TOPIC

3c7

210 stories covering 3c7 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

Grand courthouse in Cedar Rapids with an American flag in a bright blue sky.
Regulatory May 24, 2026

Western Standard Partners QP Files 3(c)(7) Amendment With SEC

Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.

A stunning view of the iconic United States Capitol under a blue sky in Washington, D.C.
Regulatory May 24, 2026

Western Standard Partners QP Files D/A With SEC

Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Sign commemorating the Kent State incident with American flag in a peaceful protest setting.
Regulatory May 24, 2026

Western Standard Partners QP Files D/A Amendment With SEC

Western Standard Partners QP, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on May 22, 2026.

Detailed view of a hand taking fingerprints on a document with ink pad on desk.
Regulatory May 24, 2026

Neuberger Specialty Finance Fund IV LP Files SEC Notice

Neuberger Specialty Finance Fund IV LP submitted a filing to the SEC on May 22 2026 citing Section 3(c)(7) of the Investment Company Act.

Stunning black and white view of the Luzerne County Courthouse in Wilkes-Barre, PA.
Regulatory May 23, 2026

MAVRK Celestia Fund, LP Files 3(c)(1) and 3(c)(7) Notice

MAVRK Celestia Fund, LP submitted a filing to the SEC claiming Sections 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.

Front view of the historic Idaho State Capitol Building under blue skies in Boise.
Regulatory May 23, 2026

Western Standard Partners QP Files D/A Amendment

Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(7).

Close-up of the Department of Agriculture building facade under a clear blue sky.
Regulatory May 23, 2026

MAVRK Celestia Fund, LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)

MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026, referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).

A warm sunset illuminates the National Assembly building in Sofia, Bulgaria, with a clear blue sky and passing pedestrians.
Regulatory May 23, 2026

MAVRK Celestia Fund Files 3(c)(1) and 3(c)(7) Notice

D - MAVRK Celestia Fund, LP filed a notice claiming exemptions under Section 3(c)(1) and 3(c)(7) of the Investment Company Act on May 22, 2026.

Historic courthouse facade with statue and American flag in daylight.
Regulatory May 23, 2026

MAVRK Celestia Fund, LP Files SEC Notice on 3(c) Exemptions

MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).

Stunning view of a historic courthouse building with trees, in downtown Houston, Texas.
Regulatory May 23, 2026

Western Standard Partners QP, L.P. Files D/A Amendment

Western Standard Partners QP, L.P. submitted a D/A filing on 2026-05-22 referencing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.

Beautiful view of the Zrenjanin Courthouse, a historic landmark by the river.
Regulatory May 23, 2026

MAVRK Celestia Fund, LP Files SEC Notice for 3(c)(1) and 3(c)(7) Exemptions

MAVRK Celestia Fund, LP submitted an SEC EDGAR filing on 2026-05-22 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).

A modern palace with a dome surrounded by autumn trees under an overcast sky.
Regulatory May 22, 2026

SignalFire Eureka Fund Files SEC Document Referencing 3(c)(7)

SignalFire Eureka Fund, L.P. submitted a filing to the SEC on May 22, 2026 under Investment Company Act Section 3(c)(7).

Hand writing cryptocurrency concepts on whiteboard in business meeting.
Regulatory May 22, 2026

Neuberger Specialty Finance Fund IV LP Files SEC Form D

Neuberger Specialty Finance Fund IV LP submitted a Form D filing on May 22, 2026 under Investment Company Act Section 3(c)(7).

A UK Government envelope with coronavirus update on a wooden floor.
Regulatory May 21, 2026

Bedford Ridge Investment Co XIV LP Files SEC Notice

D - Bedford Ridge Investment Co XIV LP submitted a filing to the SEC on May 21, 2026 referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a development agreement document with pen and Scrabble tiles spelling 'AGREEMENT.'
Regulatory May 21, 2026

Bedford Ridge Investment Co XIII LP Files SEC Notice

Bedford Ridge Investment Co XIII LP submitted a filing to the SEC on May 21 2026 referencing Section 3(c)(7) of the Investment Company Act.

Hands using digital devices for financial analysis at a modern desk setup.
Regulatory May 21, 2026

ICONIQ Strategic Partners VIII Co-Invest Files SEC Notice

ICONIQ Strategic Partners VIII Co-Invest, L.P. (Series A3) submitted a filing under the Investment Company Act on May 21, 2026.

Urban architecture of a government building with a clear blue sky in Montevideo, Uruguay.
Regulatory May 21, 2026

CoastEdge Distressed Fund Submits SEC Filing on May 21 2026

CoastEdge Distressed & Special Situations Fund LLC filed a notice under Investment Company Act Section 3(c)(7) with the SEC on May 21 2026.

Scrabble letter tiles on a wooden background forming the word "Policy".
Regulatory May 21, 2026

Capstone Mount Washington Fund, LP Files D/A on SEC EDGAR

Capstone Mount Washington Fund, LP submitted a D/A filing to the SEC on May 21, 2026 referencing Section 3(c)(7).

