1) of the Investment Company Act on May 7, 2026, according to SEC EDGAR.
Copenhagen Infrastructure Fund Files SEC Notice Under Section 3(c)(7)
D - Copenhagen Infrastructure Evergreen Credit Fund USD SCSp filed a notice with the SEC on May 7, 2026, citing Investment Company Act Section 3(c)(7).
AKKR Members Fund 2024 LP Files SEC Exemption Under Section 3(c)(1)
AKKR Members Fund 2024 LP filed a SEC EDGAR document on May 6, 2026, relating to Section 3(c)(1) of the Investment Company Act.
Aviator Capital Fund VI Global Feeder, LP Files SEC Document
Aviator Capital Fund VI Global Feeder, LP submitted a filing to the SEC on May 6, 2026, according to EDGAR records.
New Kings Rd Self Storage Equity Partners LLC Files SEC Document
New Kings Rd Self Storage Equity Partners LLC, with CIK 0002111839, submitted a filing to the SEC on May 6, 2026.
Tinuiti Group Holdings, L.P. Submits SEC Filing on May 6, 2026
Tinuiti Group Holdings, L.P. filed a document with the SEC on May 6, 2026, as part of routine regulatory submissions.
Northmont Capital Evergreen Fund Files SEC Form D/A
NORTHMONT CAPITAL EVERGREEN FUND, L.P. submitted a Form D/A to the SEC on May 6, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Northmont Capital Raven Fund L.P. Files for Section 3(c)(1) Exemption
Northmont Capital Raven Fund L.P. filed a SEC document on May 6, 2026, citing Section 3(c)(1) of the Investment Company Act.
Cross Ocean USD ESS Fund V Closed SCSp Files SEC Document Under Section 3(c)(7)
D - Cross Ocean USD ESS Fund V Closed SCSp filed a document on May 6, 2026, related to Section 3(c)(7) of the Investment Company Act.
Castlebar Fund Ltd Files SEC Document for Section 3(c)(7)
Castlebar Fund Ltd submitted a SEC filing on May 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Copper Sky Capital II, L.P. Files for Section 3(c)(7) Exemption
Copper Sky Capital II, L.P. filed a SEC document on May 6, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
SummerHaven Fund Files SEC Form D/A Under Section 3(c)(7)
SummerHaven Absolute Return Commodity Fund, LP submitted a Form D/A filing on May 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Opto Tacora Residential Access Fund LP Files SEC Form for Section 3(c)(7)
Opto Tacora Residential Access Fund LP filed a SEC document on May 6, 2026, under Item 3C and 3C.7 for Section 3(c)(7) of the Investment Company Act.
EquityZen Growth Technology Fund Files Under Section 3(c)(1)
EquityZen Growth Technology Fund LLC - Series 2283 filed a SEC form on May 6, 2026, citing Section 3(c)(1) of the Investment Company Act.
7RIDGE Helix Co-Investment LP Files SEC Document Under Investment Company Act
7RIDGE Helix Co-Investment LP filed a SEC document on May 6, 2026, related to Section 3(c)(7) of the Investment Company Act.
RGP Income Fund II, LP Files Form D/A with SEC
RGP Income Fund II, LP submitted a Form D/A filing on May 6, 2026, as recorded in the SEC EDGAR database.
LongWater Diversified Access Fund LP Files Under Section 3(c)(7)
D/A - LongWater Diversified Access Fund, LP filed a document with SEC EDGAR on May 6, 2026, specifying Section 3(c)(7) of the Investment Company Act.
Welton Global Macro iCapital Access Fund Files Under Section 3(c)(7)
Welton Global Macro iCapital Access Fund, L.P. submitted a SEC filing on May 6, 2026, under Item 3C.7 for Section 3(c)(7) exemption.
D - Investing With Purpose Fund 2026 LLC Files Under Section 3(c)(1)
D - Investing With Purpose Fund 2026 LLC filed a SEC form on May 6, 2026, related to Section 3(c)(1) of the Investment Company Act.
TruArc Fund V, LP Files SEC Document Under Section 3(c)(7)
TruArc Fund V, LP submitted a filing to the SEC on May 6, 2026, related to Item 3C.7 of the Investment Company Act.
Climate Collective, LP Series Files Under Section 3(c)(1)
D - VO-0409 Fund I, a series of Climate Collective, LP, filed a SEC document on May 6, 2026, citing Item 3C.1 and Section 3(c)(1) of the Investment Company Act.
8090 Industries Flagship Fund Files Under Section 3(c)(1)
D - 8090 Industries Flagship Fund, LP filed a SEC document on May 6, 2026, under Item 3C.1 for Section 3(c)(1) of the Investment Company Act.
