Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
BGO Asia Property Partners II LP Files SEC Document Under Section 3(c)(7)
BGO Asia Property Partners II LP submitted a filing on April 13, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Bitwise Multi-Strategy Alpha Fund Onshore, LP Files Form D/A Amendment
Bitwise Multi-Strategy Alpha Fund Onshore, LP submitted a Form D/A to the SEC on April 13, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Bitwise Multi-Strategy Alpha Fund Onshore, LP Files Under SEC Section 3(c)(7)
Bitwise Multi-Strategy Alpha Fund Onshore, LP submitted a SEC filing on April 13, 2026, citing Section 3(c)(7) of the Investment Company Act.
EnTrust Global Opportunistic Credit Fund I Ltd Files SEC Document
EnTrust Global Opportunistic Credit Fund I Ltd filed a SEC document on April 13, 2026, referencing Investment Company Act Section 3(c)(7).
Altos Korea Opportunity Fund 7 Files Under Section 3(c)(7)
Altos Korea Opportunity Fund 7, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on April 13, 2026, according to SEC EDGAR.
Altos Korea Opportunity Fund 7, L.P. Files Under Section 3(c)(7)
Altos Korea Opportunity Fund 7, L.P. filed a document with the SEC on April 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
BGO Asia Property Partners II LP Files Under Investment Company Act Section 3(c)(7)
D - BGO Asia Property Partners II LP filed a document with the SEC on April 13, 2026, related to Investment Company Act exemptions.
Bitwise Multi-Strategy Alpha Fund Files Under Section 3(c)(7)
Bitwise Multi-Strategy Alpha Fund Offshore, Ltd. filed a document with the SEC on April 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Blue Ocean Onshore Fund II LP Files SEC Document for Section 3(c)(7)
Blue Ocean Onshore Fund II LP filed a SEC document on April 13, 2026, citing Section 3(c)(7) of the Investment Company Act.
Blue Ocean Onshore Fund II LP Files Under Investment Company Act Section 3(c)(7)
Blue Ocean Onshore Fund II LP submitted a filing to the SEC on April 13, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
NXT Capital Senior Loan Fund VIII Feeder Fund Files SEC Form D
NXT Capital Senior Loan Fund VIII Feeder Fund (L) Cayman, LP filed a Form D on April 13, 2026, citing Section 3(c)(7) of the Investment Company Act.
Alamo Angels Fund III LLC - Series 2 Files SEC Document
Alamo Angels Fund III LLC - Series 2 submitted a filing to the SEC on April 13, 2026, as per official records.
BAM Preferred Credit Fund Files SEC Document on Investment Company Act Exemptions
BAM Preferred Credit Fund, LP filed a regulatory document with the SEC on April 13, 2026, citing exemptions under sections 3(c), 3(c)(5), and 3(c)(7) of the Investment Company Act.
BGA Private Opportunities Fund Files for Section 3(c)(7) Exemption
D - BGA Private Opportunities Fund, LLC - NextFrontier Series filed a SEC document on April 13, 2026, related to Investment Company Act Section 3(c)(7).
BGA Private Opportunities Fund Files SEC Document for Section 3(c)(7) Exemption
BGA Private Opportunities Fund LLC - NextFrontier Series filed a SEC EDGAR document on April 13, 2026, related to Investment Company Act Section 3(c)(7).
BAM Preferred Credit Fund LP Files SEC Document on Investment Act Exemptions
BAM Preferred Credit Fund LP filed a SEC document on April 13, 2026, referencing exemptions under Sections 3(c)(5) and 3(c)(7) of the Investment Company Act.
CCP Private Holdings 2026 LLC Files with SEC on April 13, 2026
D - CCP Private Holdings 2026 LLC, with CIK 0002128766, submitted a filing to SEC EDGAR on April 13, 2026, according to official records.
Rainforest Capital Fund LLC Files Series 6 with SEC
Rainforest Capital Fund LLC submitted a filing for Series 6 on April 13, 2026, as per SEC EDGAR records.
US Innovative Technology Fund II, LP Files Under Section 3(c)(7)
US Innovative Technology Fund II, LP filed a document on April 13, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR records.
2946 Ventures Fund I Files for Section 3(c)(1) Exemption
2946 Ventures Fund I, LLLP filed a regulatory notice under Section 3(c)(1) of the Investment Company Act on April 13, 2026, according to SEC EDGAR.
Ensemble Continuation Fund LLC Files SEC Document for Series Saronic III
Ensemble Continuation Fund LLC - Series Saronic III filed a SEC EDGAR document on April 13, 2026, including Item 3C related to Section 3(c)(7) of the Investment Company Act.
Equitybee cFund Master LLC Series Files SEC Document
Equitybee 22-43922, a series of Equitybee cFund Master LLC, submitted a filing to the SEC on April 13, 2026, as recorded in the EDGAR database.
Vessel Capital Partners Files Section 3(c)(1) Notice
D/A - Vessel Capital Partners (BigID), LLC Series A filed a notice under Section 3(c)(1) of the Investment Company Act on April 13, 2026, as per SEC records.
Vessel Capital Partners Kraken, LLC Series B Files SEC Document
Vessel Capital Partners Kraken, LLC Series B filed a document under Section 3(c)(1) of the Investment Company Act on April 13, 2026, according to SEC EDGAR.