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory May 20, 2026

Proteus Master Fund I Files Amendment with SEC

Proteus Master Fund I, LLC submitted a D/A filing to the SEC on May 20, 2026 under Investment Company Act Section 3(c)(7).

A pile of Euro and Turkish Lira banknotes scattered on a wooden surface, showcasing various denominations.
Regulatory May 20, 2026

Blackstone Infrastructure Partners F.3 Files SEC Amendment on May 20 2026

Blackstone Infrastructure Partners F.3 (Lux) SCSp submitted a D/A filing to the SEC on May 20 2026 referencing Section 3(c)(7).

Front view of the historic Hampton Courthouse in Virginia, showcasing Neoclassical architecture.
Regulatory May 20, 2026

Blackstone Infrastructure Partners Files D/A with SEC

Blackstone Infrastructure Partners F.1 L.P. submitted a D/A filing to the SEC on May 20, 2026 referencing Investment Company Act Section 3(c)(7).

A professional individual signs legal documents at a desk in an office setting.
Regulatory May 20, 2026

Proteus Master Fund I Files SEC Notice Under Section 3(c)(7)

Proteus Master Fund I, LLC submitted a filing with the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Aerial shot of the Supreme Court Building's architectural details in Melbourne, Australia.
Regulatory May 20, 2026

MG&A Private Assets Master Fund Files SEC D/A for 3(c)(7)

MG&A Private Assets Master Fund, LLC submitted a D/A filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Majestic view of the Idaho State Capitol with its iconic dome under a cloudy sky.
Regulatory May 20, 2026

Blackstone Infrastructure Partners Files D/A for F.2 L.P.

Blackstone Infrastructure Partners F.2 L.P. submitted a D/A filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Interior view of an American courthouse in Kirksville, Missouri, featuring a judge's desk and flags.
Regulatory May 20, 2026

Blackstone Infrastructure Partners F.1 L.P. Submits D/A Filing

Blackstone Infrastructure Partners F.1 L.P. files D/A on May 20 2026 referencing Investment Company Act Section 3(c)(7) per SEC EDGAR.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Regulatory May 20, 2026

Linden Private Income Fund I (QP) LP Files SEC Notice

Linden Private Income Fund I (QP) LP submitted a filing to the SEC on May 20, 2026, referencing Section 3(c)(7).

Prohibition parking road sign with Subject To Ticket inscription placed on street of city near concrete barrier in evening time
Regulatory May 20, 2026

DPV Titan I Series Files 3(c)(7) Notice With SEC

DataPower Capital Partners LLC filed a D/A notice for its DPV Titan I series under Section 3(c)(7) of the Investment Company Act on May 20, 2026.

Wooden letter tiles arranged to spell 'Trading Rules' on a wooden surface.
Regulatory May 19, 2026

MCP Co-Investment Fund 2026 I C.V. Files SEC Notice

D - MCP Co-Investment Fund 2026 I C.V. submitted an SEC filing on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.

Front view of the Royal Palace of Brussels with Belgian flag under a cloudy sky.
Regulatory May 19, 2026

Mudrick Distressed Opportunity Fund Offshore Files SEC Document

Mudrick Distressed Opportunity Fund Offshore, Ltd. submitted a filing under Investment Company Act Section 3(c)(7) on May 19, 2026, according to SEC EDGAR records.

Business colleagues working with Bitcoin during a meeting, exchanging ideas in office setting.
Fundraising May 19, 2026

Monomoy Capital Partners V-Bolt Parallel Files Form D

Monomoy Capital Partners V-Bolt Parallel, L.P. submitted a Form D filing with the SEC on May 19, 2026 under Section 3(c)(7).

Close-up of the Department of Agriculture building's architectural facade, showcasing intricate columns and windows.
Regulatory May 18, 2026

Bow River Specialty Finance Fund II LP Files SEC Document

Bow River Specialty Finance Fund II LP submitted a filing to the SEC on May 18, 2026 under the Investment Company Act.

The United States Capitol building dome against a blue sky in Washington, DC, architectural landmark.
Regulatory May 18, 2026

D - XN Private Fund LP Files SEC Notice May 2026

D - XN Private Fund LP submitted an SEC filing on May 18, 2026 referencing Investment Company Act Section 3(c)(7).

Stunning view of a historic courthouse building with trees, in downtown Houston, Texas.
Regulatory May 18, 2026

Anantam International SPC Fund Files 3(c)(7) Notice

Anantam 35 SP filed a Section 3(c)(7) exemption notice with the SEC on May 18, 2026 under Investment Company Act rules.

Two professionals discuss divorce decree documents, focusing on legal negotiations.
Regulatory May 18, 2026

D - XN Private Fund LP Files 3(c)(7) Notice With SEC

D - XN Private Fund LP submitted an SEC filing under Investment Company Act Section 3(c)(7) on May 18, 2026.

