3c Exemption
8 stories covering 3c exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Roland Equity Partners II LLC Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
D - Roland Equity Partners II LLC submitted a filing to the SEC on August 24, 2026, referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Raith Real Estate Fund IV AIV LP Files SEC Notice
Raith Real Estate Fund IV AIV LP submitted a regulatory filing claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Lightspeed AI Renaissance Fund Files SEC 3(c) Notice
Lightspeed AI Renaissance Fund, L.P. submitted a Form 3C filing with the SEC on August 10, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
NDH Opportunity Funds LLC Series 10 Files SEC Notice
NDH Opportunity Funds LLC - Series 10 submitted an SEC filing on August 7, 2026, referencing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
EIP Frontier Fund II LP Submits D/A Filing to SEC
EIP Frontier Fund II LP filed a D/A with the SEC on 2026-07-28 referencing Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
Franklin Park Private Debt Co-Investment Fund III Files D/A
Franklin Park Private Debt Co-Investment Fund III, L.P. submitted a D/A filing claiming Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Phoenix Equity Partners Insight III L.P. Files SEC Notice Under 3(c)(1) and 3(c)(7)
Phoenix Equity Partners Insight III L.P. submitted an SEC filing on 2026-06-09 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Warwick UK Real Estate Fund I Files D/A on 2026-06-05
Warwick UK Real Estate Fund I submitted a D/A filing citing Investment Company Act Sections 3(c)(5) and 3(c)(6).