Bramblewood Holdings LLC Files with SEC on April 13, 2026
Bramblewood Holdings LLC submitted a filing to the SEC on April 13, 2026, with accession number 0002127409-26-000001.
Ravelin Capital, LP Files for AP-0306 Fund II Under Section 3(c)(1)
Ravelin Capital, LP submitted a SEC filing for its AP-0306 Fund II series on April 13, 2026, citing Investment Company Act Section 3(c)(1).
Alpha Square Fund LP Files Under Section 3(c)(1) of Investment Company Act
Alpha Square Fund LP filed a SEC document on April 13, 2026, specifying reliance on Section 3(c)(1) for exemption.
Bramblewood Holdings LLC Files SEC Document on April 13, 2026
Bramblewood Holdings LLC submitted a filing to the SEC on April 13, 2026, according to EDGAR records.
EquityZen Growth Technology Fund LLC Files for Section 3(c)(1) Exemption
EquityZen Growth Technology Fund LLC - Series 2261 submitted a filing to the SEC on April 13, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Tejo Capital Inc Files Document with SEC on April 13, 2026
Tejo Capital Inc submitted a filing to the SEC on April 13, 2026, with an accession number of 0002128408-26-000001, according to EDGAR records.
Tysons Dulles Venture Files SEC Document on April 13, 2026
D - Tysons Dulles Venture, L.L.C. submitted a filing to the SEC, as recorded in EDGAR documents.
Alpha Square Fund, LP Files Under Investment Company Act Section 3(c)(1)
Alpha Square Fund, LP filed a document with the SEC on April 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
D - Tysons Dulles Venture, L.L.C. Files with SEC on April 13, 2026
D - Tysons Dulles Venture, L.L.C. submitted a filing to the SEC on April 13, 2026, with a file size of 9 KB, as recorded in EDGAR.
EquityZen Growth Technology Fund LLC Files Under Investment Company Act Section 3(c)(1)
EquityZen Growth Technology Fund LLC - Series 2261 filed a SEC document on April 13, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Metalayer Fund I, LP Files for Section 3(c)(1) Exemption
Metalayer Fund I, LP filed a document with the SEC on April 13, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Tejo Capital Inc Files SEC Document on April 13, 2026
Tejo Capital Inc submitted a filing to the SEC on April 13, 2026, with details available in EDGAR records.
HPC Foreign Holdings, L.P. Files Under Investment Company Act Section 3(c)(7)
D - HPC Foreign Holdings, L.P. submitted a SEC filing on April 10, 2026, related to Section 3(c)(7) of the Investment Company Act.
Ohio Byte Venture, LLC Files Under Investment Company Act Section 3(c)(7)
Ohio Byte Venture, LLC filed a SEC document on April 10, 2026, citing Section 3(c)(7) of the Investment Company Act.
Timberview Capital-Aspen LLC Files SEC Document
Timberview Capital-Aspen LLC submitted a filing to the SEC on April 10, 2026, as part of standard regulatory processes.
HPC Foreign Holdings, L.P. Files Under Section 3(c)(7)
D - HPC Foreign Holdings, L.P. filed a document with the SEC on April 10, 2026, related to Investment Company Act exemptions.
Ohio Byte Venture, LLC Files SEC Document Under Section 3(c)(7)
Ohio Byte Venture, LLC submitted a filing to the SEC on April 10, 2026, invoking Section 3(c)(7) of the Investment Company Act.
Timberview Capital-Aspen LLC Files SEC EDGAR Document
Timberview Capital-Aspen LLC, with CIK 2129017, filed a document on SEC EDGAR on April 10, 2026, as per official records.
Barings Core Property Fund LP Files D/A with SEC
Barings Core Property Fund LP submitted a D/A filing to the SEC on April 9, 2026, according to EDGAR records.
Barings Core Property Fund LP Files SEC Document
Barings Core Property Fund LP submitted a filing to the SEC on April 9, 2026, with details available in EDGAR records.
Blackburne & Sons Realty Capital Corp Files Document with SEC
Blackburne & Sons Realty Capital Corp submitted a filing to the SEC on April 9, 2026, as per official records.
Blackburne & Sons Realty Capital Corp Files SEC Document
Blackburne & Sons Realty Capital Corp submitted a filing to the SEC on April 9, 2026, as recorded in the EDGAR system.
Cape Ann Fund Files for Section 3(c)(7) Exemption
Cape Ann (Ireland) Trust filed a document for its Global Developing Markets Fund under Section 3(c)(7) of the Investment Company Act on April 9, 2026.
Cape Ann Global Developing Markets Fund Files Under Section 3(c)(7)
Cape Ann (Ireland) Trust submitted a filing for its fund under Section 3(c)(7) of the Investment Company Act on April 9, 2026, according to SEC EDGAR.
Hillpointe Opportunity Zone Fund II Files SEC Form on Investment Exemptions
Hillpointe Opportunity Zone Fund II, LP filed a SEC form on April 9, 2026, citing exemptions under Sections 3(c)(5) and 3(c)(6) of the Investment Company Act.
Hillpointe Opportunity Zone Fund II LP Files SEC Form Under Investment Company Act
Hillpointe Opportunity Zone Fund II LP filed a SEC EDGAR form on April 9, 2026, referencing sections 3(c)(5) and 3(c)(6) of the Investment Company Act.