A view of contemporary high-rise buildings in an urban metropolis during the day.
Regulatory May 18, 2026

Proteus Real Estate Non-Core Fund I Files SEC 3(c)(7) Notice

Proteus Real Estate Non-Core Fund I, LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 18, 2026.

Aerial shot of the historic Chase County Courthouse in Cottonwood Falls, KS, capturing its distinctive architecture.
Regulatory May 18, 2026

Axonic Files D/A for Commercial Real Estate Master Fund III

Axonic Commercial Real Estate Master Fund III, LP submitted a D/A filing with the SEC on May 18, 2026, under Section 3(c)(7).

A pile of Euro and Turkish Lira banknotes scattered on a wooden surface, showcasing various denominations.
Regulatory May 18, 2026

Bow River Asset-Based Income Fund LP Files D/A with SEC

Bow River Asset-Based Income Fund LP submitted a D/A filing on 2026-05-18 under Section 3(c)(7) of the Investment Company Act.

Colorful Euro and Romanian Lei banknotes on top of financial charts, symbolizing currency exchange and economic analysis.
Regulatory May 18, 2026

D-Global Funds SPC Files 3(c)(7) Notice for BlueBay Emerging Market Credit Alpha SP

D-Global Funds SPC - BlueBay Emerging Market Credit Alpha SP submitted a Section 3(c)(7) filing with the SEC on May 18, 2026.

Elegant view of the Luzerne County Courthouse surrounded by autumn foliage under a clear blue sky.
Regulatory May 18, 2026

BlackRock Files D/A for Fixed Income GlobalAlpha Fund Sub-Fund

BlackRock Fixed Income GlobalAlpha Fund filed a D/A on May 18 2026 referencing Section 3(c)(7) of the Investment Company Act.

Dynamic forex trading concept with currency symbols and candlestick chart illuminated on screen.
Regulatory May 17, 2026

General Industrial Onshore Fund L.P. Files SEC Notice Under 3(c)(7)

General Industrial Onshore Fund L.P. submitted a filing to the SEC on May 15, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.

Close-up of a vintage building featuring a warning sign and green trim, emphasizing restricted access.
Regulatory May 17, 2026

Proteus Feeder Fund I, LLC Files 3(c)(7) Notice With SEC

Proteus Feeder Fund I, LLC submitted a Form D/A filing on May 15, 2026, claiming the Section 3(c)(7) exemption under the Investment Company Act.

A professional setting with a focus on signing divorce documents in an office environment.
Regulatory May 17, 2026

Infrastructure Investments Fund (iCapital) Files D/A Notice

Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing on 2026-05-15 under Investment Company Act Section 3(c)(7).

Close-up of stock market trading screen displaying financial growth and charts.
Regulatory May 17, 2026

Infrastructure Investments Fund (iCapital) Files D/A with SEC

Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing to the SEC on May 15, 2026 under Section 3(c)(7) of the Investment Company Act.

Sheriff vehicles parked in front of Seminole County Courthouse during the day.
Regulatory May 17, 2026

General Industrial Onshore Fund L.P. Files D/A on SEC EDGAR

General Industrial Onshore Fund L.P. submitted a D/A filing referencing Investment Company Act Section 3(c)(7) on May 15, 2026.

Close-up of a legal document with a wooden stamp placed on top, highlighting verification.
Regulatory May 17, 2026

Proteus Feeder Fund I, LLC Files D/A With SEC

Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a person signing a divorce decree on a desk.
Regulatory May 17, 2026

Infrastructure Investments Fund Files D/A with SEC

Infrastructure Investments Fund (iCapital), Ltd. submits D/A filing referencing Section 3(c)(7) of the Investment Company Act on May 15, 2026.

Historic courthouse facade with statue and American flag in daylight.
Regulatory May 17, 2026

General Industrial Onshore Fund L.P. Submits D/A Filing to SEC

General Industrial Onshore Fund L.P. filed a D/A notice with the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Front view of the historic Hampton Courthouse in Virginia, showcasing Neoclassical architecture.
Regulatory May 16, 2026

Proteus Feeder Fund I, LLC Files D/A With SEC

Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC on May 15, 2026 under Investment Company Act Section 3(c)(7).

Facade of the Russian Ministry building in Moscow along the river under a clear sky.
Regulatory May 16, 2026

General Industrial Onshore Fund L.P. Files SEC Notice Under Section 3(c)(7)

General Industrial Onshore Fund L.P. submitted a D/A filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Front view of the historic Barnstable County Courthouse with a prominent statue and flag.
Regulatory May 16, 2026

TPG Twin Brook Direct Lending Equity VI Files SEC Notice

TPG Twin Brook Direct Lending Equity VI, L.P. submitted a Section 3(c)(7) filing with the SEC on May 15, 2026.

Daily capital raising signals
Get fund close, LP allocation, and deal flow news before it hits the mainstream.
Join Waitlist