TOPIC

Exemption

4 stories covering exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory May 4, 2026

D - LO-0321 Fund I Files for Section 3(c)(1) Exemption

D - LO-0321 Fund I, a series of Roll Up Vehicles, LP, filed a document with the SEC on May 4, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory May 1, 2026

AB Municipal Credit Opportunities Fund Files SEC Form for Exemption

D - AB Municipal Credit Opportunities Fund, L.P. filed a SEC document on May 1, 2026, citing Investment Company Act Section 3(c)(7).

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Regulatory Apr 25, 2026

Catalio Access Fund VIII, LLC Files SEC Exemption Notice

Catalio Access Fund VIII, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).

Aerial shot of the historic Chase County Courthouse in Cottonwood Falls, KS, capturing its distinctive architecture.

Regulatory Apr 25, 2026

EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)

EXITFUND LLC submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.

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