Regulatory filing
8 stories covering regulatory filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Merchant Wealth Partners LLC Files Under Investment Company Act Section 3(c)(7)
D - MERCHANT WEALTH PARTNERS, LLC filed a document on May 14, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Efficient U.S. Funds, LLC Files SEC Document for Efficient Pure Trend Series
D - Efficient U.S. Funds, LLC submitted a filing for Efficient Pure Trend Series on May 8, 2026, as reported by SEC EDGAR.
GTCR Capital Solutions Feeder C LP Files Under Section 3(c)(7)
GTCR Capital Solutions Feeder C LP submitted a SEC filing on May 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Silent Capital XXXIV Files Under Investment Company Act Section 3(c)(1)
Silent Capital XXXIV, a series of Silent Capital Holdings, LP, filed a SEC document on May 4, 2026, related to Investment Company Act Section 3(c)(1).
Spatial Capital Fund I LP Files SEC Document Under Section 3(c)(1)
Spatial Capital Fund I LP submitted a SEC filing on April 29, 2026, citing Section 3(c)(1) of the Investment Company Act for exemption purposes.
Prismic Life Management HoldCo Files Under Investment Company Act Section 3(c)(7)
D - Prismic Life Management HoldCo, LLC filed a document under Section 3(c)(7) of the Investment Company Act on April 29, 2026, as per SEC EDGAR records.
Catalio Access Fund X, LLC Files SEC Document on Investment Exemptions
Catalio Access Fund X, LLC filed a SEC EDGAR document on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
StartEngine Private Funds LLC Files SEC Document for D - Series 12-1
StartEngine Private Funds LLC submitted a regulatory filing for D - Series 12-1 on April 23, 2026, as recorded in SEC EDGAR.
