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3c7

524 stories covering 3c7 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Jul 9, 2026

D - ES I Series Files 3(c)(7) Notice With SEC

D - ES I, a series of E Squared Investment Fund, LLC submitted a Section 3(c)(7) filing on July 9, 2026 according to SEC EDGAR.

Wooden letter blocks spelling tariffs, China, and USA representing trade relations.
Regulatory Jul 9, 2026

D - BOOST Z2 NUCLEAR FUND LLC Files Section 3(c)(7) Notice

D - BOOST Z2 NUCLEAR FUND LLC submitted a Section 3(c)(7) notice filing with the SEC on 2026-07-09.

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Regulatory Jul 9, 2026

EQUIAM Private Tech 30 Fund II LP Files D/A With SEC

EQUIAM Private Tech 30 Fund II LP submitted a D/A filing to the SEC on July 9, 2026 under Section 3(c)(7).

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Regulatory Jul 9, 2026

Driftwood Credit Fund II-B LP Files D/A Amendment

Driftwood Credit Fund II-B, LP submitted a D/A filing on July 9, 2026, under Investment Company Act Section 3(c)(7).

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Regulatory Jul 9, 2026

Jaffa Capital Fund, LP Files D/A on Section 3(c)(7)

Jaffa Capital Fund, LP submitted a D/A filing on July 9, 2026 claiming the Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Jul 9, 2026

Waterfall Silver Spring Fund Files D/A on SEC EDGAR

Waterfall Silver Spring Fund, LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 9, 2026.

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Regulatory Jul 9, 2026

Neuberger Taiwan Equity Fund Ltd. Files 3(c)(7) Exemption Notice

Neuberger Taiwan Equity Fund Ltd. submitted a Section 3(c)(7) filing to the SEC on July 9, 2026.

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Regulatory Jul 9, 2026

Monterone Partners Equity Fund LP Files D/A on 2026-07-09

Monterone Partners Equity Fund LP submitted a D/A filing to the SEC citing Investment Company Act Section 3(c)(7).

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Regulatory Jul 8, 2026

D - 224 Ventures SPV Series LP Files SEC Notice

D - 224 Ventures SPV Series LP, Series B1 submitted a filing to the SEC on July 8, 2026, under Investment Company Act Section 3(c)(7).

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Regulatory Jul 8, 2026

PeakSpan Capital BaseCamp I, L.P. Files SEC Notice

PeakSpan Capital BaseCamp I, L.P. submitted a filing on 2026-07-08 under Section 3(c)(7) of the Investment Company Act.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory Jul 8, 2026

Churchill Secondaries Solutions II Access Fund Files SEC Notice

Churchill Secondaries Solutions II Access Fund, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on July 8, 2026, according to SEC EDGAR.

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Regulatory Jul 8, 2026

Cynosure PSS Co-investment LLC Files 3(c)(7) Notice

D - Cynosure PSS Co-investment, LLC submitted a Section 3(c)(7) notice under the Investment Company Act on July 8, 2026.

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Regulatory Jul 8, 2026

Brown Advisory (Bermuda) Ltd. Files D/A for Global Managers Fund

Brown Advisory (Bermuda) Ltd. submitted a D/A filing for the Brown Advisory Global Managers Fund under Section 3(c)(7) on July 8, 2026.

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Regulatory Jul 7, 2026

D - TSOF III GP Coinvestment, L.P. Files SEC Notice

D - TSOF III GP Coinvestment, L.P. submits 8 KB filing under Investment Company Act Section 3(c)(7) on July 7, 2026.

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Regulatory Jul 7, 2026

Thayer Street Partners Opportunity Fund III-B Files SEC Notice

Thayer Street Partners Opportunity Fund III-B, L.P. submitted a notice filing with the SEC on July 7, 2026 claiming exemption under Section 3(c)(7).

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Regulatory Jul 7, 2026

D-World Models Fund II Files SEC Notice for 3(c)(7) Status

D - World Models Fund II a Series of FOG Ventures Fund III LLC filed a 7 KB notice under Investment Company Act Section 3(c)(7) on July 7, 2026.

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Regulatory Jul 7, 2026

Canal Grande Fund II LP Files 3(c)(7) Notice

Canal Grande Fund II LP submitted a Section 3(c)(7) notice filing to the SEC on July 7, 2026.

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Regulatory Jul 7, 2026

Melange Secondaries Partners II Files D/A on July 7 2026

Melange Secondaries Partners II LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 7 2026.

Historic courthouse facade with statue and American flag in daylight.
Regulatory Jul 7, 2026

Westbeck Volta Fund (US) LP Files D/A With SEC

Westbeck Volta Fund (US) LP submitted a D/A filing on 2026-07-07 claiming Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Jul 6, 2026

Polymer Japan (Cayman) Fund Ltd. Files D/A on July 6 2026

Polymer Japan (Cayman) Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 6, 2026

Accolade Blockchain Access Fund II Files Form D/A Amendment

Accolade Blockchain Access Fund II, L.P. submitted a Form D/A filing on July 6, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Jul 6, 2026

Polymer Japan (Cayman) Fund Ltd. Files 3(c)(7) Notice

Polymer Japan (Cayman) Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 6, 2026.

