3c1 Exemption
255 stories covering 3c1 exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
D-ME-0510 Fund I Files 3(c)(1) Notice With SEC
D-ME-0510 Fund I, a series of Roll Up Vehicles LP, submitted a Section 3(c)(1) filing under the Investment Company Act on 2026-07-16.
Bright Beacon Commodities Fund LP Files SEC 3(c)(1) Notice
Bright Beacon Commodities Fund LP submitted a Section 3(c)(1) notice to the SEC on July 15, 2026.
D - Telligent Fund, LP Submits Section 3(c)(1) Filing
D - Telligent Fund, LP filed a notice under Investment Company Act Section 3(c)(1) with the SEC on July 14, 2026.
D - GR-0529 Fund I Files SEC Notice Claiming 3(c)(1) Exemption
D - GR-0529 Fund I, a series of MV Funds, LP, filed a notice with the SEC on 2026-07-14 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Gelbourne Capital Partners Fund I Files D/A Amendment
Gelbourne Capital Partners Fund I, LP submitted a D/A filing to the SEC on July 13, 2026, claiming Section 3(c)(1) exemption.
WH Capital IX LLC Files SEC Notice for 3(c)(1) Exemption
WH Capital IX LLC submitted a Form D filing claiming Section 3(c)(1) exemption under the Investment Company Act.
D - AI Agent Fund I Files SEC Notice for 3(c)(1) Exemption
D - AI Agent Fund I a Series of FOG Ventures Fund III LLC filed a Section 3(c)(1) notice with the SEC on July 10, 2026.
D - Creator Revenue Fund I Files 3(c)(1) Exemption Notice
D - Creator Revenue Fund I, LP submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 10, 2026.
D - Creator Revenue Fund I, LP Files SEC Notice Under 3(c)(1)
D - Creator Revenue Fund I, LP submitted a 7 KB filing on 2026-07-10 claiming exemption under Section 3(c)(1) of the Investment Company Act.
D - Creator Revenue Fund I, LP Files 3(c)(1) Notice
D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 10, 2026.
MVP Opportunity Fund VI Series 26I Files 3(c)(1) Exemption
D - MVP Opportunity Fund VI LLC Series 26I QC filed a Section 3(c)(1) exemption notice with the SEC on July 10, 2026.
D - MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice
D - MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) notice to the SEC on July 10, 2026.
WH Capital IX LLC Files SEC Notice Claiming 3(c)(1) Exemption
WH Capital IX LLC submitted a 5 KB filing on July 10 2026 referencing Section 3(c)(1) of the Investment Company Act.
D - Creator Revenue Fund I, LP Files SEC Notice Under 3(c)(1)
D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.
WH Capital IX LLC Files 3(c)(1) Notice with SEC
WH Capital IX LLC submitted a Section 3(c)(1) filing under the Investment Company Act on July 10, 2026, per SEC EDGAR records.
D - WH Capital IX LLC Files 3(c)(1) Notice with SEC
D - WH Capital IX LLC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.
C2V Capital Partners III, LP Files SEC Notice Claiming 3(c)(1) Exemption
C2V Capital Partners III, LP submitted an SEC filing on July 9, 2026 referencing Investment Company Act Section 3(c)(1).
Viridian Global Strategies Fund 1 LP Files 3(c)(1) Notice
Viridian Global Strategies Fund 1 LP submitted a Section 3(c)(1) notice to the SEC on July 9, 2026.
Driftwood Credit Fund II-A Files D/A With SEC
Driftwood Credit Fund II-A, LP submitted a D/A filing to the SEC on July 9, 2026, claiming the Section 3(c)(1) exemption.
Brooklyn Tech Fund LP Files SEC Notice Claiming 3(c)(1) Exemption
Brooklyn Tech Fund LP submitted an SEC filing on July 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Brown Advisory Files 3(c)(1) Notice for Alternative Strategies Fund
Brown Advisory (Bermuda) Ltd. submitted a Section 3(c)(1) notice for the Brown Advisory Alternative Strategies Fund on July 8, 2026.
Grey Sheep Ventures Files 3(c)(1) Exemption Notice
D - Grey Sheep Ventures, a Series of Decile Start Fund, LP filed a Section 3(c)(1) notice with the SEC on July 8, 2026.
ARTA Ventures Series Files 3(c)(1) Exemption Notice
D - ARTA Ventures, a Series of Decile Start Fund, LP filed an Investment Company Act Section 3(c)(1) notice with the SEC on July 8, 2026.
D - FF Flex Fund 4 Files SEC Notice Under Section 3(c)(1)
D - FF Flex Fund 4 a Series of FF SPV Holdings LLC submitted a 3(c)(1) filing on July 8, 2026, according to SEC EDGAR.
Angel Collective Opportunity Fund Files Form D Amendment
Angel Collective Opportunity Fund, LP submitted a Form D amendment on July 8, 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.
