TOPIC

Exemption

8 stories covering exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

Canberra's iconic Australian Parliament House with national flag against a clear blue sky.
Regulatory May 12, 2026

Long Angle Investments LLC Files for RC Fund IV Exemption

Long Angle Investments LLC filed a document for RC Fund IV on May 12, 2026, under Section 3(c)(1) of the Investment Company Act.

Explore the modern facade of Paul Loebe House with its striking architectural design in Berlin.
Regulatory May 10, 2026

D - FA Innovation Fund LP Files SEC Form D Under Section 3(c)(7)

D - FA Innovation Fund LP submitted a Form D filing to the SEC on May 8, 2026, specifying reliance on Section 3(c)(7) of the Investment Company Act.

Elegant Renaissance architecture of the New York State Capitol building in Albany under clear sky.
Regulatory May 8, 2026

FAMF Prometheus Fund I Files for Section 3(c)(1) Exemption

FAMF Prometheus Fund I, a series of CGF2021 LLC, filed a SEC document on May 8, 2026, to claim an exemption under Section 3(c)(1) of the Investment Company Act.

Tablet displaying 'Financial Freedom' surrounded by bitcoins and 2021 planner, symbolizing cryptocurrency potential.
Regulatory May 7, 2026

Curzon Capital Partners 5 Long-Life Feeder LP Files SEC Document

Curzon Capital Partners 5 Long-Life Feeder LP filed a document related to the Investment Company Act Section 3(c)(7) on May 7, 2026, according to SEC EDGAR.

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Regulatory May 4, 2026

D - LO-0321 Fund I Files for Section 3(c)(1) Exemption

D - LO-0321 Fund I, a series of Roll Up Vehicles, LP, filed a document with the SEC on May 4, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

A hand examining a credit card agreement on a wooden desk, highlighting financial review.
Regulatory May 1, 2026

AB Municipal Credit Opportunities Fund Files SEC Form for Exemption

D - AB Municipal Credit Opportunities Fund, L.P. filed a SEC document on May 1, 2026, citing Investment Company Act Section 3(c)(7).

Detailed view of a stock market screen showing numbers and data, symbolizing financial trading.
Regulatory Apr 25, 2026

Catalio Access Fund VIII, LLC Files SEC Exemption Notice

Catalio Access Fund VIII, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).

Aerial shot of the historic Chase County Courthouse in Cottonwood Falls, KS, capturing its distinctive architecture.
Regulatory Apr 25, 2026

EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)

EXITFUND LLC submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.

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