RO-1114 Fund I Files Under Investment Company Act Section 3(c)(1)
D - RO-1114 Fund I, a series of Roll Up Vehicles, LP, filed a SEC document on May 6, 2026, citing Section 3(c)(1) of the Investment Company Act.
Saturnin-LU-0207 Fund I Files Under Investment Company Act Section 3(c)(1)
Saturnin-LU-0207 Fund I, a series of Platform Funds 2026, LP, filed a notice under Section 3(c)(1) of the Investment Company Act on May 6, 2026.
ImpactA Global Partners I SCSp Files Form D/A Under Section 3(c)(7)
ImpactA Global Partners I SCSp filed a Form D/A on May 6, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
AI Innovation Fund V LLC Files SEC Document for Section 3(c)(7)
AI Innovation Fund V LLC submitted a filing to the SEC on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
K India Opportunities Fund Files SEC Form D/A Under Section 3(c)(7)
K India Opportunities Fund Ltd Class P filed a Form D/A on May 5, 2026, relating to Section 3(c)(7) of the Investment Company Act.
CC&L Q Global Equity Market Neutral Fund Files SEC Document Under Section 3(c)(7)
On May 5, 2026, CC&L Q Global Equity Market Neutral Fund Ltd. filed a document with the SEC, citing Section 3(c)(7) of the Investment Company Act.
D - M31 Fund LP Files SEC Document Under Section 3(c)(7)
D - M31 Fund LP submitted a filing to the SEC on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
SEC Filing for D - 451-455 South Galvez Qualified Opportunity Fund, LLC
D - 451-455 South Galvez Qualified Opportunity Fund, LLC filed a document with SEC EDGAR on May 5, 2026.
Cache Exchange Fund - Bedrock, LLC Files Under Section 3(c)(7)
Cache Exchange Fund - Bedrock, LLC submitted a SEC filing on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
SAVA Capital Inc. Files Document on SEC EDGAR
SAVA Capital Inc. submitted a filing to SEC EDGAR on May 5, 2026, with accession number 0001946415-26-000004.
Principal Real Estate Liquid Debt Fund LP Files Under Section 3(c)(7)
Principal Real Estate Liquid Debt Fund LP filed a form on May 5, 2026, under Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
H.I.G. Private Equity Co-Investment SMA Files for Section 3(c)(7) Exemption
D - H.I.G. Private Equity Co-Investment SMA (A), L.P. filed a form with the SEC on May 5, 2026, related to Investment Company Act exemptions.
Varick Dynamo Offshore Fund Ltd. Files SEC Document for Section 3(c)(7)
Varick Dynamo Offshore Fund Ltd. filed a 9 KB SEC document on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Centre Lane Partners VI, L.P. Files SEC Notice for Section 3(c)(7) Exemption
Centre Lane Partners VI, L.P. filed a notice with the SEC on May 5, 2026, under Section 3(c)(7) of the Investment Company Act.
Cat Rock Capital Partners LP Files SEC Document Under Section 3(c)(7)
Cat Rock Capital Partners LP submitted a filing to the SEC on May 5, 2026, related to Investment Company Act exemptions.
D - Era Compute Investment Fund LP Files SEC Document on Investment Company Act
D - Era Compute Investment Fund LP filed a document with the SEC on May 5, 2026, related to Section 3(c)(1) of the Investment Company Act.
GCW Investments LP Files SEC Document Under Investment Company Act
GCW Investments LP submitted a filing to SEC EDGAR on May 5, 2026, citing Section 3(c)(7) of the Investment Company Act.
CTAN Sidecar Fund 2026 Files for Investment Company Act Exemption
CTAN Sidecar Fund 2026, a series of CTAN Sidecar Master Fund LLC, filed a form claiming exemption under Section 3(c)(1) of the Investment Company Act on May 5, 2026.
AG Net Lease Realty Fund III L.P. Files SEC Document on Investment Company Act
AG Net Lease Realty Fund III L.P. filed a document with SEC EDGAR on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Umami Capital, LP Files SEC Document for D - RE-0320 Fund I
Umami Capital, LP submitted a filing on May 5, 2026, for D - RE-0320 Fund I under Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
Waybury Capital II, LP Files SEC Document Under Investment Company Act
Waybury Capital II, LP submitted a filing to the SEC on May 4, 2026, citing Section 3(c)(1) of the Investment Company Act.
King River Investments Fund 3, L.P. Files Under Section 3(c)(7)
King River Investments Fund 3, L.P. filed a document with SEC EDGAR on May 4, 2026, under Item 3C.7 of the Investment Company Act.
Balerion Space Ventures Fund II Files Under Section 3(c)(7)
Balerion Space Ventures Fund II, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on May 4, 2026, as per SEC EDGAR records.
Chimney Rock Equity Partners Fund I F&F Files Under Investment Company Act
Chimney Rock Equity Partners Fund I F&F, LP filed a document on May 4, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.