D - AU-0217 Fund II Files Section 3(c)(1) Exemption Notice
D - AU-0217 Fund II, a series of Roll Up Vehicles, LP filed a 7 KB notice under Section 3(c)(1) of the Investment Company Act on 2026-07-08.
D - SE-0526 Fund I Files 3(c)(1) Notice
D - SE-0526 Fund I, a series of Roll Up Vehicles, LP filed a Section 3(c)(1) notice with the SEC on July 8 2026.
BlackSalt Capital L.P. Files 3(c)(1) Notice on SEC EDGAR
BlackSalt Capital L.P. submitted a Section 3(c)(1) filing under the Investment Company Act on July 7, 2026.
Equitybee Series Files 3(c)(1) Exemption Notice
D - Equitybee 22-46211, a Series of Equitybee cFund Master LLC filed a Section 3(c)(1) notice with the SEC on July 7, 2026.
REFASHIOND Ventures Seed Fund, LP Files SEC Notice
REFASHIOND Ventures Seed Fund, LP submitted a Form filing to the SEC claiming Section 3(c)(1) exemption under the Investment Company Act.
Davidovs Venture Capital, LP Files Form D on 2026-07-07
Davidovs Venture Capital, LP submitted a Form D filing with the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
D-ICW Strategic Equities Fund (Cayman) Files 3(c)(1) Notice
D-ICW Strategic Equities Fund (Cayman), LP filed a Section 3(c)(1) notice with the SEC on July 7, 2026.
D - ICW Strategic Equities Fund Files 3(c)(1) Exemption Notice
D - ICW Strategic Equities Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 7, 2026.
CocoCult IV Series Files Section 3(c)(1) Exemption Notice
D - CocoCult IV a Series of Republic Deal Room Master Fund LLC filed a Section 3(c)(1) exemption notice with the SEC on July 6, 2026.
Capacity Capital Fund II, LP Files D/A with SEC
Capacity Capital Fund II, LP submitted a D/A filing on 2026-07-06 referencing Investment Company Act Section 3(c)(1).
AL Belfry Investments I LLC Files SEC Notice on 3(c)(1)
AL Belfry Investments I LLC submitted a filing to the SEC on July 6 2026 referencing Investment Company Act Section 3(c)(1).
Summers Value Fund LP Files D/A Notice with SEC
Summers Value Fund LP submitted a D/A filing on 2026-07-02 citing Section 3(c)(1) of the Investment Company Act.
Summers Value Fund LP Files D/A Amendment with SEC
Summers Value Fund LP submitted a D/A filing on July 2, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Summers Value Fund LP Files D/A with SEC on July 2 2026
Summers Value Fund LP submitted D/A filing 0001739928-26-000003 referencing Investment Company Act Section 3(c)(1).
Summers Value Fund LP Submits D/A Filing to SEC
Summers Value Fund LP filed a D/A notice with the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act.
Summers Value Fund LP Files D/A Notice with SEC
Summers Value Fund LP submitted a D/A filing on July 2, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Summers Value Fund LP Files D/A with SEC
Summers Value Fund LP submitted a D/A filing on 2026-07-02 claiming Section 3(c)(1) exemption under the Investment Company Act.
EquityZen Growth Technology Fund LLC Series 2311 Files 3(c)(1) Notice
D - EquityZen Growth Technology Fund LLC - Series 2311 filed a Section 3(c)(1) exemption notice with the SEC on June 12, 2026.
Photon Capital Fund LP Files 3(c)(1) Notice With SEC
Photon Capital Fund LP submitted a Section 3(c)(1) exemption filing to the SEC on June 12, 2026.
Candou Ventures Fund 2 Master LP Files 3(c)(1) Notice
Candou Ventures Fund 2 Master LP, Series CAN25TAC LP filed a Section 3(c)(1) notice with the SEC on June 11, 2026.
Telemark Fund LP Files D/A With SEC on June 11 2026
Telemark Fund LP submitted a D/A filing on June 11 2026 referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
D - CH-0519 Fund III Files SEC Notice Under 3(c)(1)
D - CH-0519 Fund III, a series of Roll Up Vehicles, LP submitted a Form D filing on June 10, 2026 claiming exemption under Section 3(c)(1).
D - CH-0519 Fund III Files SEC Notice for 3(c)(1) Exemption
D - CH-0519 Fund III, a series of Roll Up Vehicles, LP filed a notice claiming exemption under Section 3(c)(1) of the Investment Company Act.
Cross River Partners LP Files D/A Claiming 3(c)(1) Exemption
Cross River Partners LP submitted a D/A filing on June 10, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Star51 Capital Fund I LP Files 3(c)(1) Notice on SEC EDGAR
Star51 Capital Fund I LP submitted a Section 3(c)(1) notice filing to the SEC on June 9, 2026.