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Regulatory Jul 6, 2026

Accolade Blockchain Access Fund II Feeder Files D/A on 2026-07-06

Accolade Blockchain Access Fund II Feeder, L.P. submitted an amended Form D filing claiming Section 3(c)(7) exemption.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory Jul 6, 2026

Acadian Emerging Markets Micro-Cap Equity Fund Files D/A on July 6 2026

Acadian Emerging Markets Micro-Cap Equity Fund LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.

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Regulatory Jul 6, 2026

Polymer Japan Portable Alpha (Cayman) Fund Ltd. Files D/A

Polymer Japan Portable Alpha (Cayman) Fund Ltd. submitted a D/A filing on 2026-07-06 claiming Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Jul 6, 2026

Dover Street Fund XII Private Investors Files SEC Amendment

Dover Street Fund XII Private Investors, LLC submitted a D/A filing to the SEC on July 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 6, 2026

HighVista Biotechnology Specialist Fund Files SEC Notice

HighVista Biotechnology Specialist Fund Ltd. submitted a Form D/A filing to the SEC on July 6 2026 claiming Section 3(c)(7) exemption.

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Regulatory Jul 5, 2026

Sandbrook Climate Infrastructure Fund II LP Files D/A on 2026-07-02

Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 2, 2026.

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Regulatory Jul 5, 2026

Sandbrook Climate Infrastructure Fund II-B LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Jul 5, 2026

Stonepeak Infrastructure Credit Fund II Feeder LP Files SEC Notice

D - Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a filing under Section 3(c)(7) of the Investment Company Act on July 2, 2026.

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Regulatory Jul 5, 2026

Sandbrook Climate Infrastructure Fund II LP Files With SEC

Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 under Investment Company Act Section 3(c)(7).

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Regulatory Jul 5, 2026

Sandbrook Climate Infrastructure Fund II-C LP Files D/A

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing on 2026-07-02 under Investment Company Act Section 3(c)(7).

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Regulatory Jul 5, 2026

Sandbrook Climate Infrastructure Fund II-B LP Files D/A with SEC

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC on 2026-07-02 under Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 5, 2026

Sandbrook Climate Infrastructure Fund II LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 claiming Section 3(c)(7) exemption.

A view of a neoclassical government building with an American flag and cherry blossoms in Washington, DC.
Regulatory Jul 5, 2026

Sandbrook Climate Infrastructure Fund II-B LP Files SEC Notice

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC on July 2, 2026, under Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 5, 2026

Sandbrook Climate Infrastructure Fund II-C LP Files D/A With SEC

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing to the SEC on July 2, 2026, referencing Section 3(c)(7) of the Investment Company Act.

South Dade Justice Center and Government Building facade in Miami, Florida showcases modern architecture.
Regulatory Jul 5, 2026

Stonepeak Infrastructure Credit Fund II LP Files SEC Notice

Stonepeak Infrastructure Credit Fund II LP submitted a filing to the SEC on July 2, 2026 referencing Section 3(c)(7) of the Investment Company Act.

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Regulatory Jul 4, 2026

Sandbrook Climate Infrastructure Fund II-B LP Files D/A

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing on 2026-07-02 under Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 4, 2026

Sandbrook Climate Infrastructure Fund II-C LP Files D/A Amendment

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 2, 2026, according to SEC EDGAR.

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Fundraising Jul 4, 2026

Stonepeak Files Form D for Infrastructure Credit Fund II Rated Note Feeder

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a Form D filing with the SEC on July 2, 2026 claiming a 3(c)(7) exemption.

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Regulatory Jul 4, 2026

Sandbrook Climate Infrastructure Fund II-C LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.

Hands signing a contract with a blue pen, close-up view.
Regulatory Jul 4, 2026

Sandbrook Climate Infrastructure Fund II LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 referencing Section 3(c)(7) of the Investment Company Act.

A close-up image showing a hand holding a pen while signing a document.
Regulatory Jul 4, 2026

Stonepeak Files 3(c)(7) Notice for Infrastructure Credit Fund II Feeder

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a Section 3(c)(7) notice to the SEC on July 2, 2026.

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Regulatory Jul 4, 2026

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP Files SEC Notice

D - Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP filed a notice under Investment Company Act Section 3(c)(7) on July 2, 2026.

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Regulatory Jul 4, 2026

Stonepeak Infrastructure Credit Fund II LP Files SEC Notice

Stonepeak Infrastructure Credit Fund II LP submitted a filing to the SEC on July 2 2026 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 4, 2026

Sandbrook Climate Infrastructure Fund II-C LP Files D/A

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing to the SEC on July 2, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 3, 2026

Sandbrook Climate Infrastructure Fund II LP Files SEC Notice

Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 claiming the Section 3(c)(7) exemption.

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Regulatory Jul 3, 2026

Sandbrook Climate Infrastructure Fund II-B LP Files D/A on SEC EDGAR

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 2, 2026.

Front view of the iconic Stockport Town Hall with a clear blue sky backdrop.
Regulatory Jul 3, 2026

Stonepeak Infrastructure Credit Fund II Feeder Files SEC Notice

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a filing under Section 3(c)(7) of the Investment Company Act on July 2, 2026.

Reflection of Idaho State Capitol in a mirrored building facade in Boise, ID.
Regulatory Jul 3, 2026

Sandbrook Climate Infrastructure Fund II-C LP Files D/A with SEC

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing on 2026-07-02 claiming Section 3(c)(7) exemption under the Investment Company Act.

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